Canal Point Securities Lawyers

Craig Stein has been practicing law for 15 years. He has handled over 850 employment and consumer related securities matters and also represented over 400 brokers who transferred billions of dollars in assets under management from one brokerage firm to another. Mr. Stein is the Chair of the Palm Beach County Bar Association Securities Law Committee.

My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...

My securities practice primarily focuses on maximizing an individual investor's recovery related to disputes involving stocks, bonds, mutual funds, hedge funds, private placements and structured products throughout the state of Florida, as well as the United States.

Securities arbitration and investment litigation focusing on damage and loss recovery for retail and institutional clients that have disputes with their financial advisors or firms involving stocks, bonds, limited partnerships, mutual funds, and other investment vehicles throughout the United States.

Mr. Sallah is an AV Preeminent® rated attorney who concentrates on securities and commodity futures regulation and enforcement, broker-dealer compliance and defense, receivership litigation, securities arbitration, and business litigation.

Since leaving the Securities and Exchange Commission in 2004, Mr. Sallah has represented national and regional brokerage firms, as well as publicly traded companies and individuals, in a variety of matters, including SEC, FINRA, stock exchange, and state regulatory investigations, congressional investigations, internal investigations, federal and state lawsuits, administrative actions, and arbitrations. He has successfully handled matters through trial, arbitration, and regulatory enforcement proceedings. Mr. Sallah has also represented individuals in Congressional...

Joshua A. Katz practices in the areas of Securities Arbitration and Litigation, Complex Commercial Litigation, Securities Regulation and Enforcement, Receivership Litigation, and Broker-Dealer Compliance and Defense.

Since 2004, Mr. Katz has focused his practice in the area of broker-dealer arbitration before FINRA, or the Financial Industry Regulatory Authority, formerly known as the NASD or National Association of Securities Dealers. Mr. Katz has extensive experience representing public investors, brokers, and broker-dealers in arbitrations.

Prior to joining Sallah Astarita & Cox, Mr. Katz was an associate for the law firm of Klein & Sallah, LLC. He has advised and represented brokerage firms in proceedings...

For over 35 years, the law office of Russell L. Forkey, P.A. has been representing investors, including seniors, in claims against brokerage firms and investment advisors, for among other things, fraud, negligence, breach of fiduciary, and violations of the federal and state securities laws with the goal of loss recovery. Additionally, we handle business and contract disputes in state and federal courts.

For over 24 years, I have dedicated my legal skills to advising and zealously representing clients in a variety of areas, including Securities Arbitration, Business Litigation, Employment and Partnership Disputes, Breach of Contract, Fraud and Negligence Claims, Commercial Real Estate Leases, Professional Malpractice, and Intellectual Property Actions.

In addition to handling litigation matters, I also represent businesses and individuals in commercial and secured transactions as well as in drafting and negotiating general contracts (such as non-disclosure agreements, employment covenants, distribution contracts, licenses, etc.).

I have extensive experience representing all types of clients, from single individuals to Fortune 500 companies. ...

Jon has spent his entire legal career practicing securities. He handled over 1,000 securities matters and has successfully represented some of the most demanding clients in multi-million-dollar disputes throughout Florida and United States. He has represented individual and corporate clients in civil actions in state and federal court (at the trial and appellate level); in regulatory investigations; in arbitrations; and in private mediations.

Jon has handled a wide range of matters, including: (i) stockbroker misconduct and investment fraud disputes (including claims involving unsuitability, churning, unauthorized trading, failure to execute trades, failure to hedge, selling away, theft, research analyst conflicts of...

Experienced attorney in Federal courts, Florida state courts and FINRA arbitration with focus in securities law, securities class actions, broker-dealer disputes and business law.

Mr. Cox is a Founding Partner at Sallah Astarita Cox LLC. With over 20 years of experience, he provides skilled and knowledgeable counsel to clients with a broad array of legal needs. His practice is concentrated on Arbitration & Mediation, Business Law, Securities Law, Stockbroker & Investment Fraud, and White Collar Crime matters. Mr. Cox is committed to providing outstanding service and aggressive representation for his clients.

