Tehama, California Stockbroker & Investment Fraud Lawyers

Andre Michael Ross
Claimed Lawyer Profile
Lakeport, CA Stockbroker & Investment Fraud Lawyer with 24 years experience
(707) 263-6400 P.O. Box 400
995 S Main St
Lakeport, CA 95453
Stockbroker Fraud, Arbitration & Mediation, Business and Collections
UC Hastings COL
Roseville, CA Stockbroker & Investment Fraud Attorney with 25 years experience
(707) 435-0300 1380 Lead Hill Blvd Ste 106
Roseville, CA 95661
Stockbroker Fraud, Animal, Criminal Defense and DUI & DWI
Empire Law School
Samuel B. Edwards
Claimed Lawyer ProfileQ&ABlawgsearchSocial MediaResponsive Law
San Francisco, CA Stockbroker & Investment Fraud Lawyer with 17 years experience
(415) 623-2002 1 Embarcadero Center
#500
San Francisco, CA 94111
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
Georgetown University Law Center
Sam Edwards is a partner at SSEK and has developed a wide-ranging practice representing individuals and institutions from the United States and almost every continent in the world in investment and financial disputes. Over the last decade, that representation has included hundreds of clients who range from retirees that have lost their life savings, to community banks and credit unions who have been defrauded by Wall Street in investment schemes or bad products, to states and municipalities defrauded by investment banks.

The cases Mr. Edwards has worked on include claims for unsuitable investment recommendations, churning, misrepresentations and outright fraud. The investments...
Daniel Wade Watkins
Claimed Lawyer Profile
San Diego, CA Stockbroker & Investment Fraud Lawyer with 32 years experience
(858) 535-1511 9915 Mira Mesa Blvd, Suite 130
San Diego, CA 92131
Free ConsultationStockbroker Fraud, Business, Construction and Real Estate
University of San Diego School of Law
Daniel W. Watkins is an experienced litigator and true trial attorney with over 50 Jury and Bench trials to his credit in 30 years of practice. He has successfully represented both large companies and individuals, and achieved substantial victories in well-publicized trials throughout California and Wisconsin.

Mr. Watkins has successfully tried and litigated cases in the areas of Healthcare Compliance, Commercial Litigation, Unfair Business Practices, Fraud, Breach of Contract, Battery, Premises Liability, Product Defect, Medical Malpractice, Discrimination, Sexual Harassment, Construction Defect, as well as Unfair Competition, Defamation, and Trade Secret. In December 2003, Mr. Watkins commenced litigation against Health South Surgery...
Kenneth Wonsup Chung
Claimed Lawyer Profile
Irvine, CA Stockbroker & Investment Fraud Attorney with 25 years experience
(949) 261-7700 38 Corporate Park
Irvine, CA 92606
Free ConsultationStockbroker Fraud, Business and Real Estate
U of San Francisco School of Law
Kenneth W. Chung is experienced in both business litigation and business transactions. Mr. Chung’s business law experience includes real estate, contract, corporate, and employment issues. In addition to his skills as a transactional attorney, Mr. Chung’s aggressive yet thoughtful approach to arbitrations and trials, has distinguished himself as a successful litigator and advocate, in both the courtroom and the office. Mr. Chung counsels and represents a variety of businesses ranging from prestigious multi-national conglomerates to emerging private companies. He is proficient in negotiating and drafting a variety of business agreements including real estate contracts, distribution agreements, employment contracts, business alliance...
Karren M. Kenney
Claimed Lawyer ProfileQ&ASocial Media
Newport Beach , CA Stockbroker & Investment Fraud Lawyer with 24 years experience
(855) 505-5588 5000 Birch Street - West Tower
Suite 3000
Newport Beach , CA 92660
Free ConsultationStockbroker Fraud, Appeals, Criminal Defense and White Collar Crime
Thomas Jefferson School of Law
I am committed to defending your personal freedom. Having been practicing law since 1994, I enjoy zealously advocating for my clients and being their voice in the courtroom. I have tried over 70 criminal trials to verdict in state and federal courts and believe everyone deserves their day in court. Nobody should ever plead guilty to a crime they did not commit. Prior to starting my own criminal defense firm in 2012, I was a Senior Deputy Public Defender in Orange County, California, where I gained invaluable jury trial experience. Whether you are...
