Orange County Securities Lawyers

William F. Capps
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William F. Capps
Orange County, CA Securities Law Attorney with 49 years of experience
(949) 623-7200 3 Park Plaza
#1100
Irvine, CA 92614
Securities and Business
University of California, Berkeley School of Law
I am an experienced California Business and Securities Law attorney. I am committed to solving complex business issues for clients from a wide range of industries.

For over 40 years, my practice has been focused on effectively solving problems and creating solutions. I am dedicated to guiding my clients towards achievement of their business goals.
Anthony James Dispoto
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Anthony James Dispoto
Orange County, CA Securities Law Attorney with 6 years of experience
(714) 337-6389 2424 SE Bristol St., Suite 300
Newport Beach, CA 92660
Free ConsultationSecurities, Business, Employment and Real Estate
University of San Diego School of Law
Experienced attorney with a demonstrated knowledge of commercial real estate, business and corporate law. Skilled in contract drafting and review, legal research and negotiations. Strong customer service focus and desire to help all individuals.

Education:

-Bachelor's of Arts in Business Management with emphasis in Legal Studies from California State University, Fullerton

-Juris Doctorat with emphasis in Corporate and Business Law from University of San Diego, School of Law
Brett Gregory Evans
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Brett Gregory Evans
Orange County, CA Securities Law Lawyer with 16 years of experience
(844) 443-5229 155 N Riverview Drive
Suite 304
Anaheim, CA 92808
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Washington School of Law and University of Utah
Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans Law, PC, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...
Lynne Paynter Bolduc
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Lynne Paynter Bolduc
Orange County, CA Securities Law Lawyer with 27 years of experience
(949) 788-8900 16148 Sand Canyon Ave
Irvine, CA 92618
Free ConsultationSecurities and Business
Western State College of Law at Argosy University
Lynne Bolduc, a Partner with Oswald & Yap, practices securities and corporate law. She represents both private and public companies, as well as investment bankers and broker/dealers. Lynne's experience includes entity selection and formation matters for businesses just getting started, contract negotiations and drafting, mergers and acquisitions, private offerings, taking private companies public, and public company reporting with the Securities and Exchange Commission. She has structured and implemented over $1 billion in financings.
Deanna Whitestone
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Deanna Whitestone
Orange County, CA Securities Law Lawyer with 17 years of experience
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities and Business
Southwestern Law School
Roger E. Naghash
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Roger E. Naghash
Orange County, CA Securities Law Attorney with 26 years of experience
(949) 955-1000 19800 MacArthur Boulevard
Suite 1000
Irvine, CA 92612-2433
Free ConsultationSecurities, Bankruptcy, Business and Consumer
Western State College of Law at Argosy University
Roger E. Naghash is dedicated to aggressively advocating for the rights and interests of his clients in a broad range of legal matters. He provides customized legal services and representation to fit the specific needs of each client. Always with honesty and integrity, Roger is a fierce advocate who fights for the justice his clients are entitled to under state and federal laws. He is committed to keeping clients informed and involved, and pursuing the best possible outcomes with quality, hands-on, and affordable service.

Roger earned his B.S. from Western State University and his J.D. from Western State University College of...
Ronald Altman
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Ronald Altman
Orange County, CA Securities Law Lawyer with 38 years of experience
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities, Business and Real Estate
University of San Francisco School of Law and University of California - Berkeley
Samantha Smith
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Samantha Smith
Orange County, CA Securities Law Attorney with 18 years of experience
(949) 379-6250 9811 Irvine Center Dr
Suite 100
Irvine, CA 92618
Free ConsultationSecurities, Consumer, Employment and Products Liability
University of California Hastings College of the Law
Since 2004, Ms. Smith has dedicated her practice to representing individuals - including employees and consumers - in complex litigation against some of America's largest companies. She has successfully fought for these plaintiffs in cases involving labor law (wage and hour) violations, consumer fraud, unfair competition, securities fraud, antitrust, asbestos exposure and defective products.

