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Anderson Berry
Sacramento, CA Securities Law Attorney
Securities and Stockbroker Fraud
University of California, Berkeley School of Law
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Antone F. Johnson
Berkeley, CA Securities Law Attorney with 27 years of experience
Free ConsultationSecurities, Business, Communications and Entertainment & Sports
Columbia Law School
For 24 years, Antone Johnson has served as lawyer, advisor, executive and advocate for emerging growth technology/digital media ventures, founders and investors in a diverse range of business and intellectual property matters. Raised in Menlo Park and Palo Alto, California, suffused with Silicon Valley's unique culture of innovation, he came of age professionally during the Internet explosion of the late 1990s, an entrepreneurial crucible of unprecedented wealth and job creation, reinvention of countless industries, and related venture capital and Wall Street dealmaking. Antone was fortunate to have a ringside seat at major Los Angeles and Silicon Valley law firms, followed...
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Gordon Craig Young
Danville, CA Securities Law Attorney with 32 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Probate and Stockbroker Fraud
U of San Francisco School of Law
Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...
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Martin Ross Sances
Lafayette, CA Securities Law Lawyer with 30 years of experience
Securities, Business, Construction and Insurance Claims
Univ of Wisconsin Law School
Areas of Expertise
Business advice and counseling
Contract drafting and review
Corporate structure and transactions
Licensing and regulation
Employment and labor negotiation
Insurance coverage and claims handling
Education
B.A., Colgate University, 1991
Phi Beta Kappa, Magna Cum Laude
J.D., University of Wisconsin Law School, 1994
Martin is an experienced business attorney who facilitates transactions while minimizing the risks and pitfalls facing his clients. Martin takes a “can-do” approach to legal problems that focuses on crafting deals through an integrative and value creating process rather than conflict.
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Mark Alexander Klein
HIDDEN VL LK, CA Securities Law Lawyer with 52 years of experience
Securities and Business
University of California Hastings College of the Law
LEGAL CAREER
Mr. Klein was admitted to the State Bar of California in January 1972 and practiced law in California continuously thereafter until his retirement from the international law firm, K&L Gates, effective March 1, 2014.
AREAS OF PRACTICE
Mr. Klein practiced in the areas of securities, mergers and acquisitions and other corporate transactions. He was lead counsel on scores of public offerings, representing both issuers and underwriters, for companies in such diverse industries as biotechnology, medical and research products, Internet and software companies and manufacturing and service companies. Mr. Klein represented underwriters ranging from regional investment banks to bulge bracket...
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Sarah Jane T.C. Truong
Santa Rosa, CA Securities Law Lawyer with 17 years of experience
Securities, Business, Consumer and Stockbroker Fraud
University of California - Berkeley
Ms. Truong's practice focuses on all aspects of civil litigation and general business litigation.
Ms. Truong joined Perry, Johnson, Anderson, Miller & Moskowitz in October 2018. Prior to joining the firm, she worked as a litigation attorney at two Am Law 100 firms in New York, New York, where she practiced in the areas of complex and multidistrict commercial litigation, contract disputes, data/records management, E-Discovery, cross-border litigation (including the U.K, France, Israel), securities litigation, corporate internal investigations, governmental investigations (including Securities Exchange Commission investigations and antitrust investigations from the Department of Justice and Federal Trade Commission), bankruptcy litigation (as a member...
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Isaac D Gradman
Santa Rosa, CA Securities Law Attorney with 18 years of experience
Securities, Business and Stockbroker Fraud
New York University School of Law
Mr. Gradman is one of the country’s leading experts in mortgage-backed securities litigation and other legal issues stemming from the mortgage crisis. He provides services to clients in litigation, mortgage finance & structured products and business law.
While practicing as a commercial litigator at Arnold & Porter (formerly Howard Rice) in San Francisco, Mr. Gradman was involved in some of the earliest litigation arising from the subprime mortgage crisis, including the representation of PMI Mortgage Insurance Co. in a suit against WMC Mortgage Corp. and its parent, GE Money Bank, over misrepresentations relating to a $1 billion pool of subprime mortgages....