Jonathan L. Willis Esq.
Claimed Lawyer ProfileSocial Media
El Centro, CA Stockbroker & Investment Fraud Lawyer with 39 years experience
(760) 457-7074 427 West Main Street
Mail To: PO Box 3935
El Centro, CA 92243
Stockbroker Fraud, Animal, Appeals and DUI & DWI
Santa Clara University School of Law
I am one of only a handful of local attorneys who have been actively trying cases before juries in this state for over 30 years now. I am a former Imperial County Deputy District Attorney IV (2002-2009), the last three years of which I served as the Director of the Special Prosecutions Unit (Narcotics). I am proud to be a Life Member of the California Attorneys for Criminal Justice (C.A.C.J.), and I am also a Private Defense Counsel Member of the California Public Defenders Association (C.P.D.A.). Most importantly, I would be privileged to represent YOU--and other accused persons--against...
Elena Fast
Claimed Lawyer ProfileSocial MediaResponsive Law
Los Angeles, CA Stockbroker & Investment Fraud Attorney with 6 years experience
(213) 336-3431 611 S. Catalina St.
Los Angeles, CA 90005
Free ConsultationStockbroker Fraud, Criminal Defense, Health Care and White Collar Crime
New York Law School
Elena Fast is a Junior Managing Partner at the Blanch Law Firm, responsible for overseeing business and legal operations of the firm. Prior to joining Blanch Law, Elena worked as a Felony Assistant District Attorney at the Kings County District Attorney’s Office in Brooklyn, New York where she handled thousands of cases from arraignment to disposition.

During her six years at the District Attorney’s Office, Elena investigated and prosecuted a wide array of crimes. She has tried dozens of cases to verdict, ranging from misdemeanors to violent felonies. Elena has presented over 200 cases to the Grand Jury for murder, assault,...
Tony T. Liu
Claimed Lawyer ProfileSocial Media
Anaheim, CA Stockbroker & Investment Fraud Attorney with 16 years experience
(800) 360-7001 4501 E La Palma Ave
#220
Anaheim, CA 92807
Free ConsultationStockbroker Fraud, Business, IP and White Collar Crime
Chapman University Fowler School of Law, Chapman University Fowler School of Law and Golden Gate University School of Law
Law Offices of Tony T. Liu is a criminal and civil trial firm located in Orange County, California. Mr. Liu is aggressive but cautious, focused but flexible, thorough but always efficient. He listens to and works with his clients to identify litigation goals, then to develop and implement cost-effective strategy and tactics. He constantly attempts to re-evaluate and reassess these objectives and methods as the litigation landscape shifts, to ensure that the litigation continues to serve the client’s objectives, and not vice versa. As a trial attorney, he knows how and what is needed win the case if it goes...
Omar G. Nassar
Claimed Lawyer ProfileSocial Media
San Diego, CA Stockbroker & Investment Fraud Attorney with 8 years experience
(844) 732-8867 402 W Broadway #800
San Diego, CA 92101
Free ConsultationStockbroker Fraud, Agricultural, Business and Real Estate
California Western School of Law
Omar G. Nassar was born and raised in Southern California, and is a California licensed attorney and real estate broker. His practice focuses on helping real estate and business owners with all of their real estate and business needs. Prior to forming his law firm Mr. Nassar worked in a civil litigation firm against some of the biggest real estate developers in the country. He saw first-hand the strengths and weaknesses of the contracts being used and how those contracts held up in court. He also witnessed many investors and developers get in trouble for very preventable mistakes. Mr....
