Mendocino County Stockbroker & Investment Fraud Lawyers

Andre Michael Ross
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Andre Michael Ross
Lake County, CA Stockbroker & Investment Fraud Lawyer with 25 years of experience
(707) 263-6400 P.O. Box 400
995 S Main St
Lakeport, CA 95453
Stockbroker Fraud, Arbitration & Mediation, Business and Collections
UC Hastings COL
Val D. Hornstein Esq.
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Val D. Hornstein Esq.
Marin County, CA Stockbroker & Investment Fraud Lawyer with 36 years of experience
(415) 454-1490 1010 B Street
Suite 300
San Rafael, CA 94901
Free ConsultationStockbroker Fraud, Business, Consumer and Securities
The George Washington University Law School
Hornstein Law Offices, Prof. Corp. is a 20-year old California-based law firm concentrating in business, securities, intellectual property and related transactions and litigation. We have served clients across the country and in abroad. Our client base ranges from individuals. start-up companies to multi-national corporations in all fields of business. Mr. Hornstein has been in practice for 30-years. Prior to HLO, he was with large international law firms and in-house corporate counsel. Please call to discuss any questions in these areas.
Isaac D Gradman
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Isaac D Gradman
Sonoma County, CA Stockbroker & Investment Fraud Attorney with 14 years of experience
(707) 525-8800 438 1st St
4th Floor
Santa Rosa, CA 95401-6390
Stockbroker Fraud, Business and Securities
New York University School of Law
Mr. Gradman is one of the country’s leading experts in mortgage-backed securities litigation and other legal issues stemming from the mortgage crisis. He provides services to clients in litigation, mortgage finance & structured products and business law.

While practicing as a commercial litigator at Arnold & Porter (formerly Howard Rice) in San Francisco, Mr. Gradman was involved in some of the earliest litigation arising from the subprime mortgage crisis, including the representation of PMI Mortgage Insurance Co. in a suit against WMC Mortgage Corp. and its parent, GE Money Bank, over misrepresentations relating to a $1 billion pool of subprime mortgages....
Micheal Anthony Thompson
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Micheal Anthony Thompson
Solano County, CA Stockbroker & Investment Fraud Attorney with 35 years of experience
(707) 643-2122 410 Tuolumne St
Vallejo, CA 94590
Stockbroker Fraud, Business, Estate Planning and Real Estate
UCLA School of Law
Personal Injury Attorney - owner of the Law Office of Micheal A. Thompson. Admitted to the CA State Bar in 1985. Graduate of UCLA Law School.
Sarah Jane T.C. Truong
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Sarah Jane T.C. Truong
Sonoma County, CA Stockbroker & Investment Fraud Lawyer with 14 years of experience
(707) 525-8800 438 First street
4th floor
Santa Rosa, CA 95401
Stockbroker Fraud, Business, Consumer and Securities
University of California - Berkeley
Ms. Truong's practice focuses on all aspects of civil litigation and general business litigation.

Ms. Truong joined Perry, Johnson, Anderson, Miller & Moskowitz in October 2018. Prior to joining the firm, she worked as a litigation attorney at two Am Law 100 firms in New York, New York, where she practiced in the areas of complex and multidistrict commercial litigation, contract disputes, data/records management, E-Discovery, cross-border litigation (including the U.K, France, Israel), securities litigation, corporate internal investigations, governmental investigations (including Securities Exchange Commission investigations and antitrust investigations from the Department of Justice and Federal Trade Commission), bankruptcy litigation (as a member...
Barry Melton
Yolo County, CA Stockbroker & Investment Fraud Lawyer
(530) 304-9192 204 F Street
Suite B-3
Davis, CA 95617
Stockbroker Fraud, Animal, Business and Criminal Defense
Paul Everett Carreras
Sonoma County, CA Stockbroker & Investment Fraud Attorney with 26 years of experience
4th Floor
703 2nd Street
Santa Rosa, CA 95404
Stockbroker Fraud, Animal, Criminal Defense and DUI & DWI
Empire Law School
Stephen Paul Naratil
Solano County, CA Stockbroker & Investment Fraud Attorney with 26 years of experience
(707) 748-1240 601 1st St
Benicia, CA 94510
Stockbroker Fraud, Animal, Appeals and Business
Thomas Jefferson School of Law
John Halley
Marin County, CA Stockbroker & Investment Fraud Attorney
101 Lucas Valley Road
Suite 380
San Rafael, CA 94903
Stockbroker Fraud, Animal, Appeals and Bankruptcy
Karren M. Kenney
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Karren M. Kenney
Orange County, CA Stockbroker & Investment Fraud Lawyer with 26 years of experience
(855) 505-5588 2900 Bristol Street
Suite C204
Costa Mesa, CA 92626
Free ConsultationStockbroker Fraud, Appeals, Criminal Defense and White Collar Crime
Thomas Jefferson School of Law
Whether you are under investigation or charged with a crime, my team and I are committed to defending your personal freedom.