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Robert Lease Gonser
Lafayette, CA Securities Law Attorney with 34 years of experience
Securities and Stockbroker Fraud
Santa Clara Univ School of Law
Since 1990, Bob Gonser has practiced in the securities area, including representation of public investors before the Financial Industry Regulatory Authority (formerly NASD), New York Stock Exchange and Pacific Exchange. He has successfully handled hundreds of cases involving losses sustained in brokerage accounts as a result of wrongdoing, mismanagement and fraud by brokers and brokerage firms. Over the years, Mr. Gonser's efforts have resulted in a multitude of awards and settlements for his clients including over $1.2 million in damages and interest for four employees of Cisco Systems in arbitration before the Pacific Exchange (Read the decision.)
At Hunsucker Goodstein, he...
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Greg L Beattie
Berkeley, CA Securities Law Attorney with 44 years of experience
Securities, Business and IP
Harvard Law School
Greg Beattie practices corporate and technology law, and represents a broad spectrum of hardware, software and internet based companies, food and beverage companies including several wineries, cleantech/greentech companies and a variety of other distribution, retail, service, and manufacturing concerns, often serving as their general counsel. Greg graduated from Harvard Law School in 1980 (J.D., cum laude) and from Stanford University (highest honors) in 1976. His started his career at Cooley Godward, and has served as General Counsel of UB Networks, a pioneering Silicon Valley tech company, chair of the Venture and Technology Practice Group at Reed Smith,...
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Rand L. Stephens
Martinez, CA Securities Law Attorney
Securities, Business, Civil Rights and Consumer
Amir AtashiRang
Walnut Creek, CA Securities Law Attorney with 20 years of experience
Securities, Consumer, Elder and Stockbroker Fraud
University of California College of the Law, San Francisco
Paul Carl Glusman
Berkeley, CA Securities Law Lawyer with 49 years of experience
Securities, Appeals, Business and Civil Rights
Golden Gate University School of Law
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Ryan Nerney
Ladera Ranch, CA Securities Law Attorney
Securities, Employment and Military
Arizona Summit Law School
Ryan C. Nerney, Esq. is a Senior Associate in the San Diego office of Tully Rinckey PLLC, where he focuses his practice primarily on national security law, with experience in federal employment and military matters. Ryan represents clients who have security clearance issues against agencies such as CIA, NSA, DIA, DOD, NRO, and DOE. He has represented numerous clients in security clearance revocation proceedings and has a proven record of saving clients’ jobs, as well as anticipating and resolving potential future issues with their security clearances.
Prior to joining Tully Rinckey PLLC, Ryan spent more than five years representing clients in...
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John Jahrmarkt
Los Angeles, CA Securities Law Attorney with 32 years of experience
Free ConsultationSecurities, Business, Insurance Claims and Personal Injury
Benjamin N. Cardozo School of Law
John Jahrmarkt, Esq. is the owner and managing partner of Jahrmarkt & Associates. John has more than 20 years of experience handling all kinds personal injury claims - from complicated catastrophic injuries to garden variety "soft tissue" pain. John knows how the insurance industry works and the steps their adjusters can take to protect their profits. All of our accident and injury claims are managed by John, experienced in fighting back against any low-ball insurance offers. We have recovered a number of multi-million dollar rewards for our clients, and we have established a reputation for excellence and professionalism...
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Kirk G. Smith
San Francisco, CA Securities Law Attorney with 25 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
South Texas College of Law
As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.
Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.
Previously working as an investment advisor for a large brokerage firm and...
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Mark Anchor Albert
Los Angeles, CA Securities Law Attorney with 36 years of experience
Securities, Appeals, Business and Stockbroker Fraud
University of California, Berkeley School of Law
For over 30 years, Mark Anchor Albert has consistently achieved outstanding results for his clients in complex business litigation and trials. He has been instrumental in obtaining hundreds of millions of dollars in recoveries for his clients from corporations and their insurance carriers in difficult cases involving complicated liability, damages, and related insurance coverage issues. He also has successfully defended companies and individuals facing hundreds of millions, even billions of dollars in potential liability, often succeeding in having difficult cases dismissed by motion before trial, or otherwise obtaining deeply discounted settlements on favorable terms.
Mr. Albert provides sophisticated legal services for...
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Richard Frankowski
Sacramento, CA Securities Law Lawyer with 23 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of Alabama School of Law and University of Alabama School of Law
Richard S. Frankowski is the owner of The Frankowski Firm, LLC based in Birmingham, Alabama and Incline Village, Nevada. Mr. Frankowski has represented hundreds of investors around the country in FINRA arbitrations and in court. His practice focuses on stock broker fraud, consumer class actions, and direct and derivative shareholder litigation. He is an AV Preeminent-rated attorney by Martindale Hubbell and is a member of the Alabama and Florida Bars, as well as a member of the American Bar Association, the American Association for Justice, and National Trial Lawyers. Mr. Frankowski co-authored The Practitioner's Guide to...
