Desert Shores Stockbroker & Investment Fraud Lawyers

Karren M. Kenney
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Karren M. Kenney
San Diego, CA Stockbroker & Investment Fraud Lawyer with 29 years of experience
(855) 505-5588 401 West A Street
Suite 200
San Diego, CA 92101
Stockbroker Fraud, Business, Criminal Defense and White Collar Crime
Thomas Jefferson School of Law
Whether you or your business are under investigation or defending a civil or criminal case in court, our team is committed to providing strategic defense representation to obtain the best results. Having been practicing law since 1994, I enjoy zealously advocating for my clients and being their voice in the courtroom. I have tried over 100 trials to verdict in state and federal courts and believe everyone deserves their day in court. Prior to starting Kenney Legal Defense in 2012, I was a Senior Deputy Public Defender in Orange County, California, where I...
Ambrosio E. Rodriguez
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Ambrosio E. Rodriguez
Riverside, CA Stockbroker & Investment Fraud Lawyer with 26 years of experience
(951) 318-1030 3393 14th Street, Suite 100
Riverside, CA 92501
Free ConsultationStockbroker Fraud, Criminal Defense, Domestic Violence and White Collar Crime
Georgetown University Law Center
Ambrosio E. Rodriguez is the Los Angeles criminal defense attorney the accused turn to when everything is on the line. With more than 13 years of prior experience as a highly accomplished Senior Deputy District Attorney, Mr. Rodriguez uses his unique perspective and unmatched knowledge of the justice system to build the best defense for his clients. While at the District Attorney’s Office, Mr. Rodriguez led the esteemed Sexual Assault/Child Abuse Unit and then became one of only four Senior Deputy District Attorneys in the elite Homicide Unit. As a Homicide District Attorney, Mr. Rodriguez tried almost every type of murder...
Thomas D. Mauriello
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Thomas D. Mauriello
San Diego, CA Stockbroker & Investment Fraud Attorney with 36 years of experience
(619) 940-1606 1230 Columbia St
#1140
San Diego, CA 92101
Stockbroker Fraud, Appeals, Consumer and Environmental
University of San Diego School of Law
Thomas Mauriello assists clients with an array of legal matters, including Business, Consumer, Investment, Government, Real Estate, Stock Broker, Investment and Environmental Law disputes. With over 30 years of experience, Mr. Mauriello is committed to delivering quality legal solutions with efficient and personalized representation throughout the State of California.

Mr. Mauriello is dedicated to involvement in his community. This has included coaching youth basketball and volleyball, as well as working with both Volunteers in Parole and the San Diego AIDS Project. Additionally, he has served on the Legal Committee of the Los Angeles Chapter of the Sierra Club for many years.

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Daniel Wade Watkins
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Daniel Wade Watkins
San Diego, CA Stockbroker & Investment Fraud Lawyer with 36 years of experience
(858) 535-1511 9915 Mira Mesa Blvd, Suite 130
San Diego, CA 92131
Free ConsultationStockbroker Fraud, Business, Construction and Real Estate
University of San Diego School of Law
Daniel W. Watkins is an experienced litigator and true trial attorney with over 50 Jury and Bench trials to his credit in 30 years of practice. He has successfully represented both large companies and individuals, and achieved substantial victories in well-publicized trials throughout California and Wisconsin.

Mr. Watkins has successfully tried and litigated cases in the areas of Healthcare Compliance, Commercial Litigation, Unfair Business Practices, Fraud, Breach of Contract, Battery, Premises Liability, Product Defect, Medical Malpractice, Discrimination, Sexual Harassment, Construction Defect, as well as Unfair Competition, Defamation, and Trade Secret. In December 2003, Mr. Watkins commenced litigation against Health South Surgery...
Randy Wagner
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Randy Wagner
San Diego, CA Stockbroker & Investment Fraud Lawyer with 14 years of experience
(619) 376-1960 401 West A st. 1100
San Diego, CA 92101
Free ConsultationStockbroker Fraud, Criminal Defense, Domestic Violence and White Collar Crime
Thomas Jefferson School of Law
The Law Office of Randy Wagner practices criminal defense, civil litigation and immigration law. Whether you are accused of a misdemeanor, felony, facing immigration issues or have been sued, Randy Wagner will represent you and be your voice in the justice system Originally from Las Vegas, my family and I have made San Diego our home. I earned my Bachelors Degree from UNLV. Later I attended Thomas Jefferson School of Law, here in San Diego.
Jeffrey Patrick Lendrum
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Jeffrey Patrick Lendrum
San Diego, CA Stockbroker & Investment Fraud Attorney with 35 years of experience
(888) 809-7832 600 West Broadway
Suite 700
San Diego, CA 92101
Free ConsultationStockbroker Fraud and Securities
University of the Pacific, McGeorge School of Law
Jeffrey Lendrum’s practice is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty.

Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select attorneys who demonstrate preeminent legal abilities and the highest ethical standards.

As a former prosecutor, federal law clerk, and lawyer for fortune 500 companies, Mr. Lendrum has the knowledge, experience and track record to create winning strategies for his clients. Whether your...
Jonathan L. Willis
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Jonathan L. Willis
El Centro, CA Stockbroker & Investment Fraud Lawyer with 44 years of experience
(760) 457-7074 427 West Main Street
Mail To: PO Box 3935
El Centro, CA 92243
Stockbroker Fraud, Animal, Appeals and DUI & DWI
Santa Clara University School of Law
I am one of only a handful of local attorneys who have been actively trying cases before juries in this state for over 30 years now. I am a former Imperial County Deputy District Attorney IV (2002-2009), the last three years of which I served as the Director of the Special Prosecutions Unit (Narcotics). I am proud to be a Life Member of the California Attorneys for Criminal Justice (C.A.C.J.), and I am also a Private Defense Counsel Member of the California Public Defenders Association (C.P.D.A.). Most importantly, I would be privileged to represent YOU--and other accused persons--against...
Sean T Prosser
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Sean T Prosser
San Diego, CA Stockbroker & Investment Fraud Lawyer with 31 years of experience
(858) 314-2152 3580 Carmel Mountain Road
Suite 300
San Diego, CA 92130
Free ConsultationStockbroker Fraud, Administrative, Securities and White Collar Crime
New York Law School
Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...
Stacy Joel Safion
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Stacy Joel Safion
Laguna Niguel, CA Stockbroker & Investment Fraud Lawyer with 30 years of experience
(949) 347-0300 30011 Ivy Glenn Dr
Suite 121
Laguna Niguel, CA 92677-5016
Free ConsultationStockbroker Fraud, Collections, Construction and Consumer
Southern California COL
We are multifaceted south Orange County law firm that handles collections issues (regarding creditors and debtors), issues with real estate brokers, agents and loan representatives and actions by and against contractors and home owners and wide variety of breach of contract actions. We also handle foreclosures and disputes against real estate agents and mortgage brokers. We accept Visa, MasterCard, American Express and Discover credit cards. FREE TELEPHONE CONSULTATION. We specialize in personal and business collections, foreclosure, breach of contract actions and actions against real estate and loan companies and their agents. We represent both debtors and...
Michael Stephen Berg
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Michael Stephen Berg
San Diego, CA Stockbroker & Investment Fraud Attorney with 41 years of experience
(619) 239-2186 402 W Broadway
suite 1300
San Diego, CA 92101
Free ConsultationStockbroker Fraud, Criminal Defense, DUI & DWI and White Collar Crime
Univ of San Diego School of Law
Attorney Michael S. Berg has 35 years of criminal law experience. Michael has an AV rating from Martindale-Hubbell, the highest rating possible for Ethical Standards and Legal Ability. He has also been honored by Super Lawyers Magazine and Best Lawyers in America. You will not find a more experienced, ethical or hard working attorney to defend you. His defense record includes numerous high-profile cases, not only in San Diego, but throughout the United States and abroad. Michael has his own practice in San Diego and is well prepared to handle even the most complex criminal law matters. He has...
Kevin K. Hull
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Kevin K. Hull
Irvine, CA Stockbroker & Investment Fraud Lawyer with 23 years of experience
(949) 478-4855 9891 Irvine Center Dr Ste 200
Irvine, CA 92618
Stockbroker Fraud, Arbitration & Mediation, Business and Securities
The Catholic University of America Columbus School of Law
Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product...
Luiey Ghaleb Haddad
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Luiey Ghaleb Haddad
San Diego, CA Stockbroker & Investment Fraud Attorney with 19 years of experience
(619) 663-4533 501 W. Broadway
Suite 800
San Diego, CA 92101
Free ConsultationStockbroker Fraud, Business, Foreclosure Defense and Real Estate
Indiana Univ Bloomington School of Law and California Western School of Law
Luiey G. Haddad is an aggressive trial attorney with over a decade of experience in real estate law and civil litigation. Mr. Haddad has represented individuals and businesses of all sizes with real estate transactions, commercial and residential lease negotiations, landlord-tenant dispute, corporate formation, contract disputes, and a wide array of real estate and business-related litigation. Mr. Haddad has successfully represented numerous high-profile clients in state and federal courts, including government officials and large national corporations.