Having been practicing law since 1994, I enjoy zealously advocating for my clients and being their voice in the courtroom.

I have tried over 70 criminal trials to verdict in state and federal courts and believe everyone deserves their day in court.

Nobody should ever plead guilty to a crime they did not commit.

Prior to starting my own criminal defense firm in 2012, I was a Senior Deputy Public Defender in Orange...
Thomas D. Mauriello
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Thomas D. Mauriello
Orange County, CA Stockbroker & Investment Fraud Attorney with 32 years of experience
(949) 542-3555 1181 Puerta Del Sol
#120
San Clemente, CA 92673
Stockbroker Fraud, Appeals, Consumer and Environmental
University of San Diego School of Law
Thomas Mauriello assists clients with an array of legal matters, including Business, Consumer, Investment, Government, Real Estate, Stock Broker, Investment and Environmental Law disputes. With over 30 years of experience, Mr. Mauriello is committed to delivering quality legal solutions with efficient and personalized representation throughout the State of California.

Mr. Mauriello is dedicated to involvement in his community. This has included coaching youth basketball and volleyball, as well as working with both Volunteers in Parole and the San Diego AIDS Project. Additionally, he has served on the Legal Committee of the Los Angeles Chapter of the Sierra Club for many years.

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Eric Thomas Hartnett
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Eric Thomas Hartnett
Santa Clara County, CA Stockbroker & Investment Fraud Lawyer with 16 years of experience
(408) 290-8228 563 S. Murphy Ave.
Sunnyvale, CA 94086
Stockbroker Fraud, Business, Collections and Real Estate
Santa Clara University School of Law
Eric Hartnett possesses an impressive real estate and business law background. He is a former partner at a preeminent real estate firm in Silicon Valley and has garnered a considerable wealth of experience by working his entire career at small and medium-sized firms. He has represented a wide array of clients ranging from Fortune 500 companies and government entities to individuals and small businesses. Eric's skills and expertise have been recognized through his repeated receipt of Super Lawyers's Northern California Rising Star award.