Ryan James Tegnelia
Claimed Lawyer ProfileQ&ASocial Media
San Diego, CA Stockbroker & Investment Fraud Lawyer with 13 years experience
(619) 577-0868 2820 Camino Del Rio South
San Diego, CA
Free ConsultationStockbroker Fraud, Appeals, Arbitration & Mediation and Consumer
Thomas Jefferson School of Law
A former prosecutor, Mr. Tegnelia has handled a wide variety of criminal cases throughout southern and central California. Upon his return, he was recruited by the largest consumer and criminal law firm in southern California. Mr. Tegnelia has defended hundreds of felony and misdemeanor cases in Los Angeles, Riverside, San Bernardino, Orange, and San Diego counties, as well as Federal court. Mr. Tegnelia brings diverse experience having handled a wide variety of cases including drug posession and sales, violent crimes including assault with a deadly weapon, assault causing great bodily injury, assault with a firearm, attempted murder,murder and sexual assault....
Eric Thomas Hartnett
Claimed Lawyer ProfileSocial Media
Sunnyvale, CA Stockbroker & Investment Fraud Lawyer with 14 years experience
(408) 290-8228 563 S. Murphy Ave.
Sunnyvale, CA 94086
Stockbroker Fraud, Business, Collections and Real Estate
Santa Clara University School of Law
Eric Hartnett possesses an impressive real estate and business law background. He is a former partner at a preeminent real estate firm in Silicon Valley and has garnered a considerable wealth of experience by working his entire career at small and medium-sized firms. He has represented a wide array of clients ranging from Fortune 500 companies and government entities to individuals and small businesses. Eric's skills and expertise have been recognized through his repeated receipt of Super Lawyers's Northern California Rising Star award.

While the majority of his cases have been venued in the Bay Area (e.g. Santa...
David L. Roth
Claimed Lawyer Profile
Oakland, CA Stockbroker & Investment Fraud Attorney with 40 years experience
(510) 482-6600 1425 Leimert Blvd, Suite 405
Oakland, CA 94602
Stockbroker Fraud, Business, Construction and Real Estate
University of California Hastings College of the Law
Real Estate Law Offices of David L. Roth. Highest rating AV by Martindale-Hubbell Law Directory. Co-author, Chap. 10, California Easements And Boundaries: Law And Litigation (CEB). Author, Chap. 1, "Easements," Neighbor Disputes: Law & Litigation (CEB) Practice areas include: Commercial Landlord/Tenant; Boundary and Easement Disputes; Title, Partition, Quiet Title, Adverse Possession, Prescriptive Easements; Construction Defect and Mechanics Lien lawsuits; Premises Liability and Injuries; Purchase/Sale Transactions and Litigation; Deeds of Trust; Real Estate Fraud.
Thomas D. Mauriello
Claimed Lawyer ProfileSocial Media
San Clemente, CA Stockbroker & Investment Fraud Attorney with 31 years experience
(949) 542-3555 1181 Puerta Del Sol
#120
San Clemente, CA 92673
Stockbroker Fraud, Appeals, Consumer and Environmental
University of San Diego School of Law
David Meyer Esq
Claimed Lawyer ProfileSocial Media
Los Angeles, CA Stockbroker & Investment Fraud Attorney with 24 years experience
(866) 827-6537 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Free ConsultationStockbroker Fraud, Business, Consumer and Securities
Capital University Law School and Capital University
Attorney David P. Meyer is the principal founder of Meyer Wilson. He has gained national recognition as an investment fraud lawyer, representing more than 800 investors in investment misconduct claims. He has won verdicts, settlements and judgments of hundreds of millions of dollars on their behalf. Because he is recognized as an authority in this field, he is often asked to speak for bar associations and at educational seminars. He is an active member of the Public Investors’ Arbitration Bar Association and various other legal professional associations. In 2013, Attorney David Meyer was included in the list of Best...
