Mira Loma Securities Lawyers

Kyle K. Lauby is a partner in the Riverside office of Fernandez & Lauby. Mr. Lauby graduated in 2003 from the University of California at Los Angeles School of Law with a specialization in business law. In 1999, he graduated magna cum laude from Arizona State University with a Bachelor of Science degree in Business. Mr. Lauby is admitted to practice in the State of California and before the United States District Court for the Central District of California. He has litigated cases in a variety of practice areas, including construction defect, wrongful death, personal injury, securities fraud, antitrust, and general...

Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans Law, PC, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...

Jay has represented and advised investors of public companies in shareholder derivative actions and complex class action litigation for over a decade. He helped secure millions of dollars in financial recovery and corporate governance reforms. He investigated and litigated claims involving such issues as accounting fraud, executive compensation, board entrenchment, board elections, corporate takeovers, inadequate internal controls, and violations of the False Claim Act, the Foreign Corrupt Practices Act, anti-money laundering laws, and vehicular and aeronautical safety regulations.

Since 2017, Jay has focused his legal practice on helping entrepreneurs successfully form and operate their businesses, representing clients in contract or business...

Ryan C. Nerney, Esq. is a Senior Associate in the San Diego office of Tully Rinckey PLLC, where he focuses his practice primarily on national security law, with experience in federal employment and military matters. Ryan represents clients who have security clearance issues against agencies such as CIA, NSA, DIA, DOD, NRO, and DOE. He has represented numerous clients in security clearance revocation proceedings and has a proven record of saving clients’ jobs, as well as anticipating and resolving potential future issues with their security clearances.

Prior to joining Tully Rinckey PLLC, Ryan spent more than five years representing clients in...

For over 30 years, Mark Anchor Albert has consistently achieved outstanding results for his clients in complex business litigation and trials. He has been instrumental in obtaining hundreds of millions of dollars in recoveries for his clients from corporations and their insurance carriers in difficult cases involving complicated liability, damages, and related insurance coverage issues. He also has successfully defended companies and individuals facing hundreds of millions, even billions of dollars in potential liability, often succeeding in having difficult cases dismissed by motion before trial, or otherwise obtaining deeply discounted settlements on favorable terms.

Mr. Albert provides sophisticated legal services for...

With exceptional experience in securities dealings and business, I am a corporate and transactional attorney focused on helping business owners succeed. My professional journey encompasses significant roles on both the lender/underwriter side and the company side, allowing me to navigate complex legal landscapes effectively. I provide legal guidance on every aspect of starting, maintaining, and expanding a business. My clients include small startups with ambitious goals to established companies with global headquarters. I also dedicate part of my time to academia as an adjunct professor of securities regulation at Whittier Law School in Costa Mesa, California, where I teach on Monday...

I am an experienced California Business and Securities Law attorney. I am committed to solving complex business issues for clients from a wide range of industries.

For over 40 years, my practice has been focused on effectively solving problems and creating solutions. I am dedicated to guiding my clients towards achievement of their business goals.

Experienced attorney with a demonstrated knowledge of commercial real estate, business and corporate law. Skilled in contract drafting and review, legal research and negotiations. Strong customer service focus and desire to help all individuals.

Education:

-Bachelor's of Arts in Business Management with emphasis in Legal Studies from California State University, Fullerton

-Juris Doctorat with emphasis in Corporate and Business Law from University of San Diego, School of Law

Mario Nguyen is a skilled litigator, investigator, and legal scholar. He has over 200 hours of experience trying cases in federal court, has conducted investigations with millions of dollars at stake, and teaches at one of the top 30 law schools in the nation. Mario served as a Trial Attorney in the Fraud Section of the U.S. Department of Justice’s Criminal Division, an inaugural judicial law clerk to a newly appointed federal trial court judge, and an associate to a former U.S. Attorney in the criminal defense and investigations department of a major global law firm. Mario’s clients are individuals, public bodies,...

My practice focuses on estate planning and helping investors recover losses caused by unethical or incompetent financial advisers. I am the managing attorney at Basalt Legal PLLC, a law firm nestled in Washington wine country but serving clients throughout Washington State and California.

I am the founder of Kirkland Law PC, and I have the privilege of representing fast-growing companies in the US and Canada as well as private equity funds in the emerging cannabis industry. I provide a broad array of legal services with a focus on corporate structure, private offerings, secured debt financing, and tax matters. I have been the lead attorney on over $260 million in private offerings for cannabis companies since May of 2016. I also handle licensing agreements, equity incentive plans, and other legal issues that businesses face as they expand. I also assist companies through the arduous...