While the majority of his cases have been venued in the Bay Area (e.g. Santa...
Kenneth Wonsup Chung
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Kenneth Wonsup Chung
Orange County, CA Stockbroker & Investment Fraud Attorney with 27 years of experience
(949) 261-7700 38 Corporate Park
Irvine, CA 92606
Free ConsultationStockbroker Fraud, Business and Real Estate
U of San Francisco School of Law
Kenneth W. Chung is experienced in both business litigation and business transactions. Mr. Chung’s business law experience includes real estate, contract, corporate, and employment issues. In addition to his skills as a transactional attorney, Mr. Chung’s aggressive yet thoughtful approach to arbitrations and trials, has distinguished himself as a successful litigator and advocate, in both the courtroom and the office. Mr. Chung counsels and represents a variety of businesses ranging from prestigious multi-national conglomerates to emerging private companies. He is proficient in negotiating and drafting a variety of business agreements including real estate contracts, distribution agreements, employment contracts, business alliance...
Daniel R. Perlman
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Daniel R. Perlman
Los Angeles County, CA Stockbroker & Investment Fraud Attorney with 15 years of experience
(818) 639-4001 6323 Van Nuys Blvd
Van Nuys, CA 91401
Free ConsultationStockbroker Fraud, Criminal Defense, DUI & DWI and Domestic Violence
Prior to graduating from law school in our Nation's Capital, Daniel R. Perlman worked as a Prosecutor for the Maryland State's Attorney's Office in Montgomery County, Maryland, where he became aware of many of the stumbling blocks that exist between prosecutors and defense attorneys from the government side. Daniel R. Perlman used this opportunity to learn how best to approach prosecutors and how to creatively resolve differences to the satisfaction of both sides.
David Meyer Esq
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David Meyer Esq
Los Angeles County, CA Stockbroker & Investment Fraud Attorney with 25 years of experience
(800) 738-1960 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Free ConsultationStockbroker Fraud, Business, Consumer and Securities
Capital University Law School and Capital University
Attorney David P. Meyer is the principal founder of Meyer Wilson. He has gained national recognition as an investment fraud lawyer, representing more than 800 investors in investment misconduct claims. He has won verdicts, settlements and judgments of hundreds of millions of dollars on their behalf. Because he is recognized as an authority in this field, he is often asked to speak for bar associations and at educational seminars. He is an active member of the Public Investors’ Arbitration Bar Association and various other legal professional associations. In 2013, Attorney David Meyer was included in the list of Best...
Jeffrey Neil Wilens
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Jeffrey Neil Wilens
Orange County, CA Stockbroker & Investment Fraud Lawyer with 35 years of experience
(714) 854-7205 18340 Yorba Linda Blvd.
Suite 107-610
Yorba Linda, CA 92886
Free ConsultationStockbroker Fraud, Consumer and Employment
UC Berkeley School of Law Boalt Hall
Founded in 1992 by U. C. Berkeley (Boalt Law School) graduate Jeffrey Wilens, the Lakeshore Law Center has successfully prosecuted numerous class and individual actions against payday loan companies, creditors, automobile dealerships, lending institutions, timeshare marketers, and other businesses for racketeering, consumer fraud, false advertising, unfair business practices, credit reporting and debt collection violations.
Daniel Wade Watkins
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Daniel Wade Watkins
San Diego County, CA Stockbroker & Investment Fraud Lawyer with 33 years of experience
(858) 535-1511 9915 Mira Mesa Blvd, Suite 130
San Diego, CA 92131
Free ConsultationStockbroker Fraud, Business, Construction and Real Estate
University of San Diego School of Law
Daniel W. Watkins is an experienced litigator and true trial attorney with over 50 Jury and Bench trials to his credit in 30 years of practice. He has successfully represented both large companies and individuals, and achieved substantial victories in well-publicized trials throughout California and Wisconsin.

