Washington DC Securities Lawyers

Adam Savett is a complex litigator who represents small businesses, institutional investors, and government entities, in securities, antitrust, consumer protection, and other complex litigation. Recently, Adam was named one of the 100 Lawyers You Need to Know in Securities Litigation by Lawdragon Magazine. He has published a number of articles and original research pieces on class action and securities litigation topics and is also a member of the National Association of Public Pension Attorneys (NAPPA), the Professional Liability Underwriting Society (PLUS), SIFMA's Corporate Actions Division, the American Bar Association (ABA), and the Hedge Fund Business Operations Association (HFBOA). ...

A former Assistant United States Attorney with dozens of trials under his belt, Justin Dillon now uses his years of litigation and investigative experience to defend clients in Title IX and campus discipline cases and in complex, high-stakes white-collar criminal investigations. Justin has gained nationwide attention for his work representing students and professors in campus misconduct cases, which he and his firm have handled at more than 100 schools nationwide. Along with his partner Chris Muha, he co-authored Title IX Hearings and Litigation: A Practitioner’s Guide, published by The Foundation for Individual Rights and Expression and available here to any member...

Stephen M. Kohn, along with his partners are America's leading whistleblower attorneys. He successfully represented the most important tax whistleblower in U.S. history (Bradley Birkenfeld) and won the largest whistleblower reward ever paid to an individual whistleblower ($104 million). Since 1984 his practice has focused exclusively on advocating for whistleblowers, expanding laws that protect and reward whistleblowers and litigating many cutting-edge cases. He has successfully represented whistleblowers under numerous state and federal laws, including the False Claims Act/qui tam laws, and established important precedent protecting whistleblowers under the First Amendment. Since 2009 his practice has expanded to helping...

Dedicated to fighting discrimination in the workplace, Stephanie has spent her entire career helping public and private sector employees overcome unlawful personnel actions based on factors such as their race, sex, national origin, disability, military service, and age. As an Associate at Tully Rinckey PLLC, she concentrates her practice on federal labor and employment law, routinely representing employees before United States District Courts, Appeals Courts, the Equal Employment Opportunity Commission (EEOC), and Merit Systems Protection Board (MSPB). She has extensive experience with cases involving violations of Title VII of the Civil Rights Act, the Americans with Disabilities Act (ADA), Rehabilitation...

Principal at SL Global Partners, an international consortium of corporate finance attorneys. Areas of specialization include: Global Capital Markets, Cross-Border Transactions, Islamic Finance & Alternative Investment Structures, FinTech, International Regimes, SEC Regulations and Corporate Governance.

Prior experience practicing over a decade at AMLaw 50 Firms in DC, London, Dubai and Shanghai, completing cross-border transactions, international securities offerings, private placements and public offerings on foreign exchanges in Europe, the Middle East and Asia and SEC-registered offering on the NYSE and NASDAQ. Advisory Board Member to the Dubai International Financial Centre (DIFC).

A key player on a number of trade journal awarded...

I first worked for Banks Law Office while I was in high school in 2013. I did not know much about the law back then, but I did what I could to help individual victims of broker misconduct take on corporate perpetrators. It was righteous work, and I loved it immediately. I left Banks Law Office to attend Claremont McKenna College, where I graduated in the top 15 percent of my class. I then also graduated from Cornell Law School in the top 15 percent of my class. After finishing school, I worked as an associate attorney in the antitrust practice...

Matt Kaiser has represented hundreds of clients through some of the most difficult times in their lives. Matt has represented corporate executives and folks living on the streets. He has represented large corporations in sophisticated civil cases, and individuals in less complicated matters. He has defended people accused of almost every kind of federal crime including tax evasion, bribery, fraud, drug dealing, arson, weapons charges, and violating export controls. Matt has helped people with trials, appeals, and post conviction petitions, and he has represented people and corporations in both state and federal courts. Matt Kaiser is a magna cum laude graduate of...

Alan Rosca is a seasoned securities lawyer, former adjunct professor of securities regulation, and frequent speaker at legal conferences on topics ranging from Ponzi schemes and investment fraud to cryptocurrencies. Alan focuses his legal practice on complex financial and commercial matters, particularly in the areas of securities litigation, investment fraud, ERISA, wage-and-hour matters, and international disputes. He often represents institutional and individual investors in disputes with financial industry members, arising out of investment fraud or misconduct. He has extensive experience prosecuting claims on behalf of investors, primarily through class actions and FINRA arbitrations. He also represents employees in compensation-related disputes,...