Jeremy Scott Hyndman
Claimed Lawyer Profile
Los Angeles, CA Stockbroker & Investment Fraud Attorney with 11 years experience
(800) 487-4660 Union Bank Plaza
445 S. Figueroa St., Suite 2700
Los Angeles, CA 90071
Free ConsultationStockbroker Fraud, Estate Planning, Real Estate and Securities
Emory University School of Law
My practice focuses on estate planning and helping investors recover losses caused by unethical or incompetent financial advisers. I am the managing attorney at Basalt Legal PLLC, a law firm nestled in Washington wine country but serving clients throughout Washington State and California.
Randy Wagner
Claimed Lawyer ProfileSocial Media
San Diego, CA Stockbroker & Investment Fraud Lawyer with 9 years experience
(619) 376-1960 401 West A st. 1100
San Diego, CA 92101
Free ConsultationStockbroker Fraud, Criminal Defense, Domestic Violence and White Collar Crime
Thomas Jefferson School of Law
The Law Office of Randy Wagner practices criminal defense, civil litigation and immigration law. Whether you are accused of a misdemeanor, felony, facing immigration issues or have been sued, Randy Wagner will represent you and be your voice in the justice system Originally from Las Vegas, my family and I have made San Diego our home. I earned my Bachelors Degree from UNLV. Later I attended Thomas Jefferson School of Law, here in San Diego.
Sean T Prosser
Claimed Lawyer ProfileSocial Media
Los Angeles, CA Stockbroker & Investment Fraud Lawyer with 27 years experience
(424) 259-4004 2029 Century Park East
Suite 3100
Los Angeles, CA 90067
Free ConsultationStockbroker Fraud, Administrative, Securities and White Collar Crime
New York Law School
Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...
Randy Collins
Claimed Lawyer Profile
Newport Beach, CA Stockbroker & Investment Fraud Lawyer with 15 years experience
(949) 250-6097 1000 Quail Street
Suite 110
Newport Beach, CA 92660
Free ConsultationStockbroker Fraud, Consumer, Criminal Defense and Domestic Violence
Boston College Law School and Notre Dame College
As a Criminal Defense Lawyer, I am devoted to defending the rights of local Orange County residents including attorneys for DUI, violent crimes,fraud and drug sales offenses.
Kirk G. Smith
Claimed Lawyer ProfileBlawgsearchSocial Media
San Francisco, CA Stockbroker & Investment Fraud Attorney with 20 years experience
(415) 623-2002 1 Embarcadero Center
#500
San Francisco, CA 94111
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
South Texas College of Law
As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...
Daniel R. Perlman
Claimed Lawyer ProfileQ&ABlawgsearchSocial Media
Van Nuys, CA Stockbroker & Investment Fraud Attorney with 14 years experience
(818) 639-4001 6323 Van Nuys Blvd
Van Nuys, CA 91401
Free ConsultationStockbroker Fraud, Criminal Defense, DUI & DWI and Domestic Violence
Prior to graduating from law school in our Nation's Capital, Daniel R. Perlman worked as a Prosecutor for the Maryland State's Attorney's Office in Montgomery County, Maryland, where he became aware of many of the stumbling blocks that exist between prosecutors and defense attorneys from the government side. Daniel R. Perlman used this opportunity to learn how best to approach prosecutors and how to creatively resolve differences to the satisfaction of both sides.
Jeffrey Patrick Lendrum
Claimed Lawyer Profile
San Francisco, CA Stockbroker & Investment Fraud Attorney with 30 years experience
(888) 809-7832 One Sansome Street,
Suite 3500
San Francisco, CA 94104
Free ConsultationStockbroker Fraud, Consumer and Securities
University of the Pacific, McGeorge School of Law
Jeffrey Lendrum’s practice is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty.

Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select attorneys who demonstrate preeminent legal abilities and the highest ethical standards.

As a former prosecutor, federal law clerk, and lawyer for fortune 500 companies, Mr. Lendrum has the knowledge, experience and track record to create winning strategies for his clients. Whether your...
Jeffrey Neil Wilens
Claimed Lawyer ProfileSocial Media
Yorba Linda, CA Stockbroker & Investment Fraud Lawyer with 33 years experience
(714) 854-7205 18340 Yorba Linda Blvd.