Mr. Watkins has successfully tried and litigated cases in the areas of Healthcare Compliance, Commercial Litigation, Unfair Business Practices, Fraud, Breach of Contract, Battery, Premises Liability, Product Defect, Medical Malpractice, Discrimination, Sexual Harassment, Construction Defect, as well as Unfair Competition, Defamation, and Trade Secret. In December 2003, Mr. Watkins commenced litigation against Health South Surgery...
Brett Alcala
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Brett Alcala
San Mateo County, CA Stockbroker & Investment Fraud Lawyer with 34 years of experience
(650) 918-4709 177 Bovet Rd
6th Floor
San Mateo, CA 94402
Free ConsultationStockbroker Fraud, Arbitration & Mediation, Business and Securities
Santa Clara University School of Law
Brett Alcala has resolved hundreds of securities disputes through litigation, mediation and arbitration. He routinely represents clients before the Financial Industry Regulatory Authority (FINRA) and the American Arbitration Association (AAA). Brett Alcala's office is located in the San Francisco Bay Area; however, he has worked with clients across the United States.
Ryan James Tegnelia
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Ryan James Tegnelia
San Diego, CA Stockbroker & Investment Fraud Lawyer with 14 years of experience
(619) 577-0868 2820 Camino Del Rio South
San Diego, CA
Free ConsultationStockbroker Fraud, Appeals, Arbitration & Mediation and Consumer
Thomas Jefferson School of Law
A former prosecutor, Mr. Tegnelia has handled a wide variety of criminal cases throughout southern and central California. Upon his return, he was recruited by the largest consumer and criminal law firm in southern California. Mr. Tegnelia has defended hundreds of felony and misdemeanor cases in Los Angeles, Riverside, San Bernardino, Orange, and San Diego counties, as well as Federal court. Mr. Tegnelia brings diverse experience having handled a wide variety of cases including drug posession and sales, violent crimes including assault with a deadly weapon, assault causing great bodily injury, assault with a firearm, attempted murder,murder and sexual assault....
Mr. Robin Mashal
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Mr. Robin Mashal
Los Angeles County, CA Stockbroker & Investment Fraud Attorney with 21 years of experience
(310) 286-2000 1801 Century Park East, 9th Floor
Los Angeles, CA 90067-2302
Free ConsultationStockbroker Fraud, Appeals, Business and Real Estate
Loyola Law School, Los Angeles
I have been licensed to practice law in the State of California since 1999. I am the managing shareholder of Century City Law Group, a Professional Corporation (Century City Law Group, APC). I studied accounting at the University of Southern California, and obtained my law degree from Loyola Law School. While attending Loyola Law School, I became a Production Editor of the Loyola Entertainment Law Review, and was also placed on the Dean's Honor List. I have received Martindale-Hubbel's distinguished "AV Preeminent" peer-review rating. I was named to Super Lawyer Magazine's Southern California Rising Stars...
Jeremy Scott Hyndman
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Jeremy Scott Hyndman
Los Angeles County, CA Stockbroker & Investment Fraud Attorney with 12 years of experience
(800) 487-4660 Union Bank Plaza
445 S. Figueroa St., Suite 2700
Los Angeles, CA 90071
Free ConsultationStockbroker Fraud, Estate Planning, Real Estate and Securities
Emory University School of Law
My practice focuses on estate planning and helping investors recover losses caused by unethical or incompetent financial advisers. I am the managing attorney at Basalt Legal PLLC, a law firm nestled in Washington wine country but serving clients throughout Washington State and California.
Jonathan L. Willis Esq.
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Jonathan L. Willis Esq.
Imperial County, CA Stockbroker & Investment Fraud Lawyer with 41 years of experience
(760) 457-7074 427 West Main Street
Mail To: PO Box 3935
El Centro, CA 92243
Stockbroker Fraud, Animal, Appeals and DUI & DWI
Santa Clara University School of Law
I am one of only a handful of local attorneys who have been actively trying cases before juries in this state for over 30 years now. I am a former Imperial County Deputy District Attorney IV (2002-2009), the last three years of which I served as the Director of the Special Prosecutions Unit (Narcotics). I am proud to be a Life Member of the California Attorneys for Criminal Justice (C.A.C.J.), and I am also a Private Defense Counsel Member of the California Public Defenders Association (C.P.D.A.). Most importantly, I would be privileged to represent YOU--and other accused persons--against...
Omar G. Nassar
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Omar G. Nassar
San Diego County, CA Stockbroker & Investment Fraud Attorney with 9 years of experience
(844) 732-8867 402 W Broadway #800
San Diego, CA 92101
Free ConsultationStockbroker Fraud, Agricultural, Business and Real Estate