Mr. Haddad received a Bachelor of Arts degree in Management and Communications from the University of Michigan, Ann Arbor. He earned his Juris Doctor from...
Jeffrey L. Ebright
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Jeffrey L. Ebright
San Diego, CA Stockbroker & Investment Fraud Attorney with 43 years of experience
(619) 702-1635 1230 Columbia St Ste 800
San Diego, CA 92101
Stockbroker Fraud, Insurance Defense, Personal Injury and Products Liability
Pepperdine University School of Law
Daniel McLeod Carlson
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Daniel McLeod Carlson
San Diego, CA Stockbroker & Investment Fraud Attorney with 31 years of experience
(619) 544-9300 600 West Broadway
Suite 1550
San Diego, CA 92101
Free ConsultationStockbroker Fraud, Arbitration & Mediation, Consumer and Securities
California Western School of Law
The Carlson Law Firm, APC was formed in 2001 by Mr. Carlson with the intent to specialize in securities law claims. Prior to that Mr. Carlson was a law clerk to a Federal Bankruptcy Judge and then worked at the San Diego Law Firm of Ault, Deuprey, Jones and Gorman specializing in business litigation. He then bacame a Partner at Brewer & Carlson, LLP practicing primarily in securities law claims. The Carlson firm primarily represents plaintiffs in claims against their financial advisors, brokers and brokerages. The team at the Carlson Law Firm emphasizes direct personal attention with...
Paul W. Thomas
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Paul W. Thomas
Carlsbad, CA Stockbroker & Investment Fraud Attorney with 36 years of experience
(800) 797-9888 701 Palomar Airport Drive
Suite 300
Carlsbad, CA 92011
Free ConsultationStockbroker Fraud
University of Florida College of Law
Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...
Sean Anthony Kading
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Sean Anthony Kading
Rancho Santa Margarita, CA Stockbroker & Investment Fraud Lawyer with 24 years of experience
(949) 766-6742 30211 Avenida Banderas
Suite 200
Rancho Santa Margarita, CA 92688
Stockbroker Fraud, Bankruptcy, Business and Real Estate
University of Southern California
William Richard Restis
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William Richard Restis
San Diego, CA Stockbroker & Investment Fraud Attorney with 17 years of experience
(619) 270-8383 402 West Broadway
Suite 1520
San Diego, CA 92101
Stockbroker Fraud, Business, Consumer and Securities
Univ of San Diego School of Law
For over a decade, I have been litigating complex, multi-district, and multi-party lawsuits. I recovered over two hundred million dollars in value for clients and literally changed the law to help protect them.

Because I am routinely involved in “bet the company” litigation, I face (teams of) the best attorneys in America. This forces me to compete at the highest levels and hone my craft. My competence in the most complex litigation makes victory in ordinary disputes easier. Your opponents play checkers while we play chess.