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David Meyer
Los Angeles, CA Securities Law Attorney with 29 years of experience
(800) 738-1960
2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Free ConsultationSecurities, Business, Consumer and Stockbroker Fraud
Capital University Law School and Capital University
Attorney David P. Meyer is the principal founder of Meyer Wilson. He has gained national recognition as an investment fraud lawyer, representing more than 800 investors in investment misconduct claims. He has won verdicts, settlements and judgments of hundreds of millions of dollars on their behalf. Because he is recognized as an authority in this field, he is often asked to speak for bar associations and at educational seminars. He is an active member of the Public Investors’ Arbitration Bar Association and various other legal professional associations. In 2013, Attorney David Meyer was included in the list of Best...
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Catherine DeBono Holmes
Los Angeles, CA Securities Law Attorney with 47 years of experience
(310) 201-3553
1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California, Berkeley School of Law
Catherine D. Holmes is an accomplished Business and Securities Law attorney, concentrating on Finance and Investment Law matters. With clients all over the world, she advises on raising, investing and managing capital from both U.S. and non-U.S. investors.
Cathy has practiced law for over 40 years. With a wealth of knowledge and skill, she is dedicated to providing exceptional legal representation. Cathy has been recognized for her extensive experience and success, having been named a Southern California Super Lawyer for 10 years. In addition, Cathy was honored by EB5 Investors Magazine as among the Top 15 Corporate Attorneys in 2017 and...
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Sonya Tien
Los Angeles, CA Securities Law Attorney with 12 years of experience
Free ConsultationSecurities, Business and IP
Columbia Law School
Sonya Tien leads her law firm's corporate and intellectual property practices.
She received her law degree from Columbia University and was recognized as a Harlan Fiske Stone Scholar. Sonya received her business degree from the University of North Carolina at Chapel Hill, Kenan Flagler Business School, where she earned 17 scholarships.
Sonya was named a Rising Star by Super Lawyers since 2020 and was featured in Super Lawyers Magazine. Her articles have been published by the Wall Street Lawyer and Practising Law Institute. She has presented on the topics of SEC Enforcement and Compliance and Executive Compensation. She also is the...
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Meghan Pratschler
San Francisco, CA Securities Law Attorney
Free ConsultationSecurities and Business
University of Dayton
Attorney licensed in California but traveling the world. Business law, contracts, and emerging technology nerd. I'm a specialist in startups and technology, so we're a perfect match if you:
- need a contract or agreement written or reviewed, even if it's not tech-related
- are a DAO, startup, or established business looking for legal help (even funding related!)
- are a software developer or working with software devs and programmers
- are interested in or planning on issuing a crypto token
- have a legal question unique to technology
Currently, I run my own law firm, teach Transactional Drafting at UC Boulder Law as an...
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Alan William Sparer
San Francisco, CA Securities Law Attorney with 42 years of experience
Free ConsultationSecurities, Business, Elder and Stockbroker Fraud
Stanford University and Massachusetts Institute of Technology
For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.
SLG regularly helps resolve sensitive and confidential family disputes involving claims of elder abuse or financial misconduct. In the process, Mr. Sparer has successfully...
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William F. Capps
Los Angeles, CA Securities Law Attorney with 51 years of experience
(310) 201-3513
1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California, Berkeley School of Law
I am an experienced California Business and Securities Law attorney. I am committed to solving complex business issues for clients from a wide range of industries.
For over 40 years, my practice has been focused on effectively solving problems and creating solutions. I am dedicated to guiding my clients towards achievement of their business goals.
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Anthony James Dispoto
Newport Beach, CA Securities Law Attorney with 8 years of experience
Free ConsultationSecurities, Business, Employment and Real Estate
University of San Diego School of Law
Experienced attorney with a demonstrated knowledge of commercial real estate, business and corporate law. Skilled in contract drafting and review, legal research and negotiations. Strong customer service focus and desire to help all individuals.