California Western School of Law
Omar G. Nassar was born and raised in Southern California, and is a California licensed attorney and real estate broker. His practice focuses on helping real estate and business owners with all of their real estate and business needs. Prior to forming his law firm Mr. Nassar worked in a civil litigation firm against some of the biggest real estate developers in the country. He saw first-hand the strengths and weaknesses of the contracts being used and how those contracts held up in court. He also witnessed many investors and developers get in trouble for very preventable mistakes. Mr....
Tony T. Liu
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Tony T. Liu
Orange County, CA Stockbroker & Investment Fraud Attorney with 17 years of experience
(800) 360-7001 4501 E La Palma Ave
#220
Anaheim, CA 92807
Free ConsultationStockbroker Fraud, Business, IP and White Collar Crime
Chapman University Fowler School of Law, Chapman University Fowler School of Law and Golden Gate University School of Law
Law Offices of Tony T. Liu is a criminal and civil trial firm located in Orange County, California. Mr. Liu is aggressive but cautious, focused but flexible, thorough but always efficient. He listens to and works with his clients to identify litigation goals, then to develop and implement cost-effective strategy and tactics. He constantly attempts to re-evaluate and reassess these objectives and methods as the litigation landscape shifts, to ensure that the litigation continues to serve the client’s objectives, and not vice versa. As a trial attorney, he knows how and what is needed win the case if it goes...
Sean T Prosser
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Sean T Prosser
Los Angeles County, CA Stockbroker & Investment Fraud Lawyer with 28 years of experience
(424) 259-4004 2029 Century Park East
Suite 3100
Los Angeles, CA 90067
Free ConsultationStockbroker Fraud, Administrative, Securities and White Collar Crime
New York Law School
Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...
Randy Wagner
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Randy Wagner
San Diego County, CA Stockbroker & Investment Fraud Lawyer with 10 years of experience
(619) 376-1960 401 West A st. 1100
San Diego, CA 92101
Free ConsultationStockbroker Fraud, Criminal Defense, Domestic Violence and White Collar Crime
Thomas Jefferson School of Law
The Law Office of Randy Wagner practices criminal defense, civil litigation and immigration law. Whether you are accused of a misdemeanor, felony, facing immigration issues or have been sued, Randy Wagner will represent you and be your voice in the justice system Originally from Las Vegas, my family and I have made San Diego our home. I earned my Bachelors Degree from UNLV. Later I attended Thomas Jefferson School of Law, here in San Diego.
Michael Stephen Berg
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Michael Stephen Berg
San Diego County, CA Stockbroker & Investment Fraud Attorney with 38 years of experience
(619) 239-2186 402 W Broadway
suite 1300
San Diego, CA 92101
Free ConsultationStockbroker Fraud, Criminal Defense, DUI & DWI and White Collar Crime
Univ of San Diego School of Law
Attorney Michael S. Berg has 35 years of criminal law experience. Michael has an AV rating from Martindale-Hubbell, the highest rating possible for Ethical Standards and Legal Ability. He has also been honored by Super Lawyers Magazine and Best Lawyers in America. You will not find a more experienced, ethical or hard working attorney to defend you. His defense record includes numerous high-profile cases, not only in San Diego, but throughout the United States and abroad. Michael has his own practice in San Diego and is well prepared to handle even the most complex criminal law matters. He has...
Randy Collins
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Randy Collins
Orange County, CA Stockbroker & Investment Fraud Lawyer with 16 years of experience
(949) 250-6097 1000 Quail Street
Suite 110
Newport Beach, CA 92660
Free ConsultationStockbroker Fraud, Consumer, Criminal Defense and Domestic Violence
Boston College Law School and Notre Dame College
As a Criminal Defense Lawyer, I am devoted to defending the rights of local Orange County residents including attorneys for DUI, violent crimes,fraud and drug sales offenses.
Ryan Gordon Blanch
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Ryan Gordon Blanch
Los Angeles County, CA Stockbroker & Investment Fraud Attorney with 20 years of experience
(213) 336-3431 611 S. Catalina St.
Los Angeles, CA 90005
Free ConsultationStockbroker Fraud, Criminal Defense, Securities and White Collar Crime
Southern Methodist University
Ryan Blanch is the founder and lead attorney of The Blanch Law Firm. Mr. Blanch is an experienced New York criminal defense lawyer handling all type of criminal matters. Such as government investigations, complex white-collar crimes, health care fraud, and felonies/misdemeanors.

