Tulare County Securities Lawyers

Daniel McLeod Carlson
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Daniel McLeod Carlson
San Diego County, CA Securities Law Attorney with 31 years of experience
(619) 544-9300 600 West Broadway
Suite 1550
San Diego, CA 92101
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
California Western School of Law
The Carlson Law Firm, APC was formed in 2001 by Mr. Carlson with the intent to specialize in securities law claims. Prior to that Mr. Carlson was a law clerk to a Federal Bankruptcy Judge and then worked at the San Diego Law Firm of Ault, Deuprey, Jones and Gorman specializing in business litigation. He then bacame a Partner at Brewer & Carlson, LLP practicing primarily in securities law claims. The Carlson firm primarily represents plaintiffs in claims against their financial advisors, brokers and brokerages. The team at the Carlson Law Firm emphasizes direct personal attention with...
Jay Nabil Razzouk
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Jay Nabil Razzouk
San Bernardino County, CA Securities Law Attorney with 15 years of experience
(909) 547-7299 473 E. Carnegie Drive
Suite 200
San Bernardino, CA 92408
Free ConsultationSecurities, Business and Entertainment & Sports
Pepperdine University School of Law
Jay has represented and advised investors of public companies in shareholder derivative actions and complex class action litigation for over a decade. He helped secure millions of dollars in financial recovery and corporate governance reforms. He investigated and litigated claims involving such issues as accounting fraud, executive compensation, board entrenchment, board elections, corporate takeovers, inadequate internal controls, and violations of the False Claim Act, the Foreign Corrupt Practices Act, anti-money laundering laws, and vehicular and aeronautical safety regulations.

Since 2017, Jay has focused his legal practice on helping entrepreneurs successfully form and operate their businesses, representing clients in contract or business...
Nicholas J Guiliano
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Nicholas J Guiliano
Los Angeles County, CA Securities Law Lawyer with 28 years of experience
(877) 732-2889 1260 South Soto Street, Suite 7
Los Angeles, CA 90023
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Temple University Beasley School of Law
We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.
Hamid R. Rafatjoo
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Hamid R. Rafatjoo
Los Angeles County, CA Securities Law Lawyer with 28 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Bankruptcy and Business
Loyola Law School, Los Angeles and University of California - Irvine
Jin H. Kim
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Jin H. Kim
San Francisco County, CA Securities Law Lawyer with 24 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Securities, Business and Real Estate
University of California, Berkeley School of Law
Jin H. Kim is a skilled and knowledgeable Attorney at Sparer Law Group. Her practice areas include a variety of Business, Securities, and Real Estate Law matters. Ms. Kim has more than a dozen years of experience advocating for clients with legal needs. She is committed to providing the highest quality legal representation.