Suite 107-610
Yorba Linda, CA 92886
Free ConsultationStockbroker Fraud, Consumer and Employment
UC Berkeley School of Law Boalt Hall
Founded in 1992 by U. C. Berkeley (Boalt Law School) graduate Jeffrey Wilens, the Lakeshore Law Center has successfully prosecuted numerous class and individual actions against payday loan companies, creditors, automobile dealerships, lending institutions, timeshare marketers, and other businesses for racketeering, consumer fraud, false advertising, unfair business practices, credit reporting and debt collection violations.
Alan William Sparer
Claimed Lawyer ProfileSocial MediaResponsive Law
San Francisco, CA Stockbroker & Investment Fraud Attorney with 37 years experience
(415) 217-7300 100 Pine St
33rd Floor
San Francisco, CA 94111
Free ConsultationStockbroker Fraud, Elder, Real Estate and Securities
Stanford University and Massachusetts Institute of Technology
For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.

SLG regularly helps resolve sensitive and confidential family disputes involving claims of elder abuse or financial misconduct. In the process, Mr. Sparer has successfully...
Scott Wippert
Claimed Lawyer ProfileSocial Media
Oxnard, CA Stockbroker & Investment Fraud Lawyer with 18 years experience
(805) 874-2566 3600 S Harbor Blvd #463
Oxnard, CA 93035
Free ConsultationStockbroker Fraud, Criminal Defense, DUI & DWI and White Collar Crime
University of the Pacific, McGeorge School of Law
I started at the Public Defenders office in Sacramento in 2001. I worked there for 5 years. After leaving the Public Defenders office, I became the Senior Trial Attorney for United Defense Group. I have tried every type of criminal case, from misdemeanors to homicides. I started the Law Firm Wippert & Bramson. Wippert & Bramson are expert trial attorneys who have handled numerous high profile media cases.
Elena Rivkin Franz
Claimed Lawyer ProfileSocial Media
Santa Clara, CA Stockbroker & Investment Fraud Attorney with 13 years experience
(408) 940-5360 900 Lafayette Street
Suite 509
Santa Clara, CA 95050
Free ConsultationStockbroker Fraud, Arbitration & Mediation, Business and Consumer
I am a real estate and business law attorney. I limit my practice to these areas, which include things from setting up HOAs, to neighbor issues, to construction, and real estate fraud. My background is in real estate, where I was a real estate appraiser, property manager, and project manager for condominium conversions and other real estate developments. I understand the hurdles you face on a daily basis if you are a real estate owner, investor, contractor or developer. A large segment of my client base are small business owners. I understand that you want simple answers...
Robert A. Kantas
Claimed Lawyer ProfileBlawgsearchSocial Media
San Francisco, CA Stockbroker & Investment Fraud Lawyer with 22 years experience
(415) 623-2002 1 Embarcadero Center
#500
San Francisco, CA 94111
Free ConsultationStockbroker Fraud and Securities
Richard Stanislaw Frankowski
Claimed Lawyer ProfileSocial Media
Sacramento, CA Stockbroker & Investment Fraud Lawyer with 18 years experience
(916) 426-2241 333 University Drive
Suite 200-10
Sacramento, CA 95825
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
University of Alabama School of Law and University of Alabama School of Law
Richard S. Frankowski is the owner of The Frankowski Firm, LLC based in Birmingham, Alabama and Incline Village, Nevada. Mr. Frankowski has represented hundreds of investors around the country in FINRA arbitrations and in court. His practice focuses on stock broker fraud, consumer class actions, and direct and derivative shareholder litigation. He is an AV Preeminent-rated attorney by Martindale Hubbell and is a member of the Alabama and Florida Bars, as well as a member of the American Bar Association, the American Association for Justice, and National Trial Lawyers. Mr. Frankowski co-authored The Practitioner's Guide to...