Mr. Blanch worked as an intern-prosecutor with both the Los Angeles and San Francisco District Attorneys’ Offices. There he prosecuted hundreds of felonies at probable cause hearings in criminal court under the supervision of the District Attorney’s .

Over the course of his career, Mr. Blanch and his legal team have represented executives, attorneys, accountants, health care providers,...
David L. Roth
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David L. Roth
Alameda County, CA Stockbroker & Investment Fraud Attorney with 41 years of experience
(510) 482-6600 1425 Leimert Blvd, Suite 405
Oakland, CA 94602
Stockbroker Fraud, Business, Construction and Real Estate
University of California Hastings College of the Law
Real Estate Law Offices of David L. Roth. Highest rating AV by Martindale-Hubbell Law Directory. Co-author, Chap. 10, California Easements And Boundaries: Law And Litigation (CEB). Author, Chap. 1, "Easements," Neighbor Disputes: Law & Litigation (CEB) Practice areas include: Commercial Landlord/Tenant; Boundary and Easement Disputes; Title, Partition, Quiet Title, Adverse Possession, Prescriptive Easements; Construction Defect and Mechanics Lien lawsuits; Premises Liability and Injuries; Purchase/Sale Transactions and Litigation; Deeds of Trust; Real Estate Fraud.
Grenville Thomas Pridham
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Grenville Thomas Pridham
Orange County, CA Stockbroker & Investment Fraud Attorney with 35 years of experience
(714) 486-5144 2203 East Lincoln Avenue
Anaheim, CA 92806
Stockbroker Fraud, Arbitration & Mediation, Consumer and Elder
University of San Diego School of Law
Mr. Pridham helps clients enforce their rights involving the consumer finance laws (debt and credit) and with their wills and living trusts. Mr. Pridham also advises on conservatorships and related elder law issues. He also represents consumers who have been ripped off in any sort of the following financial transactions: Debt Collectors who misstate the amount of debt or harass. False or inaccurate Credit Report information. Manufacturers for violations of the Federal Consumer Warranty Act. ...
Brett Gregory Evans
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Brett Gregory Evans
Orange County, CA Stockbroker & Investment Fraud Lawyer with 14 years of experience
(844) 443-5229 155 N Riverview Drive
Suite 304
Anaheim, CA 92808
Stockbroker Fraud, Arbitration & Mediation, Business and Securities
University of Washington School of Law and University of Utah
Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans Law, PC, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...
Daniel L Feder
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Daniel L Feder
San Francisco County, CA Stockbroker & Investment Fraud Attorney with 33 years of experience
(415) 391-9476 332 Pine St., Suite 700
San Francisco, CA 94104
Free ConsultationStockbroker Fraud, Arbitration & Mediation, Employment and Personal Injury
University of California - Los Angeles
Law Firm Specializing in Employment Discrimination and Harassment and Personal Injury Cases. The Law Offices of Daniel Feder consistently provide consumers and employees with top-quality attorney representation. Mr. Feder represents employees in discrimination, harassment and whistleblower lawsuits against their former employers. He also practices in the area of personal injury and medical malpractice. He provides representation on a contingency basis. He offers free initial one hour consultations to the public. The Law Offices of Daniel Feder is dedicated to providing employees in California with access to top-quality representation in disputes with their former employers. Mr. Feder has spent more...
Lynn Gorelick
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Lynn Gorelick
Alameda County, CA Stockbroker & Investment Fraud Attorney with 37 years of experience
(510) 785-1444 24301 Southland Drive
Suite 620
Hayward, CA 94545
Stockbroker Fraud, Criminal Defense, DUI & DWI and Juvenile
University of CA, Hastings College of Law
Lynn Gorelick has been an attorney for over 34 years. Attorney Lynn Gorelick is the Immediate Past President of the California DUI Lawyers Association. This is the only and most well respected legal organization for California Lawyers specializing in DUI defense. Ms. Gorelick has been a member of this organization since its inception and has served on the Board of Directors for over 15 years. She is committed to the protection your rights.