Education:
-Bachelor's of Arts in Business Management with emphasis in Legal Studies from California State University, Fullerton
-Juris Doctorat with emphasis in Corporate and Business Law from University of San Diego, School of Law
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Eric Alan Isaacson
La Jolla, CA Securities Law Attorney with 39 years of experience
Securities, Antitrust, Appeals and Consumer
Duke University School of Law
For more than twenty five years I have represented investors and consumers in class-action litigation, focusing primarily on federal civil appeals. I have briefed and argued appeals before all but two of the thirteen federal circuits, and was intimately involved in briefing the merits in three cases before the United States Supreme Court. My pro bono work has included writing and filing amicus curiae briefs on behalf of religious organizations and faith leaders opposing discrimination and supporting religious liberty and equal rights for all.
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Joshua Kroot
Los Angeles, CA Securities Law Lawyer with 14 years of experience
(213) 677-0856
355 South Grand Avenue
Suite 2450
Los Angeles, CA 90071
Free ConsultationSecurities, Arbitration & Mediation, Bankruptcy and Business
University of Southern California Gould School of Law
Business attorney with demonstrated record of success in high-stakes litigation. Adviser to multi-national corporations, growth-focused startups, closely held companies and non-governmental organizations. Skilled in dispute resolution, class actions, insurance, financial and regulatory actions. Experience growing businesses from idea to exit. Founder of and adviser to multiple companies in U.S. and abroad.
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Lynne Paynter Bolduc
Irvine, CA Securities Law Lawyer with 29 years of experience
Free ConsultationSecurities and Business
Western State College of Law at Argosy University
Lynne Bolduc, a Partner with Oswald & Yap, practices securities and corporate law. She represents both private and public companies, as well as investment bankers and broker/dealers. Lynne's experience includes entity selection and formation matters for businesses just getting started, contract negotiations and drafting, mergers and acquisitions, private offerings, taking private companies public, and public company reporting with the Securities and Exchange Commission. She has structured and implemented over $1 billion in financings.
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Brett Gregory Evans
Anaheim, CA Securities Law Lawyer with 18 years of experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Washington School of Law and University of Utah
Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans Law, PC, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...
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James Eric Kirkland
Los Angeles, CA Securities Law Attorney with 34 years of experience
Securities, Business, Cannabis Law and Trademarks
Pepperdine University School of Law
I am the founder of Kirkland Law PC, and I have the privilege of representing fast-growing companies in the US and Canada as well as private equity funds in the emerging cannabis industry. I provide a broad array of legal services with a focus on corporate structure, private offerings, secured debt financing, and tax matters. I have been the lead attorney on over $260 million in private offerings for cannabis companies since May of 2016. I also handle licensing agreements, equity incentive plans, and other legal issues that businesses face as they expand. I also assist companies through the arduous...
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Ansel Jay Halliburton
San Francisco, CA Securities Law Lawyer with 12 years of experience
Free ConsultationSecurities, Business, Communications and IP
University of California, Davis, School of Law
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Jeremy Scott Hyndman
Los Angeles, CA Securities Law Attorney with 16 years of experience
(800) 487-4660
Union Bank Plaza
445 S. Figueroa St., Suite 2700
Los Angeles, CA 90071
Free ConsultationSecurities, Business, Real Estate and Stockbroker Fraud
Emory University School of Law
My practice focuses on estate planning and helping investors recover losses caused by unethical or incompetent financial advisers. I am the managing attorney at Basalt Legal PLLC, a law firm nestled in Washington wine country but serving clients throughout Washington State and California.
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Michael N. Steuch
Los Angeles, CA Securities Law Lawyer with 26 years of experience
(310) 712-6817
1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California - Los Angeles
Michael N. Steuch is a Business Law attorney specializing in Mergers & Acquisitions, Equity & Debt Financing, and Outside General Counsel matters. With over 20 years of experience, he provides California businesses with trusted legal advocacy.
A highly skilled professional, Michael is committed to superior representation focused on meeting the needs of his clients. Visit his website to see representative experience and transactions, or call for a consultation.
Michael earned his J.D. from UCLA in 1998. He has been recognized by M&A Advisor and named a Southern California Rising Star by Los Angeles Magazine.
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Steve A. Buchwalter
Encino, CA Securities Law Attorney with 31 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of La Verne College of Law
Steve Buchwalter has been protecting investors in Southern California for over 25 years. He advocates for individuals, non-profits and corporations in Securities Law, Arbitration & Mediation, and Stockbroker & Investment Fraud matters. Additionally, he assists businesses with legal formation and legal disputes.
Steve brings unique insight and understanding to his representation as a former licensed commodity trading adviser and stockbroker. Recognized as an expert in his field, he has successfully resolved over 400 cases. In 2009, Steve received the largest California judgement of 4.2 billion for his client.