Ms. Kim received a B.A. and M.A. from the University of California, Berkeley. In 1999, she obtained her J.D. from the University of California, Berkeley School of Law. Ms. Kim is a member of the State Bar of California.
Dallas Verhagen
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Dallas Verhagen
Santa Barbara County, CA Securities Law Attorney with 7 years of experience
(805) 966-4225 820 State St
4th Floor
Santa Barbara, CA 93101
Securities, Business, Cannabis Law and Communications
Pepperdine University
Dallas Verhagen is an attorney at Fauver, Large, Archbald & Spray, LLP with a practice focused on transactional business matters. Dallas represents startups and small and large businesses in various industries, including tech, retail, manufacturing, transportation, professional services, marketing and media management, cosmetics, cannabis, food and beverage, and consulting. Dallas advises entrepreneurs, startups, and small and large businesses in all areas of business law, including the formation of business entities, negotiating and drafting employment agreements, implementing employee equity incentive agreements and plans, fundraising transactions, risk management, mergers and acquisitions, and more. Dallas also serves as outside general counsel for many...
John P. Kennedy
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John P. Kennedy
San Diego County, CA Securities Law Lawyer with 9 years of experience
(619) 272-7050 655 West Broadway
Suite 870
San Diego, CA 92101
Securities and Business
University of Southern California Gould School of Law and California Western School of Law
John P. “Jack” Kennedy is an associate at the Disclosure Law Group, APC. His practice primarily focuses on mergers, acquisitions, reorganizations, and securities regulations. He is licensed to practice law in California and Washington D.C. Mr. Kennedy has represented both private and publicly held companies in a wide range of transactions. Some of his notable transactions include: negotiating the stock purchase of a subsidiary of an internet technology company from a publicly- traded corporation through a 338(h)(10) election; redeeming the repurchase of shares from an officer of a multi-million dollar technology company; negotiating equity swaps between various corporate entities;...
Brett Gregory Evans
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Brett Gregory Evans
Orange County, CA Securities Law Lawyer with 18 years of experience
(844) 443-5229 155 N Riverview Drive
Suite 223
Anaheim, CA 92808
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Washington School of Law and University of Utah
Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans Law, PC, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...
Brian David McAllister
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Brian David McAllister
Santa Clara County, CA Securities Law Attorney with 29 years of experience
(408) 334-9074 5201 Great America Pkwy
Suite 320
Santa Clara, CA 95054
Securities, Business and Communications
University of California College of the Law, San Francisco
Adept at crafting and executing on strategy, building teams, and partnering across functions to advance the business. I have rich experience in law, management and corporate development across diverse settings in terms of scale and geography. This has included advising startups, public companies and investors as outside counsel; serving as a legal and corporate development executive at an industry-leading public company with extensive global operations; and founding a real estate technology start-up. Strengths include: structuring and negotiating complex transactions; mergers & acquisitions; joint ventures; startups; venture capital financings; strategy; corporate governance; securities offerings; SEC reporting requirements; and global operations for complex...
Donald Bruce Marks
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Donald Bruce Marks
Los Angeles County, CA Securities Law Lawyer with 55 years of experience
(310) 772-2287 10100 Santa Monica Blvd., Suite# 300
Los Angeles, CA 90067
Securities, Appeals, Arbitration & Mediation and Business
New York Univ School of Law
Mark Toshiro Hiraide
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Mark Toshiro Hiraide
Los Angeles County, CA Securities Law Lawyer with 38 years of experience
(310) 312-3768 2049 Century Park E
18TH FLOOR
Los Angeles, CA 90067
Securities, Business and Stockbroker Fraud
University of Southern California Gould School of Law
Mark is a capital markets attorney known among his colleagues for his expertise in corporate and securities law. He counsels clients in raising capital online (tokens, coins, STOs, digital assets and other "securities"). He offers unique insight and perspective to his clients because of his experience in private practice representing both public and private companies in business transactions and courtroom securities litigation for more than twenty-five years and serving in senior positions as an attorney with the U.S. Securities and Exchange Commission and as a Special Assistant United States Attorney for eight years. While Mark's clients include other attorneys, his passion...
Brian Danitz
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Brian Danitz
San Mateo County, CA Securities Law Lawyer with 17 years of experience
(650) 697-6000 840 Malcolm Road
Burlingame, CA 94010
Securities and Business
Fordham University School of Law
Joshua Franklin
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Joshua Franklin
San Diego County, CA Securities Law Lawyer with 23 years of experience
(619) 365-9210 501 West Broadway
Suite 1025
San Diego, CA 92101
Securities, Criminal Defense, Insurance Claims and White Collar Crime
University of Colorado - Boulder
I am a trial attorney focused on serving clients in the areas of insurance coverage, securities litigation, and white collar criminal defense. I have represented mutual funds, corporations, Native American tribes, law firms, accounting firms, small businesses, and individuals as both plaintiffs and defendants in a variety of high-stakes disputes. Through my experience in private practice and as a former prosecutor, I have tried nearly fifty jury trials to verdict. In the area of insurance coverage, I have represented policyholders and other insureds in coverage disputes and civil actions alleging bad faith...
Karen (Xiaorong) Chen
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Karen (Xiaorong) Chen
Santa Clara County, CA Securities Law Lawyer
(408) 441-7500 1754 Technology Drive
Suite 135
San Jose, CA 95110
Securities, Business and Real Estate
Santa Clara University School of Law
Ryan Alexander
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Ryan Alexander
Los Angeles County, CA Securities Law Attorney with 21 years of experience
(310) 785-6775 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
The John Marshall Law School
Michael L. Gallo
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Michael L. Gallo
San Francisco County, CA Securities Law Lawyer with 22 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Securities, Business and Employment
University of California, Berkeley School of Law
Michael Gallo is a dedicated and skilled Business, Employment, and Securities Law Attorney with Sparer Law Group. Since 2002, he has represented clients in a broad array of areas involving securities, employment, employee raiding, trade secret, public utility ratemaking, and professional responsibility. His experience includes plaintiff and defendant class action matters as well. Mr. Gallo is committed to providing comprehensive representation for his clients' legal needs.

