Palm Springs Stockbroker & Investment Fraud Lawyers

I represent clients in securities disputes before FINRA (NASD, NYSE), state, and federal courts. In June 2019, I was honored to be nominated as a public member of the Discovery Task Force Committee (DTFC) of the Financial Industry Regulatory Authority (FINRA). This committee, established following a directive from the U.S. Securities & Exchange Commission, reviews substantive issues related to discovery in arbitration proceedings under the FINRA Code of Arbitration Procedure. In June 2013, I was named Chairman of the National Arbitration and Mediation Committee (“NAMC”) of FINRA, an advisory group that recommends rules, regulations, and procedures for FINRA arbitration, mediation, and...

Eric Hartnett possesses an impressive real estate and business law background. He is a former partner at a preeminent real estate firm in Silicon Valley and has garnered a considerable wealth of experience by working his entire career at small and medium-sized firms. He has represented a wide array of clients ranging from Fortune 500 companies and government entities to individuals and small businesses. Eric's skills and expertise have been recognized through his repeated receipt of Super Lawyers's Northern California Rising Star award.

While the majority of his cases have been venued in the Bay Area (e.g. Santa...

David P. Meyer is the founder and managing principal of the Meyer Wilson Werning law firm. David is an financial fraud attorney with more than twenty-five years’ of experience in federal and state trial courts and arbitration cases, representing clients from all over the world. David has the honor of winning a record-breaking $261 million class action jury verdict against Prudential Securities on behalf of 200 retirees. David filed the class action lawsuit back in 1999 when he was 29 years old. After a seven-year court battle against Prudential, including two appeals, every one of the retirees in the class...

As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...

I bring a wealth of experience in representing clients in litigation and arbitration matters before FINRA and in state and federal courts. As a seasoned attorney, I have represented customers against every major broker-dealer in the industry, providing robust representation in FINRA arbitration cases. My extensive background as lead counsel in FINRA evidentiary hearings underscores my formidable trial experience and commitment to my clients' success. My unique perspective and understanding of the securities industry set me apart from other attorneys. After earning my Bachelor of Science in Finance from the University of Southern California, I began my career at Shearson Lehman...

Prior to graduating from law school in our Nation's Capital, Daniel R. Perlman worked as a Prosecutor for the Maryland State's Attorney's Office in Montgomery County, Maryland, where he became aware of many of the stumbling blocks that exist between prosecutors and defense attorneys from the government side. Daniel R. Perlman used this opportunity to learn how best to approach prosecutors and how to creatively resolve differences to the satisfaction of both sides.

I have been licensed to practice law in the State of California since 1999. I am the managing shareholder of Century City Law Group, a Professional Corporation (Century City Law Group, APC). I studied accounting at the University of Southern California, and obtained my law degree from Loyola Law School. While attending Loyola Law School, I became a Production Editor of the Loyola Entertainment Law Review, and was also placed on the Dean's Honor List. I have received Martindale-Hubbel's distinguished "AV Preeminent" peer-review rating. I was named to Super Lawyer Magazine's Southern California Rising Stars...

Lynn Gorelick has been an attorney for over 34 years. Attorney Lynn Gorelick is the Immediate Past President of the California DUI Lawyers Association. This is the only and most well respected legal organization for California Lawyers specializing in DUI defense. Ms. Gorelick has been a member of this organization since its inception and has served on the Board of Directors for over 15 years. She is committed to the protection your rights.

Ms. Gorelick is a Faculty and Sustaining member of the National College of DUI Defense. She has been a featured speaker at the...

For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.

SLG regularly helps resolve sensitive and confidential family disputes involving claims of elder abuse or financial misconduct. In the process, Mr. Sparer has successfully...

Steve Buchwalter has been protecting investors in Southern California for over 25 years. He advocates for individuals, non-profits and corporations in Securities Law, Arbitration & Mediation, and Stockbroker & Investment Fraud matters. Additionally, he assists businesses with legal formation and legal disputes.

Steve brings unique insight and understanding to his representation as a former licensed commodity trading adviser and stockbroker. Recognized as an expert in his field, he has successfully resolved over 400 cases. In 2009, Steve received the largest California judgement of 4.2 billion for his client.

Steve is dedicated to providing legal representation with commitment and integrity. Contact Steve...