After considerable professional success, in 2016 I decided to take a sabbatical from the practice...
Robert Harold Ziprick
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Robert Harold Ziprick
Redlands, CA Stockbroker & Investment Fraud Lawyer with 48 years of experience
(909) 798-5005 1233 Brookside Ave., Suite A
Redlands, CA 92373-4402
Stockbroker Fraud, Business, Foreclosure Defense and Real Estate
Univ of San Diego School of Law
Since 1976, Robert (Bob) Ziprick , a partner at Ziprick & Cramer, LLP (and its predecessor law firms), has provided outstanding legal services, while maintaining an emphasis on strategic, practical, cost-effective approaches to legal problems and solutions. Mr. Ziprick specializes in Real Estate, Litigation, Business, Healthcare Law, and Government Relations/Public Policy. He is dedicated to providing quality legal services to his clients, assertively representing clients in a professional and ethical manner. He fosters a close working relationship with his clients, whether individuals or corporations, tirelessly working in his client's best interests. Bob earned a B.A. degree in history and...
Charles Henry Field Jr
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Charles Henry Field Jr
San Diego, CA Stockbroker & Investment Fraud Attorney with 27 years of experience
(619) 577-4253 501 West Broadway
Suite 515
San Diego, CA 92101
Stockbroker Fraud, Business and Securities
McGeorge School of Law Univ of the Pacific
Jeffrey Steven Kob
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Jeffrey Steven Kob
Coronado, CA Stockbroker & Investment Fraud Attorney with 41 years of experience
(844) 443-5229 Historic Bank of Coronado Building
1172 Orange Avenue, Second Floor
Coronado, CA 92118
Stockbroker Fraud, Arbitration & Mediation and Securities
Washington Univ School of Law
Jason A. Richardson
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Jason A. Richardson
San Diego, CA Stockbroker & Investment Fraud Attorney
402 West Broadway
4th Floor
San Diego, CA 92101
Stockbroker Fraud and Securities
Timothy C. Karen
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Timothy C. Karen
San Diego, CA Stockbroker & Investment Fraud Lawyer with 40 years of experience
(858) 259-7790 11622 El Camino Real
#100
San Diego, CA 92130
Stockbroker Fraud, Business and Real Estate
University of San Diego School of Law
Timothy C. Karen is licensed to practice law in the State of California, and established his own firm in San Diego, where he resides. Timothy Karen has been practicing law since 1984, and represents clients in an array of legal disputes, including: consumer law, securities fraud, real estate non disclosure, and disputed estate issues. Timothy Karen has both trial and arbitration experience.
Nguyet Tran
Murrieta, CA Stockbroker & Investment Fraud Lawyer
(951) 750-9669 41700 Ivy Street
Suite A
Murrieta, CA 92562
Stockbroker Fraud, Business, Criminal Defense and DUI & DWI
California Western School of Law
Michael Robert Moore
San Diego, CA Stockbroker & Investment Fraud Lawyer with 50 years of experience
(619) 234-4114 401 West “A” St.
San Diego, CA 92101
Stockbroker Fraud, Animal, Business and Civil Rights
Santa Barbara College of Law
Michael D. Stein
San Diego, CA Stockbroker & Investment Fraud Attorney
(619) 232-8987 2951 A Street
San Diego, CA 92107
Stockbroker Fraud, Animal, Criminal Defense and DUI & DWI
Paul S. Padda
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Paul S. Padda
Los Angeles, CA Stockbroker & Investment Fraud Attorney with 29 years of experience
(213) 423-7788 300 S Grand Ave
#3840
Los Angeles, CA 90071
Stockbroker Fraud, Insurance Claims, Nursing Home and Personal Injury
London School of Economics and University of Illinois College of Law
Following graduation from the University of Illinois, College of Law, Las Vegas personal injury attorney Paul Padda, began his career in 1994 with the United States Department of Justice in Washington, D.C. litigating complex civil cases in both federal trial and appellate courts. He later was selected to serve as an Assistant United States Attorney in the District of Columbia (Washington, D.C.) where he handled a wide array of civil matters in federal court on behalf of the United States of America. In 2004, Mr. Padda moved to Las Vegas to serve as an Assistant United States Attorney where he...
Eric Thomas Hartnett
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Eric Thomas Hartnett
Sunnyvale, CA Stockbroker & Investment Fraud Lawyer with 19 years of experience
(408) 290-8228 563 S. Murphy Ave.
Sunnyvale, CA 94086
Stockbroker Fraud, Business, Collections and Real Estate
Santa Clara University School of Law
Eric Hartnett possesses an impressive real estate and business law background. He is a former partner at a preeminent real estate firm in Silicon Valley and has garnered a considerable wealth of experience by working his entire career at small and medium-sized firms. He has represented a wide array of clients ranging from Fortune 500 companies and government entities to individuals and small businesses. Eric's skills and expertise have been recognized through his repeated receipt of Super Lawyers's Northern California Rising Star award.

While the majority of his cases have been venued in the Bay Area (e.g. Santa...
Alan William Sparer
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Alan William Sparer
San Francisco, CA Stockbroker & Investment Fraud Attorney with 41 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Free ConsultationStockbroker Fraud, Elder, Real Estate and Securities
Stanford University and Massachusetts Institute of Technology
For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.