Ms. Gorelick is a Faculty and Sustaining member of the National College of DUI Defense. She has been a featured speaker at the...
Alan William Sparer
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Alan William Sparer
San Francisco County, CA Stockbroker & Investment Fraud Attorney with 38 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Free ConsultationStockbroker Fraud, Elder, Real Estate and Securities
Stanford University and Massachusetts Institute of Technology
For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.

SLG regularly helps resolve sensitive and confidential family disputes involving claims of elder abuse or financial misconduct. In the process, Mr. Sparer has successfully...
Gordon Craig Young
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Gordon Craig Young
Contra Costa County, CA Stockbroker & Investment Fraud Attorney with 28 years of experience
(925) 314-9999 318-C Diablo Road
Danville, CA 94526
Free ConsultationStockbroker Fraud, Arbitration & Mediation, Probate and Securities
U of San Francisco School of Law
Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...
Daniel McLeod Carlson
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Daniel McLeod Carlson
San Diego County, CA Stockbroker & Investment Fraud Attorney with 27 years of experience
(619) 544-9300 600 West Broadway
Suite 1550
San Diego, CA 92101
Free ConsultationStockbroker Fraud, Arbitration & Mediation, Consumer and Securities
California Western School of Law
The Carlson Law Firm, APC was formed in 2001 by Mr. Carlson with the intent to specialize in securities law claims. Prior to that Mr. Carlson was a law clerk to a Federal Bankruptcy Judge and then worked at the San Diego Law Firm of Ault, Deuprey, Jones and Gorman specializing in business litigation. He then bacame a Partner at Brewer & Carlson, LLP practicing primarily in securities law claims. The Carlson firm primarily represents plaintiffs in claims against their financial advisors, brokers and brokerages. The team at the Carlson Law Firm emphasizes direct personal attention with...
Steven Lawrence Krongold
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Steven Lawrence Krongold
Orange County, CA Stockbroker & Investment Fraud Lawyer with 34 years of experience
(949) 651-1900 100 Spectrum Center Drive
Suite 900
Irvine, CA 92618
Free ConsultationStockbroker Fraud, Business, IP and Trademarks
Loyola Law School
Nearly 30 years of litigation experience in state and federal courts. Specialize in representing small and mid-size businesses in variety of commercial disputes.
Richard Stanislaw Frankowski
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Richard Stanislaw Frankowski
San Francisco County, CA Stockbroker & Investment Fraud Lawyer with 19 years of experience
(415) 969-9338 201 Mission St
Suite 1
San Francisco, CA 94105
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
University of Alabama School of Law and University of Alabama School of Law
Richard S. Frankowski is the owner of The Frankowski Firm, LLC based in Birmingham, Alabama and Incline Village, Nevada. Mr. Frankowski has represented hundreds of investors around the country in FINRA arbitrations and in court. His practice focuses on stock broker fraud, consumer class actions, and direct and derivative shareholder litigation. He is an AV Preeminent-rated attorney by Martindale Hubbell and is a member of the Alabama and Florida Bars, as well as a member of the American Bar Association, the American Association for Justice, and National Trial Lawyers. Mr. Frankowski co-authored The Practitioner's Guide to...
Jeffrey Louis Gaffney
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Jeffrey Louis Gaffney
San Diego County, CA Stockbroker & Investment Fraud Lawyer with 27 years of experience
(760) 809-9401 1902 Wright Place Suite 200
Carlsbad, CA 92008
Free ConsultationStockbroker Fraud, Elder and Estate Planning
Univ of San Diego School of Law
Jeffrey Gaffney is a 27 year attorney and retired Navy Captain. Originally from New York, he moved to San Diego in 1985 and has remained here since, military duties permitting.

An attorney since 1993, Jeff is a graduate of the University of San Diego School of Law. He began as a law clerk in 1991, helping aggrieved investors recover from unscrupulous stockbrokers. A former registered representative ("used stock salesman") and principal (licensed manager of registered representatives), he began his own law firm in the midst of a scandal involving Prudential Securities' sales of limited partnerships. Since then,...
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