San Bernardino County Stockbroker & Investment Fraud Lawyers

Since 1976, Robert (Bob) Ziprick , a partner at Ziprick & Cramer, LLP (and its predecessor law firms), has provided outstanding legal services, while maintaining an emphasis on strategic, practical, cost-effective approaches to legal problems and solutions. Mr. Ziprick specializes in Real Estate, Litigation, Business, Healthcare Law, and Government Relations/Public Policy. He is dedicated to providing quality legal services to his clients, assertively representing clients in a professional and ethical manner. He fosters a close working relationship with his clients, whether individuals or corporations, tirelessly working in his client's best interests. Bob earned a B.A. degree in history and...

Ambrosio E. Rodriguez is the Los Angeles criminal defense attorney the accused turn to when everything is on the line. With more than 13 years of prior experience as a highly accomplished Senior Deputy District Attorney, Mr. Rodriguez uses his unique perspective and unmatched knowledge of the justice system to build the best defense for his clients. While at the District Attorney’s Office, Mr. Rodriguez led the esteemed Sexual Assault/Child Abuse Unit and then became one of only four Senior Deputy District Attorneys in the elite Homicide Unit. As a Homicide District Attorney, Mr. Rodriguez tried almost every type of murder...

Whether you or your business are under investigation or defending a civil or criminal case in court, our team is committed to providing strategic defense representation to obtain the best results. Having been practicing law since 1994, I enjoy zealously advocating for my clients and being their voice in the courtroom. I have tried over 100 trials to verdict in state and federal courts and believe everyone deserves their day in court. Prior to starting Kenney Legal Defense in 2012, I was a Senior Deputy Public Defender in Orange County, California, where I...

Kenneth W. Chung is experienced in both business litigation and business transactions. Mr. Chung’s business law experience includes real estate, contract, corporate, and employment issues. In addition to his skills as a transactional attorney, Mr. Chung’s aggressive yet thoughtful approach to arbitrations and trials, has distinguished himself as a successful litigator and advocate, in both the courtroom and the office. Mr. Chung counsels and represents a variety of businesses ranging from prestigious multi-national conglomerates to emerging private companies. He is proficient in negotiating and drafting a variety of business agreements including real estate contracts, distribution agreements, employment contracts, business alliance...

Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans Law, PC, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...

Founded in 1992 by U. C. Berkeley (Boalt Law School) graduate Jeffrey Wilens, the Lakeshore Law Center has successfully prosecuted numerous class and individual actions against payday loan companies, creditors, automobile dealerships, lending institutions, timeshare marketers, and other businesses for racketeering, consumer fraud, false advertising, unfair business practices, credit reporting and debt collection violations.

Based in Orange County, Focus Law is a premier business litigation firm trusted by entrepreneurs and business owners across Southern California. For over 20 years, we’ve helped clients overcome complex legal challenges—from partnership disputes and shareholder conflicts to contract breaches and corporate compliance. We understand that when legal problems arise, your time, money, and reputation are all on the line. That’s why we don’t just fight your legal battles—we solve them with precision and strategy, so you can stay focused on growing your business. Our concierge-style service gives you the agility of in-house counsel without the overhead. Whether you're navigating a high-stakes...

As a Criminal Defense Lawyer, I am devoted to defending the rights of local Orange County residents including attorneys for DUI, violent crimes,fraud and drug sales offenses.

Mr. Pridham helps clients enforce their rights involving the consumer finance laws (debt and credit) and with their wills and living trusts. Mr. Pridham also advises on conservatorships and related elder law issues. He also represents consumers who have been ripped off in any sort of the following financial transactions: Debt Collectors who misstate the amount of debt or harass. False or inaccurate Credit Report information. Manufacturers for violations of the Federal Consumer Warranty Act. ...

Nearly 30 years of litigation experience in state and federal courts. Specialize in representing small and mid-size businesses in variety of commercial disputes.

We are California's premier professional license law firm, appealing license denials, defending accusations, and assisting professionals with government regulatory compliance issues. For 20 years, I have fought for professionals and business owners, listening with compassion, being straightforward and honest with our clients. Our clients face a system that can be cold, impersonal, uncaring and harsh. We act as skilled and knowledgeable guides through that system. We strive to educate and inform clients, to minimize case weaknesses and maximize strengths, in order to achieve the best results while mindful of a client's budget and appetite for risk....

Mr. Kerekes is an experienced real estate and business attorney with over 30 years of experience. He began his career as assistant general counsel for a real estate development company and related brokerage company, negotiating and drafting construction agreements, financing agreements, and the purchase and sale of real property, as well as defending on construction claims. He also structured and organized entities to hold title and helped obtain financing. Thereafter, he went into private practice. He is also a veteran trial attorney who has also prosecuted and defended major cases involving construction defects, breach of contract, partnership disputes and...

Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product...