Business attorney with demonstrated record of success in high-stakes litigation. Adviser to multi-national corporations, growth-focused startups, closely held companies and non-governmental organizations. Skilled in dispute resolution, class actions, insurance, financial and regulatory actions. Experience growing businesses from idea to exit. Founder of and adviser to multiple companies in U.S. and abroad.

Lynne Bolduc, a Partner with Oswald & Yap, practices securities and corporate law. She represents both private and public companies, as well as investment bankers and broker/dealers. Lynne's experience includes entity selection and formation matters for businesses just getting started, contract negotiations and drafting, mergers and acquisitions, private offerings, taking private companies public, and public company reporting with the Securities and Exchange Commission. She has structured and implemented over $1 billion in financings.

I have had the privilege of practicing with some of the nation's most prestigious firms, such as O’Melveny & Myers and Pillsbury Winthrop. For over 30 years, I have been advising clients on securities and transactional matters, and have been involved in virtually every type and size of transaction, ranging from small public offerings and private placements to large public company mergers and acquisitions. I represent many emerging businesses and small public companies, advising them on the diverse legal issues that arise from starting, financing, growing, and selling a business.

I am a member in good standing of the State Bar of California, and I work as a corporate and transactional attorney. My practice is primarily focused on corporate transactional law, securities, general business, and contract matters. I earned my J.D., cum laude, from Thomas Jefferson School of Law in 2012 and received both the CALI and Witkin Awards for my work in Securities Regulations from Cal Western School of Law. Additionally, I was honored with the Jefferson Fellow Dean’s Scholarship during my time at Thomas Jefferson. Before pursuing law, I completed my Bachelor of Arts in Psychology with a...

I am a transactional attorney with a focus on representing both registered investment companies and private companies. I am proud to be a member in good standing of the California State Bar. My legal journey began at Dechert LLP, where I was part of the firm’s financial services group. My practice primarily revolved around financial services and investment management matters. I regularly provided advice to U.S.-registered investment companies, their investment advisers, and related financial services firms on a range of regulatory, compliance, and business issues. Additionally, I offered guidance to boards of directors/trustees of U.S.-registered investment companies concerning fund governance and...

We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.

Phil Cook is a first-chair business trial lawyer with experience in jury and bench trials, as well as domestic and international arbitrations before AAA, FINRA and ICC panels. He has argued appeals in the Ninth Circuit and the California Court of Appeal.

Although Phil focuses on policyholder insurance recovery, corporate governance and partnership disputes, and securities and financial products claims, he has represented clients in individual and class action cases involving contract disputes, Business and Professions Code section 17200 claims and other business torts, antitrust and trade regulation, patent and trademark infringement, trade secrets, product liability and toxic torts, governmental...

I have extensive experience in legal, finance, management and company-building.

As an attorney, my focus has been on transactional drafting and negotiation and providing ongoing legal counsel and contract interpretation to numerous private individuals as well as companies in varied fields such as media and entertainment, oil and gas, mining and exploration, virtual reality technologies, private health care, cannabis, and mortgage lending and real estate.

As an entertainment professional, I have acquired, or produced, and distributed dozens of feature films, while usually being active in managing the business and legal affairs of most the companies I have worked for or founded. My...

Anthony Geraci is the managing partner of the Geraci Law Firm. He is a leading expert in mortgage lending and securities law and has authored numerous articles on real estate finance and securities subjects. Mr. Geraci is a leader in creating national mortgage pools and mortgage funds as well as sophisticated net branching arrangements among several mortgage companies.

Roger E. Naghash is dedicated to aggressively advocating for the rights and interests of his clients in a broad range of legal matters. He provides customized legal services and representation to fit the specific needs of each client. Always with honesty and integrity, Roger is a fierce advocate who fights for the justice his clients are entitled to under state and federal laws. He is committed to keeping clients informed and involved, and pursuing the best possible outcomes with quality, hands-on, and affordable service.

Roger earned his B.S. from Western State University and his J.D. from Western State University College of...

Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product...

Since 2004, Ms. Smith has dedicated her practice to representing individuals - including employees and consumers - in complex litigation against some of America's largest companies. She has successfully fought for these plaintiffs in cases involving labor law (wage and hour) violations, consumer fraud, unfair competition, securities fraud, antitrust, asbestos exposure and defective products.

Prior to joining Aegis Law Firm, Ms. Smith worked with the Hon. Scott B. Cooper at The Cooper Law Firm prior to him being appointed to a judgeship with the Orange County Superior Court, where they represented employees and consumers in wage and hour and consumer...