Founding partner Li Weng works in Rockville Law Group LLC’s practice areas of estate planning, family law, IPO and immigration. Li brings a background of over 12 years in estate planning, anticorruption, and trade matters, IPO, SPAC, OTC, immigration as well as transnational practice experience. Over several years, Li advised multinational companies undergoing internal and SEC investigations on potential violations by the companies’ subsidiaries of anti-bribery provisions of the Foreign Corrupt Practices Act. In addition, she represented companies during ITC investigations of antidumping and countervailing duty matters. She helped the firm’s clients to develop their estate, retirement, and gift planning...

I concentrate my practice on secured and unsecured credit transactions, mergers and acquisitions, equity and debt financings, ongoing securities law requirements of public companies and other general corporate matters.

Michael D. Kohn is a nationally recognized litigator focusing on whistleblower protection law specializing in Qui Tam/False Claims Act, Dodd-Frank Act SEC whistleblower claims, IRS whistleblower claims and whistleblower retaliation litigation. He has successfully represented whistleblowers in cases against some of the nation’s largest corporations and law firms, including Georgia Power Company, Brown & Root and Ashland Oil Company. He has also won numerous whistleblower cases against federal, state and local governments. His knowledge of issues involving the life sciences, nuclear energy and technology are integral to the firm’s advocacy for those who report environmental violations in the workplace....

David K. Colapinto is a nationally recognized advocate for whistleblowers specializing in Qui Tam/False Claims Act, Dodd-Frank Act SEC whistleblower claims, IRS whistleblower claims, Freedom of Information and Privacy Act litigation, and whistleblower discrimination and retaliation litigation. He has more than 25 years of experience successfully representing many whistleblowers in state and federal courts and before numerous agencies. He played a central role in securing whistleblower protections for FBI employees, successfully representing Dr. Fredric Whitehurst, the FBI lab forensics expert who suffered retaliation after reporting serious misconduct and poor lab practices at the FBI. He was lead counsel for...

I am a partner and business lawyer with Foley & Lardner LLP where I primarily represent clients in mergers and acquisitions, finance transactions, joint ventures and related complex commercial transactions. I am a member of the firm’s Transactional & Securities Practice as well as the Energy Industry Team. I have particular expertise representing clients in various aspects of the energy industry and communications industry including utilities, private equity funds, financial institutions, investors and project developers.

Alexander regularly advises clients on corporate transactions, alternative investments, and Blockchain/Distributed Ledger Technology (DLT) related matters. He has helped companies raise capital through traditional and nontraditional vehicles, and advises clients on a variety of business arrangements. He has experience advising investors, entrepreneurs, and startups through the different stages of corporate growth, including acting as outside general counsel for several of these companies.

Prior to practicing law, over the span of 10 years, he successfully founded and operated several businesses in the legal-technology, human resources/outsourcing, and entertainment industries.

Alexander earned a Master’s degree in finance from Harvard University, where he served as a...

Marlon Paz is a partner in the Washington, D.C. office of Locke Lord LLP where he concentrates his practice on securities matters, business litigation, white collar criminal defense and internal investigations. He has extensive experience with a wide range of complex securities issues, in the regulatory and litigation context, internal investigations and compliance, including the Foreign Corrupt Practices Act, and global anti-corruption matters. Prior to joining the Firm, he was the Principal Integrity Officer of the Inter-American Development Bank, where he led a team of lawyers and investigators in the development, investigation and prosecution of fraud and corruption cases. He also...

• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...

“There are rarely second chances or do-overs in criminal law. I understand this, and I am prepared to put all of my skill, experience, and expertise into every case I take. I take the same approach in civil cases where financial futures are at stake. Roles & Qualifications I am an accomplished white-collar criminal defense and complex civil litigation attorney who practices throughout the United States and internationally. Prior to founding Boyle & Jasari, https://boylejasari.com, I worked as an Assistant U.S. Attorney, a First Assistant District Attorney, and served as a Navy Judge Advocate and a Special Assistant U.S. Attorney. After serving...

Mr. Nied focuses his practice on corporate and securities, mergers and acquisitions, debt and equity financings and intellectual property. His practice includes representing clients in matters relating to contracts, securities regulation, Blue Sky law, and private placements. Mr. Nied also has extensive experience handling transactions involving joint ventures, fund formation, licensing agreements, engineering services contracts, development and supply agreements.

He has also represented both lenders and borrowers in all aspects of HUD-insured loans, including acquisition and construction loans, refinancings and the TPA process. He has undertaken both individual loans from both the lender and borrower perspective as well as multi-property,...