Ted Khalaf is highly skilled in all legal matters pertaining to Divorce and Family Law within the state of California. Our team of skilled lawyers will represent you throughout the process of understanding your rights around a divorce, custody battle or marital and child support situation. Besides being emotionally devastating, a divorce can be financially crippling, and it is essential that you align yourself with a Divorce and Family Law attorney who will represent you to the fullest extent. A Proven Track Record of Success Whether you are dealing with the difficult task of marital property...

CHUDNOVSKY LAW IS A PRE-EMINENT CALIFORNIA CRIMINAL DEFENSE AND PROFESSIONAL LICENSE DEFENSE LAW FIRM. The firm's highly experienced, award-winning attorneys include Former Prosecutors and Top Professional License Defense Lawyers that have successfully handled over 10,000 cases and trials. » GETTING YOUR CRIMINAL CASE DISMISSED OR REDUCED IS OUR #1 GOAL If you are dealing with an arrest, investigation or warrant you need to be very careful. Criminal convictions risk your freedom, your job and your future. Protect yourself and get a top criminal defense attorney on your side as early as possible. We know how to fight to get the best possible outcome, charges...

I represent clients in securities disputes before FINRA (NASD, NYSE), state, and federal courts. In June 2019, I was honored to be nominated as a public member of the Discovery Task Force Committee (DTFC) of the Financial Industry Regulatory Authority (FINRA). This committee, established following a directive from the U.S. Securities & Exchange Commission, reviews substantive issues related to discovery in arbitration proceedings under the FINRA Code of Arbitration Procedure. In June 2013, I was named Chairman of the National Arbitration and Mediation Committee (“NAMC”) of FINRA, an advisory group that recommends rules, regulations, and procedures for FINRA arbitration, mediation, and...

Thomas Mauriello assists clients with an array of legal matters, including Business, Consumer, Investment, Government, Real Estate, Stock Broker, Investment and Environmental Law disputes. With over 30 years of experience, Mr. Mauriello is committed to delivering quality legal solutions with efficient and personalized representation throughout the State of California.

Mr. Mauriello is dedicated to involvement in his community. This has included coaching youth basketball and volleyball, as well as working with both Volunteers in Parole and the San Diego AIDS Project. Additionally, he has served on the Legal Committee of the Los Angeles Chapter of the Sierra Club for many years.

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Following graduation from the University of Illinois, College of Law, Las Vegas personal injury attorney Paul Padda, began his career in 1994 with the United States Department of Justice in Washington, D.C. litigating complex civil cases in both federal trial and appellate courts. He later was selected to serve as an Assistant United States Attorney in the District of Columbia (Washington, D.C.) where he handled a wide array of civil matters in federal court on behalf of the United States of America. In 2004, Mr. Padda moved to Las Vegas to serve as an Assistant United States Attorney where he...

Daniel W. Watkins is an experienced litigator and true trial attorney with over 50 Jury and Bench trials to his credit in 30 years of practice. He has successfully represented both large companies and individuals, and achieved substantial victories in well-publicized trials throughout California and Wisconsin.

Mr. Watkins has successfully tried and litigated cases in the areas of Healthcare Compliance, Commercial Litigation, Unfair Business Practices, Fraud, Breach of Contract, Battery, Premises Liability, Product Defect, Medical Malpractice, Discrimination, Sexual Harassment, Construction Defect, as well as Unfair Competition, Defamation, and Trade Secret. In December 2003, Mr. Watkins commenced litigation against Health South Surgery...

I bring a wealth of experience in representing clients in litigation and arbitration matters before FINRA and in state and federal courts. As a seasoned attorney, I have represented customers against every major broker-dealer in the industry, providing robust representation in FINRA arbitration cases. My extensive background as lead counsel in FINRA evidentiary hearings underscores my formidable trial experience and commitment to my clients' success. My unique perspective and understanding of the securities industry set me apart from other attorneys. After earning my Bachelor of Science in Finance from the University of Southern California, I began my career at Shearson Lehman...

David P. Meyer is the founder and managing principal of the Meyer Wilson Werning law firm. David is an financial fraud attorney with more than twenty-five years’ of experience in federal and state trial courts and arbitration cases, representing clients from all over the world. David has the honor of winning a record-breaking $261 million class action jury verdict against Prudential Securities on behalf of 200 retirees. David filed the class action lawsuit back in 1999 when he was 29 years old. After a seven-year court battle against Prudential, including two appeals, every one of the retirees in the class...

Prior to graduating from law school in our Nation's Capital, Daniel R. Perlman worked as a Prosecutor for the Maryland State's Attorney's Office in Montgomery County, Maryland, where he became aware of many of the stumbling blocks that exist between prosecutors and defense attorneys from the government side. Daniel R. Perlman used this opportunity to learn how best to approach prosecutors and how to creatively resolve differences to the satisfaction of both sides.