The Law Firm of Dennis G. Merenbach is a full service law firm representing and advising clients in the many different areas of law. Mr. Merenbach's academic credential and professional experience are of the highest caliber. Mr. Merenbach is committed to the pursuit of excellence, communicate effectively, and demonstrate personal and professional ethics, as well as the utmost concern for my clients.

Edwin V. Woodsome, a Phillips ADR neutral, was managing partner of Dechert LLP’s Los Angeles office and head of Global Litigation at Orrick, Herrington & Sutcliffe. With over 35 years of trial experience, he has handled consumer fraud, False Claims Act, securities, product liability, trade secrets, employment, antitrust, and intellectual property cases in state and federal courts. He has extensive appellate, mediation, and arbitration experience, including the U.S. District Court for the Central District of California’s mediation panel. Woodsome represented major firms in transportation, banking, technology, aerospace, and entertainment, serving as U.S. national litigation counsel for a global logistics company and...

Cyndie M. Chang is the Managing Partner of the firm's Los Angeles office and a member of the firm's governing Partners Board. Ms. Chang manages risks and resolves business challenges. She advises and partners with clients to defend them in commercial disputes, enforce their rights, mitigate exposure, and litigate their commercial disputes. She has often handled corporate litigation involving mergers & acquisitions, asset or stock sales, fraud, securities, purchase and sale agreements, business or partner break-ups. She also has handle many other complex or class action disputes involving contracts, trademarks, licensing, products liability, product safety and recall, construction defect, trade...

Mr. August has been practicing corporate and transactional law for over 30 years. He began his legal career in Washington, D.C., at the firm of Lane & Edson, where he was part of the team representing Wesray Capital on leveraged buyout transactions, and subsequently associated with the Washington, D.C. office of Dow, Lohnes & Albertson, where he serviced its telecommunications and other clients with corporate fundraising and strategic transactions. In 1990, he moved to California to serve in the Los Angeles office of Graham & James, handling securities, mergers & acquisitions and other transactions for its primarily international...

Joshua Waldman is a senior counsel whose practice focuses primarily on business disputes. Mr. Waldman began his legal career as an extern for the Honorable Napoleon Jones, Jr. from the U.S. District Court, Southern District of California. He was an associate for Walsworth, Franklin Bevins and McCall and Collins & Bellenghi, focusing on civil litigation, with an emphasis on business and employment disputes before joining BKCG. Since joining BKCG, Mr. Waldman has secured many positive outcomes for BKCG clients by winning dipositive motions, achieving extremely favorable settlements, and prevailing in multiple trials and arbitrations. Born in Phoenix, Mr....

David T. Bartels is an experienced business attorney, representing businesses, and their officers and directors, in government enforcement actions, class actions and complex commercial litigation, as well as transactional and regulatory issues.

His experience includes securities and government enforcement litigation, complex commercial litigation, and intellectual property litigation. Mr. Bartels advises corporate directors and defended individuals, companies, underwriters, financial institutions and accounting firms in shareholder class action and derivative lawsuits, merger and acquisition disputes and in proceedings before the Department of Justice, the Securities and Exchange Commission (“SEC”), the Financial Industry Regulatory Authority (“FINRA”) and the Federal Trade Commission (“FTC”). Mr. Bartels...

Before my association with Corporate Securities Legal LLP, I served as an associate in the Banking and Finance and Capital Markets group at Cariola Diez Perez-Cotapos. Prior to that, I was also an associate at Carey & Allende Abogados in Chile from 2010 to 2014.

Michael G. Rhodes, a leading trial lawyer, served as Global Chair of Cooley LLP’s Litigation Department and cyber/data/privacy practice, and was on its Management Committee. He represented clients like Google, Meta, Open AI, the Kardashian-Jenner family, Justin and Hailey Bieber, Zoom, Coinbase, and the Golden State Warriors. For Meta, he won three IP jury trials and settled another during trial. He also secured a victory in a high-profile defamation trial for the Kardashian-Jenner family against Angela White (Blac Chyna). Retiring from Cooley in 2024 after 40 years, Rhodes earned accolades including American Lawyer "Litigator of the Year," Chambers USA top lawyer...

Seth Aronson joined Phillips ADR in 2023, mediating disputes up to ten figures in securities, consumer class actions, privacy, false claims, shareholder derivative, antitrust, RMBS fraud, and complex litigation. He serves on the ADR panel for the U.S. District Court, Central District of California. Retiring from O’Melveny & Myers LLP in 2022 after 40 years as a trial and appellate lawyer, Seth was managing partner of O’Melveny’s Los Angeles office and chaired its Securities Litigation practice. Ranked by Chambers USA for 20 years, he was named California Securities Litigation Attorney of the Year twice by Benchmark Litigation, a “Top 100 Lawyer”...