In 1995, Mr. Cox received a B.S. in Political Science from Furman University. He earned a J.D. from Nova Southeastern University—Shepard Broad Law Center in 1999. Following law school, Mr. Cox served as...

Mr. Doner was admitted to the Florida Bar in 1983 and has garnered a long list of professional accolades and accomplishments throughout his career, including having been admitted entry into the prestigious Million Dollar Advocates Forum. Adam is a Partner at the law offices of Gordon & Doner and provides a comprehensive range of both experience and knowledge to our firm.

Ms. Anthony is an honors graduate from Florida State University College of Law and has been practicing law since 1993. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony headed the firm's legal and compliance department and coordinated all legal work for the firm including all aspects of FINRA and SEC regulations, FINRA arbitrations, and public and private transactions.

Scott focuses his legal practice working with business owners to provide advice on asset protection, contract negotiations, corporate governance, and securities law. Scott’s experience includes extensive litigation experience that informs his approach to advising clients on various business transactions. While his practice is based in Florida, he is also admitted in Michigan and Illinois and has represented clients in many other jurisdictions.

Harrison DuBosar is an associate at The DuBosar Law Group, P.A. Mr. DuBosar’s practice focuses on commercial litigation and appeals. Mr. DuBosar graduated from the Florida State University College of Law where he was the Treasurer of the Moot Court Board and an Associate Justice of the student Supreme Court. During law school, Mr. DuBosar was also a member of the Journal of Transnational Law and Policy and the Journal of Land Use and Environmental Law, where he was awarded Best Sub Citer. Additionally, Mr. DuBosar won the Best Brief Award and was a semi-finalist at the 2017 Kaufman Moot...

Mr. Solomon concentrates his practice in hedge fund litigation/counseling, securities arbitration; general civil litigation and financial markets' transactional matters. Prior to becoming a Partner of McLaughlin & Stern, LLP, Mr. Solomon was associated with Greenberg Traurig LLP, resident in that firm's West Palm Beach offices, where his focus was managing and trying as lead counsel, a multitude of securities arbitration matters before the NASD (now FINRA) and the NYSE. He also litigated other securities fraud matters.

Prior to that, Mr. Solomon was associated with two prominent Chicago based law firms working on both financial market litigation and transaction matters,...

Attorney Ralph Behr has been a prominent criminal trial attorney in Florida for over 30 years. His practice is 100% criminal trials, both Federal and State. Attorney Behr is the Chairman of the Criminal Law Committee of the South Palm Beach County Bar Association. Call if you have a criminal issue, have an immigration matter with criminal aspects, or want a consultation with Attorney Behr. Practicing in Miami, Fort Lauderdale, and New York, most of my work is cases of complexity and challenge. Your freedom is mine to protect! I have over thirty...

Stephen S. Stallings is an experienced trial lawyer with over two decades of public and private experience providing counsel in False Claims Act/qui tam matters, white collar defense, commercial and securities litigation, FCPA, corporate compliance and internal investigations. He frequently serves as lead trial counsel in complex federal cases.

Mr. Stallings served for over seven years as an Assistant United States Attorney for the U.S. Department of Justice, where he prosecuted fraud and public corruption matters through investigation, indictment, trial and appeal in the U.S. Attorney's Offices for the Southern District of Florida in Miami and the Western District of...

By hiring Robert w. Pearce, you will have the benefit of 43 years experience gained in complex securities, commodities and investment fraud disputes on both sides of the table. He is one of the most experienced Financial Industry Regulatory Authority (FINRA) arbitration attorneys winning his first investor case in 1983 after working 3 years with the SEC in NYC and moving to Florida. He has earned a peer rating of AV Preeminent continuously since 1996 through the Martindale-Hubbell peer review rating process, the highest available rating through that program. Mr. Pearce has been one of Thomson Reuters Florida Super...