I have been licensed to practice law in the State of California since 1999. I am the managing shareholder of Century City Law Group, a Professional Corporation (Century City Law Group, APC). I studied accounting at the University of Southern California, and obtained my law degree from Loyola Law School. While attending Loyola Law School, I became a Production Editor of the Loyola Entertainment Law Review, and was also placed on the Dean's Honor List. I have received Martindale-Hubbel's distinguished "AV Preeminent" peer-review rating. I was named to Super Lawyer Magazine's Southern California Rising Stars...

We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.

My practice focuses on estate planning and helping investors recover losses caused by unethical or incompetent financial advisers. I am the managing attorney at Basalt Legal PLLC, a law firm nestled in Washington wine country but serving clients throughout Washington State and California.

Steve Buchwalter has been protecting investors in Southern California for over 25 years. He advocates for individuals, non-profits and corporations in Securities Law, Arbitration & Mediation, and Stockbroker & Investment Fraud matters. Additionally, he assists businesses with legal formation and legal disputes.

Steve brings unique insight and understanding to his representation as a former licensed commodity trading adviser and stockbroker. Recognized as an expert in his field, he has successfully resolved over 400 cases. In 2009, Steve received the largest California judgement of 4.2 billion for his client.

Steve is dedicated to providing legal representation with commitment and integrity. Contact Steve...

Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...

I am committed to aggressive advocacy for Business, Stockbroker & Investment Fraud, and White Collar Defense matters. Representing clients throughout California and worldwide, I have extensive experience with complex civil litigation, with an emphasis on antitrust and unfair competition, class action defense, condemnation & eminent domain, internal investigations, and labor & employment.

Practicing law since 1985, I have a proven track record of success. My focus is always on solving problems and resolving cases, with minimal disruption to my clients. I am dedicated to developing effective strategies to attain the best possible results.

Ingrid M. Evans is the founding partner of the Evans Law Firm. Ms. Evans is a Board Certified Civil Trial Advocate, and was named as a Finalist for Consumer Attorney of the Year, Consumer Attorneys of California, 2009. Ingrid Evans is a veteran in the courtroom and was previously undefeated in jury trials as a former Deputy City Attorney for San Francisco. Ingrid Evans is an experienced litigator in state and federal courts and is licensed to practice law in California, the District of Columbia, and New York. Ms. Evans has been named as a 2010 Northern California Super Lawyers...

As a child I immigrated to Los Angeles with my family. Living in a predominately white area I saw at a young age the negative effects of racism. This racism forced me to win people over not with the color of skin but with hard work and a smile on my face. This period of my life instilled in me an 'under dog' attitude. I will always respect and lookout for those that are less fortunate. My first stab at a professional career began when I was a teenager working for a financial company. The company was supposed to...

We are multifaceted south Orange County law firm that handles collections issues (regarding creditors and debtors), issues with real estate brokers, agents and loan representatives and actions by and against contractors and home owners and wide variety of breach of contract actions. We also handle foreclosures and disputes against real estate agents and mortgage brokers. We accept Visa, MasterCard, American Express and Discover credit cards. FREE TELEPHONE CONSULTATION. We specialize in personal and business collections, foreclosure, breach of contract actions and actions against real estate and loan companies and their agents. We represent both debtors and...

Attorney Robert M. Bernstein provides representation for various criminal law related offenses throughout the Los Angeles and Beverly Hills area. If you have been charged with sex crime, drug charge, DUI, white collar crime or any other criminal offense then you owe it to yourself to consult with a member of our legal team. Call the office to schedule an initial consultation.

Chad M. Kohler, an associate attorney at Meyer Wilson, LPA, was born in Sidney, Ohio. He attended the University of Dayton and graduated cum laude in 1998 with a B.A. After earning his undergraduate degree, he attended the Case Western Reserve University School of Law and earned his J.D. in 2001. After graduating from law school, Mr. Kohler focused his practice on business litigation involving contracts, fiduciary relationships, and business torts. Later, he worked as a stockbroker at one of the nation's largest brokerage firms and obtained his Series 7, 63, and 65 securities licenses. In addition, Mr. Kohler has managed regulatory...

Hornstein Law Offices, Prof. Corp. is a 20-year old California-based law firm concentrating in business, securities, intellectual property and related transactions and litigation. We have served clients across the country and in abroad. Our client base ranges from individuals. start-up companies to multi-national corporations in all fields of business. Mr. Hornstein has been in practice for 30-years. Prior to HLO, he was with large international law firms and in-house corporate counsel. Please call to discuss any questions in these areas.

Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...

Mr. Wittenberg began a career on Wall Street 20 years ago. He then attended Berkeley Law where he focused his legal education and securities and business transactions. Upon graduating, Mr. Wittenberg was recruited by large law firms to work on tens of billions of dollars of securities offerings and business transactions. Mr. Wittenberg founded Wittenberg Law several years ago to provide more personalized service to people who are seeking representation from a law firm who will champion their cause, provide strategies and diligence that will achieve their goals, and assist in helping them be winners.