Steve is dedicated to providing legal representation with commitment and integrity. Contact Steve...
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Bernard Vogel III
San Jose, CA Securities Law Attorney with 41 years of experience
Securities, Business and Tax
Santa Clara University School of Law and University of California - Los Angeles
Bernie Vogel is a shareholder and the CEO and President of Silicon Valley Law Group. His practice emphasizes complex corporate transactions, investment financings, mergers and acquisitions, as well as the formation and maintenance of partnerships and limited liability companies. He provides ongoing business counseling to a variety of entities, ranging from venture capital firms and start up high tech and biotech companies. Advices on directors & officers liability, corporate governance, stock option plans, licensing, and contracts, as well as advice on complex tax issues with respect to transaction structuring, entity formation, reorganizations, and business succession planning. Before practicing law, Bernie...
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Robert A. Kantas
San Francisco, CA Securities Law Lawyer with 27 years of experience
Free ConsultationSecurities and Stockbroker Fraud
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Kresimir Peharda
Santa Monica, CA Securities Law Lawyer with 30 years of experience
Securities, Business, Cannabis Law and Real Estate
Pepperdine Univ School of Law and Pepperdine University School of Law
Kresimir Peharda is a corporate and M&A attorney.
Kresimir advises on commercial agreements, corporate and corporate governance, investment, M&A, and securities. He represents private equity funds, multi state operators, and public companies in acquisitions and vertically integrated companies in sales, financing and reorganization transactions.
Kresimir has represented companies in all stages of development from start-ups to public reporting companies in various industries including education, healthcare, real estate, technology and software. His clients benefit from his experience representing public companies and hands-on operational experience in three start-ups, two in healthcare and one in real estate.
His clients...
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John P. Kennedy
San Diego, CA Securities Law Lawyer with 10 years of experience
Securities and Business
University of Southern California Gould School of Law and California Western School of Law
John P. “Jack” Kennedy is an associate at the Disclosure Law Group, APC. His practice primarily focuses on mergers, acquisitions, reorganizations, and securities regulations. He is licensed to practice law in California and Washington D.C. Mr. Kennedy has represented both private and publicly held companies in a wide range of transactions. Some of his notable transactions include: negotiating the stock purchase of a subsidiary of an internet technology company from a publicly- traded corporation through a 338(h)(10) election; redeeming the repurchase of shares from an officer of a multi-million dollar technology company; negotiating equity swaps between various corporate entities;...
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Jeffrey Patrick Lendrum
San Diego, CA Securities Law Attorney with 36 years of experience
Free ConsultationSecurities and Stockbroker Fraud
University of the Pacific, McGeorge School of Law
Jeffrey Lendrum’s practice is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty.
Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select attorneys who demonstrate preeminent legal abilities and the highest ethical standards.
As a former prosecutor, federal law clerk, and lawyer for fortune 500 companies, Mr. Lendrum has the knowledge, experience and track record to create winning strategies for his clients. Whether your...
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James Rylee Deen
Palm Springs, CA Securities Law Attorney with 47 years of experience
Securities, Antitrust and Business
Stanford University
I was born in Louisiana and raised in Eastern Arkansas. I was fortunate to receive both my undergraduate education and legal training at leading private universities in the Midwest and California. I also studied for a year in Europe. I have been admitted to practice law in three major U.S. jurisdictions, each of which plays an important role in the commercial life of this country. My knowledge of both business and business law is extensive, having been gained through work in a large corporate law firm, as an in-house attorney for a leading multinational corporation,...
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Jay Nabil Razzouk
San Bernardino, CA Securities Law Attorney with 15 years of experience
(909) 547-7299
473 E. Carnegie Drive
Suite 200
San Bernardino, CA 92408
Free ConsultationSecurities, Business and Entertainment & Sports
Pepperdine University School of Law
Jay has represented and advised investors of public companies in shareholder derivative actions and complex class action litigation for over a decade. He helped secure millions of dollars in financial recovery and corporate governance reforms. He investigated and litigated claims involving such issues as accounting fraud, executive compensation, board entrenchment, board elections, corporate takeovers, inadequate internal controls, and violations of the False Claim Act, the Foreign Corrupt Practices Act, anti-money laundering laws, and vehicular and aeronautical safety regulations.
Since 2017, Jay has focused his legal practice on helping entrepreneurs successfully form and operate their businesses, representing clients in contract or business...