Law Firm Specializing in Employment Discrimination and Harassment and Personal Injury Cases. The Law Offices of Daniel Feder consistently provide consumers and employees with top-quality attorney representation. Mr. Feder represents employees in discrimination, harassment and whistleblower lawsuits against their former employers. He also practices in the area of personal injury and medical malpractice. He provides representation on a contingency basis. He offers free initial one hour consultations to the public. The Law Offices of Daniel Feder is dedicated to providing employees in California with access to top-quality representation in disputes with their former employers. Mr. Feder has spent more...

Marnie C. Lambert, the founding member of Lambert Law Firm, LLC, is licensed to practice law in all state courts and federal district courts in Ohio and California. She has spent most of her legal career representing consumers in complex civil litigation, commercial litigation, securities litigation and class actions. She has also represented clients seeking recovery for personal injuries, wrongful death and various business torts. Ms. Lambert received her juris doctorate from Pepperdine University School of Law in 1992. She spent the first five years after law school working in Los Angeles, California for a large international law firm....

As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Ryan Cook maintains an active securities arbitration and litigation practice. Mr. Cook has worked on numerous cases dealing with individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers.

Prior to beginning his law practice, Mr. Cook worked in the securities industry as a licensed and registered representative with a large broker/dealer. He received his Juris Doctor (JD) degree from South Texas College of Law, where he earned his degree Summa Cum Laude (with highest honor) as the graduating salutatorian. Mr. Cook...

I started at the Public Defenders office in Sacramento in 2001. I worked there for 5 years. After leaving the Public Defenders office, I became the Senior Trial Attorney for United Defense Group. I have tried every type of criminal case, from misdemeanors to homicides. I started the Law Firm Wippert & Bramson. Wippert & Bramson are expert trial attorneys who have handled numerous high profile media cases.

Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...

Ingrid M. Evans is the founding partner of the Evans Law Firm. Ms. Evans is a Board Certified Civil Trial Advocate, and was named as a Finalist for Consumer Attorney of the Year, Consumer Attorneys of California, 2009. Ingrid Evans is a veteran in the courtroom and was previously undefeated in jury trials as a former Deputy City Attorney for San Francisco. Ingrid Evans is an experienced litigator in state and federal courts and is licensed to practice law in California, the District of Columbia, and New York. Ms. Evans has been named as a 2010 Northern California Super Lawyers...

I am committed to aggressive advocacy for Business, Stockbroker & Investment Fraud, and White Collar Defense matters. Representing clients throughout California and worldwide, I have extensive experience with complex civil litigation, with an emphasis on antitrust and unfair competition, class action defense, condemnation & eminent domain, internal investigations, and labor & employment.

Practicing law since 1985, I have a proven track record of success. My focus is always on solving problems and resolving cases, with minimal disruption to my clients. I am dedicated to developing effective strategies to attain the best possible results.

Chad M. Kohler, an associate attorney at Meyer Wilson, LPA, was born in Sidney, Ohio. He attended the University of Dayton and graduated cum laude in 1998 with a B.A. After earning his undergraduate degree, he attended the Case Western Reserve University School of Law and earned his J.D. in 2001. After graduating from law school, Mr. Kohler focused his practice on business litigation involving contracts, fiduciary relationships, and business torts. Later, he worked as a stockbroker at one of the nation's largest brokerage firms and obtained his Series 7, 63, and 65 securities licenses. In addition, Mr. Kohler has managed regulatory...

Hornstein Law Offices, Prof. Corp. is a 20-year old California-based law firm concentrating in business, securities, intellectual property and related transactions and litigation. We have served clients across the country and in abroad. Our client base ranges from individuals. start-up companies to multi-national corporations in all fields of business. Mr. Hornstein has been in practice for 30-years. Prior to HLO, he was with large international law firms and in-house corporate counsel. Please call to discuss any questions in these areas.

I have been a highly successful trial lawyer for 30 years, with extensive experience in many different areas. My primary focus, however, is civil and business litigation.

MY CLIENTS

I have represented hundreds of businesses and individuals in matters ranging from simple contract or business disputes, to matters as complex as patent and antritrust litigation, and everything in between.

No case is too small or simple, or too large or complex. If I choose to take a case, I will give that case my utmost attention and interest regardless of its...

Will Edelman is a former federal prosecutor, a former police officer, and a Stanford Law graduate who clerked for two federal judges. Will’s practice focuses on white-collar and regulatory matters, internal investigations, and complex commercial litigation. As a federal prosecutor in the Northern District of California, Will acted as first or second chair in ten trials. He also handled numerous contested evidentiary hearings and dispositive motion hearings. As a prosecutor, Will was the primary attorney responsible for a variety of complex matters, including multi-defendant RICO cases and fraud cases. Will also served as a police officer for a large southern California...