Mr. Gallo received his B.A. from Swarthmore College and M.A. from University of California at Berkeley. In 2001, he obtained his J.D. from the University of California at Berkeley, Boalt Hall School of Law. Mr....
William Newman
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William Newman
Los Angeles County, CA Securities Law Lawyer
(310) 201-3540 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California, Berkeley School of Law
Gordon Craig Young
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Gordon Craig Young
Contra Costa County, CA Securities Law Attorney with 31 years of experience
(925) 314-9999 318-C Diablo Road
Danville, CA 94526
Free ConsultationSecurities, Arbitration & Mediation, Probate and Stockbroker Fraud
U of San Francisco School of Law
Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...
Stanley C. Morris
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Stanley C. Morris
Los Angeles County, CA Securities Law Lawyer with 34 years of experience
(310) 394-2828 201 Santa Monica Blvd
Santa Monica, CA 90401
Free ConsultationSecurities
Washington & Lee Univ School of Law
Mr. Morris is a former SEC Enforcement Attorney. He specializes in complex securities litigation with special emphasis in representing issuers, officers and directors, investment funds, analysts, and brokers in connection with Securities and Exchange Commission and Financial Industry Regulatory Authority investigations, litigation, and arbitration.
M. Tilden Moschetti
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M. Tilden Moschetti
Los Angeles County, CA Securities Law Lawyer with 19 years of experience
(818) 696-5007 23901 Calabasas Rd
Suite 1069
Calabasas, CA 91302
Free ConsultationSecurities
University of San Francisco School of Law, San Francisco, California
Isaac D Gradman
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Isaac D Gradman
Sonoma County, CA Securities Law Attorney with 17 years of experience
(707) 525-8800 438 1st St
4th Floor
Santa Rosa, CA 95401-6390
Securities, Business and Stockbroker Fraud
New York University School of Law
Mr. Gradman is one of the country’s leading experts in mortgage-backed securities litigation and other legal issues stemming from the mortgage crisis. He provides services to clients in litigation, mortgage finance & structured products and business law.