P. Christopher Wegner is an entrepreneur and the founding attorney at Wegner Law PLLC. He is one of the only attorneys in Southwest Florida with significant experience in sophisticated business and tax law matters and is recognized as one of the leading innovators in bringing that experience to small and midsized businesses who cannot always afford to engage larger law firms in South Florida.

In addition to the general business and corporate law services he provides to emerging and established companies in Southwest Florida, Chris works with multi-national corporations on difficult domestic and international tax issues including, multi-million dollar mergers and...

Cody Frank’s broad-based litigation experience representing both plaintiffs and defendants provides him with an invaluable perspective when prosecuting claims on behalf of individuals and businesses. Cody practiced civil appellate law specializing in medical malpractice and general negligence with a boutique firm based in Fort Lauderdale. He has litigated cases in multiple state and federal jurisdictions throughout the country. He has defended numerous dispositive motions, engaged in data-intensive discovery and worked extensively with experts and attorneys. His efforts while there have led to settlements and jury verdicts awarding millions of dollars in relief.

Cody has extensive experience handling appellate matters in state...

I’m a forward-thinking attorney with a passion for resolving complex legal matters and developing lasting strategies for clients. I love a challenge and I am known for being proactive, attentive, and responsive. I became a lawyer because I could never find an attorney who genuinely cared about me or my businesses. As an entrepreneur who has started, developed, managed, sold, and participated in just about every aspect of operating a business, I understand what an exceptional attorney should be. As your attorney, it’s my responsibility to be more than just a legal advocate or advisor of the law. I am a champion...

Founder and Partner of Hamilton & Associates Law Group, P.A., an international corporate finance, securities, business and transactional law firm with offices in Boca Raton, Florida, 1998-Present. The firm represents issuers on the NASDAQ Stock Exchange (NASDAQ), NYSE Stock Exchange (NYSE) and OTC Markets in securities and corporate finance matters. Notable Experience & Engagements: • Initial Public Offerings (IPOs) and Direct Public Offerings (DPOs) • Listing of Issuers on NASDAQ and NYSE • Securities law disclosures and compliance for issuers on NASDAQ, NYSE and OTC Markets • Outside general counsel for domestic and international issuers • Securities offerings and/or going public transactions ranging from less than $1,000,000 to more than $300,000,000...

Rex Securities Law- Robert H. Rex is a national securities lawyer with offices in Austin, Texas and Boca Raton, Florida. If you have questions about how to recover investment losses due to the fraud or negligence of a stock broker or stock brokerage firm, call for a no charge consultation.

As founder of Erez Law, PLLC, Jeffrey Erez dedicates himself to protecting investors from dishonest brokers. He now focuses exclusively on securities arbitration and litigation. After graduating cum laude from McGill University, Mr. Erez earned his law degree cum laude from The University of Miami Law School in 1996. Throughout his career, he has obtained over $100 million in recoveries for clients in thousands of FINRA arbitrations and other securities cases. In the press, Mr. Erez is often quoted in securities-related articles. If you're an investor with any legal matter regarding securities, Mr. Erez is committed to passionately seeking justice...

Sergiu "Sergey" Gherman is a commercial attorney. Having had experience with all stages of lawsuits, including appeals, Sergiu has appeared before judges in state and federal courts. He has successfully represented clients in matters alleging fraud, securities fraud, fraudulent transfers, employment discrimination defense, trusts and estate defense, in prosecution of professional malpractice, products liability, statutory easement, insurance claims (group health, individual health, auto), as well as in appeals. Sergiu is the former Honorary Consul of the Republic of Moldova in the State of Florida.

Our firm, Samuel J. Rabin Jr., P.A, is 100% dedicated to criminal defense in both federal and state courts. We have extensive experience and a successful track record in the defense and litigation of numerous types of crimes, including, but not limited to, asset forfeitures, criminal investigations, SEC litigation, domestic crimes, durable medical equipment fraud, grand jury investigations, healthcare fraud, Medicare or Medicaid fraud, pharmacy related fraud, insurance fraud, internet crimes, money laundering, mortgage fraud, narcotics and drug trafficking, public corruption, real estate fraud, RICO racketeering, sentencing hearings and sentencing reductions, tax and securities fraud, and white collar crimes. ...