Patrick Delahunty is a former federal prosecutor and a seasoned trial attorney with more than 15 years of experience litigating in federal and state courts. Patrick’s practice focuses on white-collar criminal investigations and litigation resulting from them, including regulatory issues and corporate litigation. He guides his clients with clear advice about their options, legal risks, and—most importantly—the full spectrum of their rights that he will vigorously protect. At each step of the way, he looks for efficient and cost-effective solutions. He has a long track record of securing successful outcomes for his clients with this approach. Prior to...

Practicing as a criminal trial attorney since 1987. Handles all serious and violent feloney cases. Has lengthy experience with special circumstance homicides, Three Strike Cases and mental defenses. Former Captain, Military Intelligence,United States Army Reserve

Matthew R. Wilson is a managing partner at Meyer Wilson, LPA. Born in Circleville, Ohio, he earned his B.A. in Philosophy from Denison University in 1997 graduating magna cum laude, Phi Beta Kappa. He went on to attend law school at the University of Virginia in Charlottesville, Virginia, where he earned his J.D. in 2000. After law school, Mr. Wilson spent two years working for Vorys, Sater, Seymour, & Pease LLP and another four years working for the international law firm Jones Day. During that time, he defended many of the world's largest financial institutions and other corporations in a variety...

Mr. Wittenberg began a career on Wall Street 20 years ago. He then attended Berkeley Law where he focused his legal education and securities and business transactions. Upon graduating, Mr. Wittenberg was recruited by large law firms to work on tens of billions of dollars of securities offerings and business transactions. Mr. Wittenberg founded Wittenberg Law several years ago to provide more personalized service to people who are seeking representation from a law firm who will champion their cause, provide strategies and diligence that will achieve their goals, and assist in helping them be winners.

Our services are unique in that Mr. Bakman is able to offer clients exceptional representation at both the federal and state levels. His many successes stem directly from his ability to look at criminal cases as a prosecutor thereby capitalizing as a defense attorney on the deficiencies and weaknesses of the prosecution case. His jury trial experience sets Mr. Bakman apart from other defense attorneys in the field. Mr. Bakman offers representation for all criminal matters beginning with bail and bond determinations and intensive pre-trial investigation and preparation. This includes the use of top flight former police and...

Mark is a capital markets attorney known among his colleagues for his expertise in corporate and securities law. He counsels clients in raising capital online (tokens, coins, STOs, digital assets and other "securities"). He offers unique insight and perspective to his clients because of his experience in private practice representing both public and private companies in business transactions and courtroom securities litigation for more than twenty-five years and serving in senior positions as an attorney with the U.S. Securities and Exchange Commission and as a Special Assistant United States Attorney for eight years. While Mark's clients include other attorneys, his passion...

Based out of Santa Clara County, The Law Office of Eben L. Kurtzman has been providing reliable legal advice and representation in criminal law defense and personal injury prosecution cases for over two decades. Eben has handled over one thousand cases and has had more than fifty jury trials. His practice is centered on the idea that the client is the most important part of any case, and that a straight-forward, honest approach is the best way to succeed. He will give you a realistic, honest assessment of your case. He encourages all of his clients to ask questions and...

Mehlman Law Group is an East Bay (Walnut Creek, CA) real estate, business, and civil litigation law firm. We practice in all San Francisco Bay Area state and federal courts. I believe all clients should have access to high-quality legal services. Many of my clients see me as their "in-house" counsel or trusted personal legal advisor. For legal advice or representation, contact me at (925) 935-3575 or steven@mehlmanlawgroup.com for a free consultation. I have thirty years of experience representing small businesses and individuals. I consult with, provide guidance to, and refer clients to other professionals, including real estate and mortgage brokers, accountants,...

Since 1990, Bob Gonser has practiced in the securities area, including representation of public investors before the Financial Industry Regulatory Authority (formerly NASD), New York Stock Exchange and Pacific Exchange. He has successfully handled hundreds of cases involving losses sustained in brokerage accounts as a result of wrongdoing, mismanagement and fraud by brokers and brokerage firms. Over the years, Mr. Gonser's efforts have resulted in a multitude of awards and settlements for his clients including over $1.2 million in damages and interest for four employees of Cisco Systems in arbitration before the Pacific Exchange (Read the decision.) At Hunsucker Goodstein, he...

Securities fraud attorney, finra arbitration services, investment fraud, stock broker fraud, and other securities attorney services. Contact me to discuss your case.