SLG regularly helps resolve sensitive and confidential family disputes involving claims of elder abuse or financial misconduct. In the process, Mr. Sparer has successfully...
Lynn Gorelick
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Lynn Gorelick
Pleasanton, CA Stockbroker & Investment Fraud Attorney with 40 years of experience
(925) 847-3006 4900 Hopyard Road, West Lobby
Suite 100
Pleasanton, CA 94588
Stockbroker Fraud, Criminal Defense, DUI & DWI and Juvenile
University of CA, Hastings College of Law
Lynn Gorelick has been an attorney for over 34 years. Attorney Lynn Gorelick is the Immediate Past President of the California DUI Lawyers Association. This is the only and most well respected legal organization for California Lawyers specializing in DUI defense. Ms. Gorelick has been a member of this organization since its inception and has served on the Board of Directors for over 15 years. She is committed to the protection your rights.

Ms. Gorelick is a Faculty and Sustaining member of the National College of DUI Defense. She has been a featured speaker at the...
Kirk G. Smith
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Kirk G. Smith
San Diego, CA Stockbroker & Investment Fraud Attorney with 24 years of experience
(619) 550-4847 1545 Hotel Cir S
#150-1
San Diego, CA 92108
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
South Texas College of Law
As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...
Jeremy Scott Hyndman
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Jeremy Scott Hyndman
Los Angeles, CA Stockbroker & Investment Fraud Attorney with 16 years of experience
(800) 487-4660 Union Bank Plaza
445 S. Figueroa St., Suite 2700
Los Angeles, CA 90071
Free ConsultationStockbroker Fraud, Estate Planning, Real Estate and Securities
Emory University School of Law
My practice focuses on estate planning and helping investors recover losses caused by unethical or incompetent financial advisers. I am the managing attorney at Basalt Legal PLLC, a law firm nestled in Washington wine country but serving clients throughout Washington State and California.
Samuel B. Edwards
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Samuel B. Edwards
San Diego, CA Stockbroker & Investment Fraud Lawyer with 22 years of experience
(619) 550-4847 1545 Hotel Cir S
#150-1
San Diego, CA 92108
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
Georgetown University Law Center and University of Houston Law Center
Sam Edwards is a partner at SSEK and has developed a wide-ranging practice representing individuals and institutions from the United States and almost every continent in the world in investment and financial disputes. Over the last decade, that representation has included hundreds of clients who range from retirees that have lost their life savings, to community banks and credit unions who have been defrauded by Wall Street in investment schemes or bad products, to states and municipalities defrauded by investment banks. The cases Mr. Edwards has worked on include claims for unsuitable investment recommendations, churning, misrepresentations and outright fraud. The investments...
Kenneth Wonsup Chung
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Kenneth Wonsup Chung
Irvine, CA Stockbroker & Investment Fraud Attorney with 30 years of experience
(949) 261-7700 38 Corporate Park
Irvine, CA 92606
Free ConsultationStockbroker Fraud, Business and Real Estate
U of San Francisco School of Law
Kenneth W. Chung is experienced in both business litigation and business transactions. Mr. Chung’s business law experience includes real estate, contract, corporate, and employment issues. In addition to his skills as a transactional attorney, Mr. Chung’s aggressive yet thoughtful approach to arbitrations and trials, has distinguished himself as a successful litigator and advocate, in both the courtroom and the office. Mr. Chung counsels and represents a variety of businesses ranging from prestigious multi-national conglomerates to emerging private companies. He is proficient in negotiating and drafting a variety of business agreements including real estate contracts, distribution agreements, employment contracts, business alliance...
David Meyer
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David Meyer
Los Angeles, CA Stockbroker & Investment Fraud Attorney with 29 years of experience
(800) 738-1960 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Free ConsultationStockbroker Fraud, Business, Consumer and Securities
Capital University Law School and Capital University
Attorney David P. Meyer is the principal founder of Meyer Wilson. He has gained national recognition as an investment fraud lawyer, representing more than 800 investors in investment misconduct claims. He has won verdicts, settlements and judgments of hundreds of millions of dollars on their behalf. Because he is recognized as an authority in this field, he is often asked to speak for bar associations and at educational seminars. He is an active member of the Public Investors’ Arbitration Bar Association and various other legal professional associations. In 2013, Attorney David Meyer was included in the list of Best...
David W. Miller
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David W. Miller
San Diego, CA Stockbroker & Investment Fraud Lawyer with 14 years of experience
(619) 378-4616 1545 Hotel Cir S
#150-1
San Diego, CA 92108
Stockbroker Fraud, Elder, Estate Planning and Securities
University of Houston Law Center
David Miller received his Bachelor of Arts degree in Economics and Political Science from Vanderbilt University. He received his Juris Doctor degree from the University of Houston Law Center, where he was a Lex Award recipient. As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Mr. Miller maintains an active securities arbitration and litigation practice. Mr. Miller has successfully represented individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers

Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...
Richard  Frankowski
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Richard Frankowski
Los Angeles, CA Stockbroker & Investment Fraud Lawyer with 22 years of experience
(310) 906-4886 633 West 5th Street
Suite 26142
Los Angeles, CA 90071
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
University of Alabama School of Law and University of Alabama School of Law
Richard S. Frankowski is the owner of The Frankowski Firm, LLC based in Birmingham, Alabama and Incline Village, Nevada. Mr. Frankowski has represented hundreds of investors around the country in FINRA arbitrations and in court. His practice focuses on stock broker fraud, consumer class actions, and direct and derivative shareholder litigation. He is an AV Preeminent-rated attorney by Martindale Hubbell and is a member of the Alabama and Florida Bars, as well as a member of the American Bar Association, the American Association for Justice, and National Trial Lawyers. Mr. Frankowski co-authored The Practitioner's Guide to...
Brett Gregory Evans
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Brett Gregory Evans
Anaheim, CA Stockbroker & Investment Fraud Lawyer with 18 years of experience
(844) 443-5229 155 N Riverview Drive
Suite 223
Anaheim, CA 92808
Stockbroker Fraud, Arbitration & Mediation, Business and Securities
University of Washington School of Law and University of Utah
Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans Law, PC, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...
Daniel R. Perlman
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Daniel R. Perlman
Fullerton, CA Stockbroker & Investment Fraud Attorney with 18 years of experience
(714) 882-5700 1400 N Harbor Blvd.
Suite 650
Fullerton, CA 92835?
Free ConsultationStockbroker Fraud, Criminal Defense, Domestic Violence and White Collar Crime
Prior to graduating from law school in our Nation's Capital, Daniel R. Perlman worked as a Prosecutor for the Maryland State's Attorney's Office in Montgomery County, Maryland, where he became aware of many of the stumbling blocks that exist between prosecutors and defense attorneys from the government side. Daniel R. Perlman used this opportunity to learn how best to approach prosecutors and how to creatively resolve differences to the satisfaction of both sides.
Tony T. Liu
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Tony T. Liu
Anaheim, CA Stockbroker & Investment Fraud Attorney with 21 years of experience
(714) 415-2007 4501 E La Palma Ave
#230
Anaheim, CA 92807
Free ConsultationStockbroker Fraud, Business, IP and White Collar Crime
Chapman University Fowler School of Law, Chapman University Fowler School of Law and Golden Gate University School of Law
Law Offices of Tony T. Liu is a criminal and civil trial firm located in Orange County, California. Mr. Liu is aggressive but cautious, focused but flexible, thorough but always efficient. He listens to and works with his clients to identify litigation goals, then to develop and implement cost-effective strategy and tactics. He constantly attempts to re-evaluate and reassess these objectives and methods as the litigation landscape shifts, to ensure that the litigation continues to serve the client’s objectives, and not vice versa. As a trial attorney, he knows how and what is needed win the case if it goes...
Steve A. Buchwalter
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Steve A. Buchwalter
Encino, CA Stockbroker & Investment Fraud Attorney with 31 years of experience
(818) 501-8987 16133 Ventura Blvd
#700
Encino, CA 91436
Free ConsultationStockbroker Fraud, Arbitration & Mediation, Business and Securities
University of La Verne College of Law
Steve Buchwalter has been protecting investors in Southern California for over 25 years. He advocates for individuals, non-profits and corporations in Securities Law, Arbitration & Mediation, and Stockbroker & Investment Fraud matters. Additionally, he assists businesses with legal formation and legal disputes.

Steve brings unique insight and understanding to his representation as a former licensed commodity trading adviser and stockbroker. Recognized as an expert in his field, he has successfully resolved over 400 cases. In 2009, Steve received the largest California judgement of 4.2 billion for his client.

Steve is dedicated to providing legal representation with commitment and integrity. Contact Steve...
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