Mr. Sonn focuses his practice principally on complex securities litigation matters, including class actions.

During his career, Mr. Sonn has litigated numerous cases to successful resolution, recovering many millions of dollars for defrauded investors. He recently won a $50 million final judgment in Katz v. MRT Holdings, one of the few cases in the Private Securities Litigation Reform Act passed in 1995 to yield a final judgment on the merits.

Frequently, Mr. Sonn serves as a television commentator on securities fraud and ponzi scheme cases for CNBC, The CBS Sunday Morning Show, BBC Radio, ABC and MSNBC.

Mr. Sonn was the CNBC contributing...

Lawrence L. Klayman, a Brooklyn native, is the founding partner of KlaymanToskes, P.A. His practice is exclusively limited to securities arbitration and litigation. Lawrence is a former licensed financial advisor who has spent decades applying what he has learned from working inside the securities industry to fight for the rights of injured investors. Lawrence understands what motivates financial advisors, he understands the complex products they sell, and he understands the imperfect compliance requirements set in place for the protection of investors. While attending Nova Southeastern University- Shepherd Broad Law Center, Lawrence received firsthand experience at the National Association of Securities Dealers...

Attorney Hanley has focused her practice on representing investors nationwide who have lost their savings and retirement funds as a result of their brokerage accounts being mishandled. Attorney Hanley represents investors in claims against their brokers, broker dealers, investment advisors, financial advisors, and insurance companies. Attorney Hanley is experienced in providing representation for investors who have been the victims of financial fraud, negligence and unsuitable investments. Attorney Hanley has experience in prosecuting claims against the major Wall Street brokerage firms.

Attorney Hanley has extensive experience in the areas of securities litigation and arbitration, including securities class actions, numerous arbitrations...

Mr. Zuckerbrod began his legal career in 1987 as an Enforcement Attorney with the New York Stock Exchange (NYSE) and subsequently joined the Law Department of Merrill Lynch where he worked for 13 years. Mr. Zuckerbrod also represented Merrill Lynch Trust Company and has for decades dealt with complex trust and estate issues and has a vast understanding of fiduciary duty. In 2002, Mr. Zuckerbrod joined the law firm of Greenberg Traurig, P.A. where he primarily defended such clients as Morgan Stanley and Smith Barney in securities arbitration, often involving trust accounts and related issues. From January 2008 through...

Soreide Law Group, is a securities arbitration firm that represents defrauded investors nationwide before the financial industry regulatory authority also known as FINRA. Our lawyers help victims recover financial losses due to stock brokers misconduct. Soreide Law Group has no charge for any consultation, and accepts cases on a contingency fee which means we only get paid if successful. Soreide Law Group also advances all the costs of the litigation which means you will never have to write a check to pursue your claim. Our securities law firm has recovered millions of dollars of investment losses due to stock broker...

I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora. I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!

Scott Silver has spent his entire legal career practicing securities and financial services law. Scott focuses his law practice on securities arbitration and litigation and plaintiff-side class action litigation, representing individual investors and institutions in claims against brokerage firms, investment advisors, commodities firms, hedge funds and others. Scott also routinely serves as counsel to receivers and trustees in matters relating to the recovery of investor losses in Ponzi schemes. Scott has extensive experience in arbitration before the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the American Arbitration Association (AAA). He has recovered millions of...

David has been actively involved in the real estate world for over 7+ years serving as the Director of AAA Financial Corporation, CEO of Capital Funding Financial, and as Real Estate Agent, Mortgage Originator, & Attorney to a high net worth clientele. David graduated with numerous awards from the University of Miami with a degree in Finance & Accounting while starting for the #1 ranked Hurricanes as an outfielder on the baseball team. David went on to play for the Colorado Rockies before heading back to law school to specialize in real estate law. David proceeded to get his LL.M....