Nima Stephen Vokshori
Claimed Lawyer ProfileSocial Media
Los Angeles, CA Stockbroker & Investment Fraud Lawyer with 12 years experience
(855) 855-2608 1010 Wilshire Blvd., Ste. 1404
Los Angeles, CA 90017
Free ConsultationStockbroker Fraud, Bankruptcy, Consumer and Foreclosure Defense
UCLA School of Law
As a child I immigrated to Los Angeles with my family. Living in a predominately white area I saw at a young age the negative effects of racism. This racism forced me to win people over not with the color of skin but with hard work and a smile on my face. This period of my life instilled in me an 'under dog' attitude. I will always respect and lookout for those that are less fortunate. My first stab at a professional career began when I was a teenager working for a financial company. The company was supposed to...
Lynn Gorelick
Claimed Lawyer ProfileSocial Media
Pleasanton, CA Stockbroker & Investment Fraud Attorney with 36 years experience
(925) 847-3006 4900 Hopyard Road, West Lobby
Suite 100
Pleasanton, CA 94588
Stockbroker Fraud, Criminal Defense, DUI & DWI and Juvenile
University of CA, Hastings College of Law
Lynn Gorelick has been an attorney for over 34 years. Attorney Lynn Gorelick is the Immediate Past President of the California DUI Lawyers Association. This is the only and most well respected legal organization for California Lawyers specializing in DUI defense. Ms. Gorelick has been a member of this organization since its inception and has served on the Board of Directors for over 15 years. She is committed to the protection your rights.

Ms. Gorelick is a Faculty and Sustaining member of the National College of DUI Defense. She has been a featured speaker at the...
Val D. Hornstein Esq.
Claimed Lawyer ProfileSocial Media
San Rafael, CA Stockbroker & Investment Fraud Lawyer with 35 years experience
(415) 454-1490 1010 B Street
Suite 300
San Rafael, CA 94901
Free ConsultationStockbroker Fraud, Business, Consumer and Securities
The George Washington University Law School
Hornstein Law Offices, Prof. Corp. is a 20-year old California-based law firm concentrating in business, securities, intellectual property and related transactions and litigation. We have served clients across the country and in abroad. Our client base ranges from individuals. start-up companies to multi-national corporations in all fields of business. Mr. Hornstein has been in practice for 30-years. Prior to HLO, he was with large international law firms and in-house corporate counsel. Please call to discuss any questions in these areas.
Ingrid M. Evans
Claimed Lawyer ProfileSocial Media
Sonoma, CA Stockbroker & Investment Fraud Attorney with 23 years experience
(707) 996-9235 670 West Napa Street
Sonoma, CA 95476
Stockbroker Fraud, Consumer, Elder and Personal Injury
University of the Pacific, McGeorge School of Law
Ingrid M. Evans is the founding partner of the Evans Law Firm. Ms. Evans is a Board Certified Civil Trial Advocate, and was named as a Finalist for Consumer Attorney of the Year, Consumer Attorneys of California, 2009. Ingrid Evans is a veteran in the courtroom and was previously undefeated in jury trials as a former Deputy City Attorney for San Francisco. Ingrid Evans is an experienced litigator in state and federal courts and is licensed to practice law in California, the District of Columbia, and New York. Ms. Evans has been named as a 2010 Northern California Super Lawyers...
Gordon Craig Young
Claimed Lawyer ProfileSocial Media
Danville, CA Stockbroker & Investment Fraud Attorney with 27 years experience
(925) 314-9999 318-C Diablo Road
Danville, CA 94526
Free ConsultationStockbroker Fraud, Arbitration & Mediation, Probate and Securities
U of San Francisco School of Law
Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...
Steven Lawrence Krongold
Claimed Lawyer ProfileSocial Media
Irvine, CA Stockbroker & Investment Fraud Lawyer with 32 years experience
(949) 651-1900 100 Spectrum Center Drive
Suite 900
Irvine, CA 92618
Free ConsultationStockbroker Fraud, Business, IP and Trademarks
Loyola Law School
Nearly 30 years of litigation experience in state and federal courts. Specialize in representing small and mid-size businesses in variety of commercial disputes.