While practicing as a commercial litigator at Arnold & Porter (formerly Howard Rice) in San Francisco, Mr. Gradman was involved in some of the earliest litigation arising from the subprime mortgage crisis, including the representation of PMI Mortgage Insurance Co. in a suit against WMC Mortgage Corp. and its parent, GE Money Bank, over misrepresentations relating to a $1 billion pool of subprime mortgages....
Jeffrey Wittenberg
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Jeffrey Wittenberg
Los Angeles County, CA Securities Law Attorney with 21 years of experience
(877) 352-2010 2665 Main Street, Suite 240B
Santa Monica, CA 90405
Free ConsultationSecurities, Business and Stockbroker Fraud
University of California - Berkeley
Mr. Wittenberg began a career on Wall Street 20 years ago. He then attended Berkeley Law where he focused his legal education and securities and business transactions. Upon graduating, Mr. Wittenberg was recruited by large law firms to work on tens of billions of dollars of securities offerings and business transactions. Mr. Wittenberg founded Wittenberg Law several years ago to provide more personalized service to people who are seeking representation from a law firm who will champion their cause, provide strategies and diligence that will achieve their goals, and assist in helping them be winners.
Mario Fausto
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Mario Fausto
San Mateo County, CA Securities Law Lawyer with 24 years of experience
(650) 948-6114 1001 Laurel Street
Suite C.
San Carlos, CA 94070
Free ConsultationSecurities, Business, IP and Real Estate
Santa Clara University School of Law
Chad Michael Kohler
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Chad Michael Kohler
Los Angeles County, CA Securities Law Lawyer with 23 years of experience
(310) 623-4562 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Securities, Arbitration & Mediation and Stockbroker Fraud
Case Western Reserve University
Chad M. Kohler, an associate attorney at Meyer Wilson, LPA, was born in Sidney, Ohio. He attended the University of Dayton and graduated cum laude in 1998 with a B.A. After earning his undergraduate degree, he attended the Case Western Reserve University School of Law and earned his J.D. in 2001. After graduating from law school, Mr. Kohler focused his practice on business litigation involving contracts, fiduciary relationships, and business torts. Later, he worked as a stockbroker at one of the nation's largest brokerage firms and obtained his Series 7, 63, and 65 securities licenses. In addition, Mr. Kohler has managed regulatory...
Will Edelman
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Will Edelman
San Francisco County, CA Securities Law Lawyer
(415) 891-6225 4 Embarcadero Ctr.
Suite 1400
San Francisco, CA 94111
Securities, Antitrust, Stockbroker Fraud and White Collar Crime
Stanford Law School
Will Edelman is a former federal prosecutor, a former police officer, and a Stanford Law graduate who clerked for two federal judges. Will’s practice focuses on white-collar and regulatory matters, internal investigations, and complex commercial litigation. As a federal prosecutor in the Northern District of California, Will acted as first or second chair in ten trials. He also handled numerous contested evidentiary hearings and dispositive motion hearings. As a prosecutor, Will was the primary attorney responsible for a variety of complex matters, including multi-defendant RICO cases and fraud cases. Will also served as a police officer for a large southern California...
Bruce Howard Singman
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Bruce Howard Singman
Los Angeles County, CA Securities Law Attorney with 51 years of experience
(310) 486-0995 PO Box 1350
Pacific Palisades, CA 90272
Securities, Business, Entertainment & Sports and Real Estate
UC Berkeley School of Law Boalt Hall
Samantha Smith
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Samantha Smith
Orange County, CA Securities Law Attorney with 20 years of experience
(949) 379-6250 9811 Irvine Center Dr
Suite 100
Irvine, CA 92618
Free ConsultationSecurities, Consumer, Employment and Products Liability
University of California College of the Law, San Francisco
Since 2004, Ms. Smith has dedicated her practice to representing individuals - including employees and consumers - in complex litigation against some of America's largest companies. She has successfully fought for these plaintiffs in cases involving labor law (wage and hour) violations, consumer fraud, unfair competition, securities fraud, antitrust, asbestos exposure and defective products.

Prior to joining Aegis Law Firm, Ms. Smith worked with the Hon. Scott B. Cooper at The Cooper Law Firm prior to him being appointed to a judgeship with the Orange County Superior Court, where they represented employees and consumers in wage and hour and consumer...
David Michael Syme
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David Michael Syme
Los Angeles County, CA Securities Law Attorney with 9 years of experience
(213) 351-0412 3699 Wilshire Blvd.
Suite 700
Los Angeles, CA 90010
Securities, Business and Real Estate
University of San Francisco School of Law
Tanya C. Edwards
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Tanya C. Edwards
San Francisco County, CA Securities Law Attorney with 23 years of experience
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationSecurities and Stockbroker Fraud
University of Houston Law Center and University of Houston Law Center
Philip Earl Cook
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Philip Earl Cook
Los Angeles County, CA Securities Law Lawyer with 33 years of experience
(213) 988-6100 707 Wilshire Blvd.
Suite 3600
Los Angeles, CA 90017
Securities, Arbitration & Mediation, Business and Insurance Claims
UCLA School of Law
Phil Cook is a first-chair business trial lawyer with experience in jury and bench trials, as well as domestic and international arbitrations before AAA, FINRA and ICC panels. He has argued appeals in the Ninth Circuit and the California Court of Appeal.

