I bring a wealth of experience in representing clients in litigation and arbitration matters before FINRA and in state and federal courts. As a seasoned attorney, I have represented customers against every major broker-dealer in the industry, providing robust representation in FINRA arbitration cases. My extensive background as lead counsel in FINRA evidentiary hearings underscores my formidable trial experience and commitment to my clients' success.
My unique perspective and understanding of the securities industry set me apart from other attorneys. After earning my Bachelor of Science in Finance from the University of Southern California, I began my career at Shearson Lehman Brothers, where I was Series Seven licensed. This early experience as a registered representative provided me with invaluable insights into the workings of the securities industry, complementing my deep legal knowledge.
My legal career is distinguished by my diverse and comprehensive experience. I clerked for the Honorable Joseph Reichmann of the United States District Court for the Central District of California before earning my law degree from Southwestern School of Law. I then served as an Assistant District Attorney in New York City, where I gained significant courtroom experience. During my tenure, I directed on-site police investigations, led grand jury prosecutions, drafted and presented search warrants, and prosecuted individuals accused of fraud and other crimes.
Following my time at the District Attorney's Office, I joined Morgan Stanley Dean Witter as in-house counsel. There, I defended the firm against allegations of sales practice violations and stock broker fraud by investors and regulators, further honing my skills in securities law.
My experience is unique with my deep understanding of both the legal and securities industries.
- Stockbroker & Investment Fraud
- Securities Law
- Arbitration & Mediation
- Business - Arbitration/Mediation, Consumer - Arbitration/Mediation
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Free Consultation
30 minute free consultation. -
Contingent Fees
Varies depending on case.
- California
- State Bar of California
- ID Number: 206279
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- New York
- New York State Office of Court Administration
- ID Number: 2761419
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- English
- Partner
- Bakhtiari & Harrison
- - Current
- David Harrison is a distinguished partner at Bakhtiari & Harrison, focusing on representing investors and financial advisors. With over three decades of experience in securities law, David has a proven track record in handling complex litigation and arbitration cases, particularly those involving expungement matters. His experience extends to defending clients before FINRA and in state and federal courts.
- Univ of Southern Calif
- Undergraduate Degree
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- Southwestern Law School
- Law Degree
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- Southwestern University School of Law
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- 2025 Southern California Super Lawyers
- Super Lawyers
- California State Bar # 206279
- Member
- - Current
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- New York State Bar
- - Current
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- Q. Rejection from joining class action in investment fraud case; options to pursue legal action.
- A: Generally, a lawyer initiating a class action has a duty to represent the entire class. While there may be strategic reasons for defining a class in a certain way, rejecting a potential member solely to avoid diluting recovery raises ethical and legal concerns.
1. Duty to the Class: Class actions exist to resolve claims for individuals who have suffered similar harm efficiently. Excluding individuals undermines this goal.
2. Adequacy of Representation: For a court to certify a class action, the named plaintiffs and their counsel must effectively represent all class members' interests.
3. Conflicts of Interest: Exempting class members to increase payouts for a smaller group can create ... Read More