Steve A. Buchwalter
Claimed Lawyer ProfileQ&ASocial Media
Encino, CA Stockbroker & Investment Fraud Attorney with 26 years experience
(818) 501-8987 16133 Ventura Blvd
#1220
Encino, CA 91436
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
University of La Verne College of Law
Mr. Robin Mashal
Claimed Lawyer ProfileQ&ASocial Media
Los Angeles, CA Stockbroker & Investment Fraud Attorney with 19 years experience
(310) 286-2000 1875 Century Park East, Sixth Floor
Los Angeles, CA 90067-2507
Stockbroker Fraud, Business, IP and Real Estate
Loyola Law School, Los Angeles
I have been licensed to practice law in the State of California since 1999. I am the managing shareholder of Century City Law Group, a Professional Corporation (Century City Law Group, APC). I studied accounting at the University of Southern California, and obtained my law degree from Loyola Law School. While attending Loyola Law School, I became a Production Editor of the Loyola Entertainment Law Review, and was also placed on the Dean's Honor List. I have received Martindale-Hubbell's distinguished "AV" peer-review rating. I was named to Super Lawyer Magazine's Southern California Rising Stars list...
Fredrick Michael Ray
Claimed Lawyer Profile
Newport Beach, CA Stockbroker & Investment Fraud Lawyer with 26 years experience
(949) 557-4888 5000 Birch Street
Suite 7000
Newport Beach, CA 92660
Stockbroker Fraud, Administrative, Appeals and Health Care
Southwestern Univ School of Law
We are California's premier professional license law firm, appealing license denials, defending accusations, and assisting professionals with government regulatory compliance issues. For 20 years, I have fought for professionals and business owners, listening with compassion, being straightforward and honest with our clients. Our clients face a system that can be cold, impersonal, uncaring and harsh. We act as skilled and knowledgeable guides through that system. We strive to educate and inform clients, to minimize case weaknesses and maximize strengths, in order to achieve the best results while mindful of a client's budget and appetite for risk....
Jeffrey Louis Gaffney
Claimed Lawyer ProfileQ&AResponsive Law
Carlsbad, CA Stockbroker & Investment Fraud Lawyer with 26 years experience
(760) 809-9401 1902 Wright Place Suite 200
Carlsbad, CA 92008
Free ConsultationStockbroker Fraud, Elder and Estate Planning
Univ of San Diego School of Law
Jeffrey Gaffney is a 24 year attorney and retired Navy Captain. Originally from New York, he moved to San Diego in 1985 and has remained here since, military duties permitting.

An attorney since 1993, Jeff is a graduate of the University of San Diego School of Law. He began as a law clerk in 1991, helping aggrieved investors recover from unscrupulous stockbrokers. A former registered representative ("used stock salesman") and principal (licensed manager of registered representatives), he began his own law firm in the midst of a scandal involving Prudential Securities' sales of limited partnerships. Since then,...
Kevin K. Hull
Claimed Lawyer ProfileSocial Media
Irvine, CA Stockbroker & Investment Fraud Lawyer with 19 years experience
(949) 478-4855 9891 Irvine Center Dr Ste 200
Irvine, CA 92618
Stockbroker Fraud, Arbitration & Mediation, Business and Securities
The Catholic University of America Columbus School of Law
Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product...
Grenville Thomas Pridham
Claimed Lawyer Profile
Anaheim, CA Stockbroker & Investment Fraud Attorney with 34 years experience
(714) 486-5144 2203 East Lincoln Avenue
Anaheim, CA 92806
Stockbroker Fraud, Arbitration & Mediation, Consumer and Elder
University of San Diego School of Law
Mr. Pridham helps clients enforce their rights involving the consumer finance laws (debt and credit) and with their wills and living trusts. Mr. Pridham also advises on conservatorships and related elder law issues. He also represents consumers who have been ripped off in any sort of the following financial transactions: Debt Collectors who misstate the amount of debt or harass. False or inaccurate Credit Report information. Manufacturers for violations of the Federal Consumer Warranty Act. ...
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