Although Phil focuses on policyholder insurance recovery, corporate governance and partnership disputes, and securities and financial products claims, he has represented clients in individual and class action cases involving contract disputes, Business and Professions Code section 17200 claims and other business torts, antitrust and trade regulation, patent and trademark infringement, trade secrets, product liability and toxic torts, governmental...
Taylor E Darcy
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Taylor E Darcy
San Diego County, CA Securities Law Attorney with 6 years of experience
(855) 758-5878 7220 Trade St
Ste 101
San Diego, CA 92121
Securities and Business
California Western School of Law
Joshua Alan Waldman
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Joshua Alan Waldman
Orange County, CA Securities Law Attorney with 22 years of experience
(949) 975-7500 2020 Main St
Irvine, CA 92614
Securities, Business, Employment and Real Estate
Univ of San Diego School of Law
Joshua Waldman is a senior counsel whose practice focuses primarily on business disputes. Mr. Waldman began his legal career as an extern for the Honorable Napoleon Jones, Jr. from the U.S. District Court, Southern District of California. He was an associate for Walsworth, Franklin Bevins and McCall and Collins & Bellenghi, focusing on civil litigation, with an emphasis on business and employment disputes before joining BKCG. Since joining BKCG, Mr. Waldman has secured many positive outcomes for BKCG clients by winning dipositive motions, achieving extremely favorable settlements, and prevailing in multiple trials and arbitrations. Born in Phoenix, Mr....
Daniel W. Sheerin
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Daniel W. Sheerin
Los Angeles County, CA Securities Law Attorney with 9 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business, IP and Real Estate
Fordham University School of Law
Jenny L. Paquette
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Jenny L. Paquette
San Francisco County, CA Securities Law Attorney with 5 years of experience
1 Sansome St
Suite 1850
San Francisco, CA 94104
Securities
Temple University
Robert Lease Gonser
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Robert Lease Gonser
Contra Costa County, CA Securities Law Attorney with 34 years of experience
(925) 284-0840 3717 Mt Diablo Blvd
Lafayette, CA 94549
Securities and Stockbroker Fraud
Santa Clara Univ School of Law
Since 1990, Bob Gonser has practiced in the securities area, including representation of public investors before the Financial Industry Regulatory Authority (formerly NASD), New York Stock Exchange and Pacific Exchange. He has successfully handled hundreds of cases involving losses sustained in brokerage accounts as a result of wrongdoing, mismanagement and fraud by brokers and brokerage firms. Over the years, Mr. Gonser's efforts have resulted in a multitude of awards and settlements for his clients including over $1.2 million in damages and interest for four employees of Cisco Systems in arbitration before the Pacific Exchange (Read the decision.) At Hunsucker Goodstein, he...
Ronald Altman
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Ronald Altman
Los Angeles County, CA Securities Law Lawyer with 40 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
University of San Francisco School of Law and University of California - Berkeley
Phillip E. Koehnke
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Phillip E. Koehnke
San Diego County, CA Securities Law Attorney with 31 years of experience
(858) 229-8116 PO Box 235472
Encinitas, CA 92024
Free ConsultationSecurities and Business
I have over 20 years of experience practicing law. My practice has focused on business law and corporate finance. I operate a sole practitioner law practice providing legal services to small to midsize private companies and NASD (FINRA) broker dealers. In addition, I represent several public companies assisting them with their financing, SEC reporting and general corporate matters.
William Richard Restis
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William Richard Restis
San Diego County, CA Securities Law Attorney with 17 years of experience
(619) 270-8383 402 West Broadway
Suite 1520
San Diego, CA 92101
Securities, Business, Consumer and Stockbroker Fraud
Univ of San Diego School of Law
For over a decade, I have been litigating complex, multi-district, and multi-party lawsuits. I recovered over two hundred million dollars in value for clients and literally changed the law to help protect them.

Because I am routinely involved in “bet the company” litigation, I face (teams of) the best attorneys in America. This forces me to compete at the highest levels and hone my craft. My competence in the most complex litigation makes victory in ordinary disputes easier. Your opponents play checkers while we play chess.

After considerable professional success, in 2016 I decided to take a sabbatical from the practice...
Deanna Whitestone
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Deanna Whitestone
Los Angeles County, CA Securities Law Lawyer with 19 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities and Business
Southwestern Law School
Inna Efimchik
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Inna Efimchik
San Mateo County, CA Securities Law Lawyer with 19 years of experience
(650) 298-6014 541 Jefferson Ave
Suite 100
Redwood City, CA 94063
Securities, Business and Health Care
Inna Efimchik has a corporate and securities practice, focusing on emerging growth companies and venture capital firms. Her practice includes general corporate counseling and securities advising, venture capital financings, debt transactions, corporate partnerships, and mergers and acquisitions. During her practice she has represented companies in a wide range of industries, including software, internet, mobile, life sciences, biotechnology, medical device, communications and clean technology. Prior to joining Emergence Law Group, Inna Efimchik practiced corporate and securities law in the emerging companies groups at Cooley LLP and, previously, at Heller Ehrman Venture Law Group. In 2005, Inna Efimchik earned a J.D. from University...
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