Prior to joining Aegis Law Firm, Ms. Smith worked with the Hon. Scott B. Cooper at The Cooper Law Firm prior to him being appointed to a judgeship with the Orange County Superior Court, where they represented employees and consumers in wage and hour and consumer...
Rick Weed
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Rick Weed
Orange County, CA Securities Law Lawyer with 34 years of experience
(800) 215-3728 4695 MacArthur Court
Suite 1430
Newport Beach, CA 92660
Free ConsultationSecurities
St. Mary's University School of Law
Rick Weed, the founder of Weed & Co., provides counsel to persons that sell and trade securities in the U.S. capital markets, with a particular emphasis on equity securities and debt securities with embedded derivative features.
Joshua Alan Waldman
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Joshua Alan Waldman
Orange County, CA Securities Law Attorney with 20 years of experience
(949) 975-7500 2020 Main St
Irvine, CA 92614
Securities, Business, Employment and Real Estate
Univ of San Diego School of Law
Joshua Waldman is a senior counsel whose practice focuses primarily on business disputes. Mr. Waldman began his legal career as an extern for the Honorable Napoleon Jones, Jr. from the U.S. District Court, Southern District of California. He was an associate for Walsworth, Franklin Bevins and McCall and Collins & Bellenghi, focusing on civil litigation, with an emphasis on business and employment disputes before joining BKCG. Since joining BKCG, Mr. Waldman has secured many positive outcomes for BKCG clients by winning dipositive motions, achieving extremely favorable settlements, and prevailing in multiple trials and arbitrations. Born in Phoenix, Mr....
Andrew H. Raines
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Andrew H. Raines
Orange County, CA Securities Law Attorney with 38 years of experience
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities, Business and Real Estate
Georgetown University Law Center
Anthony F. Geraci
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Anthony F. Geraci
Orange County, CA Securities Law Attorney with 17 years of experience
(949) 379-2600 90 Discovery
Irvine, CA 92618
Securities, Business and Real Estate
Chapman Univ School of Law
Anthony Geraci is the managing partner of the Geraci Law Firm. He is a leading expert in mortgage lending and securities law and has authored numerous articles on real estate finance and securities subjects. Mr. Geraci is a leader in creating national mortgage pools and mortgage funds as well as sophisticated net branching arrangements among several mortgage companies.
Harrison Pierce Kordestani
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Harrison Pierce Kordestani
Orange County, CA Securities Law Attorney with 27 years of experience
(323) 628-7150 4540 Campus Drive
Suite 100
Newport Beach, CA 92660
Securities, Arbitration & Mediation, Business and Entertainment & Sports
Boston University School of Law and California Western School of Law
I have extensive experience in legal, finance, management and company-building.

As an attorney, my focus has been on transactional drafting and negotiation and providing ongoing legal counsel and contract interpretation to numerous private individuals as well as companies in varied fields such as media and entertainment, oil and gas, mining and exploration, virtual reality technologies, private health care, cannabis, and mortgage lending and real estate.

As an entertainment professional, I have acquired, or produced, and distributed dozens of feature films, while usually being active in managing the business and legal affairs of most the companies I have worked for or founded. My...
Jonathan D. Littrell
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Jonathan D. Littrell
Orange County, CA Securities Law Lawyer
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities, Business and Real Estate
Loyola Law School, Los Angeles
Kevin K. Hull
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Kevin K. Hull
Orange County, CA Securities Law Lawyer with 22 years of experience
(949) 478-4855 9891 Irvine Center Dr Ste 200
Irvine, CA 92618
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
The Catholic University of America Columbus School of Law
Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product...
Steven Schmulenson
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Steven Schmulenson
Orange County, CA Securities Law Attorney
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities and Business
Duke University School of Law and Duke University School of Law
David Thomas Bartels
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David Thomas Bartels
Orange County, CA Securities Law Lawyer with 21 years of experience
(949) 346-4646 7700 Irvine Center Dr
Suite 800
Irvine, CA 92618
Securities and Business
University of the Pacific, McGeorge School of Law
David T. Bartels is an experienced business attorney, representing businesses, and their officers and directors, in government enforcement actions, class actions and complex commercial litigation, as well as transactional and regulatory issues.

His experience includes securities and government enforcement litigation, complex commercial litigation, and intellectual property litigation. Mr. Bartels advises corporate directors and defended individuals, companies, underwriters, financial institutions and accounting firms in shareholder class action and derivative lawsuits, merger and acquisition disputes and in proceedings before the Department of Justice, the Securities and Exchange Commission (“SEC”), the Financial Industry Regulatory Authority (“FINRA”) and the Federal Trade Commission (“FTC”). Mr. Bartels...
Eric Neil Landau
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Eric Neil Landau
Orange County, CA Securities Law Attorney with 35 years of experience
(212) 370-1300 18101 Von Karman Ave
230
Irvine, CA 92612
Securities
Washington University School of Law and Washington Univ School of Law
A trusted legal advisor and trial attorney for over four decades, Eric Landau represents public and private companies, directors, officers, shareholders and business leaders in a variety of industries, including financial, technology, energy, entertainment, health care, pharmaceutical, fashion, media, alcohol beverage, gaming and hospitality. Taking on the toughest of issues, Mr. Landau has been at the forefront of pivotal decisions in state law-based merger challenges and the anti-fraud provisions of the federal securities laws. Appearing before state and federal trial and appellate courts throughout the country, he has defended directors, officers, and issuers against securities class and derivative actions. With his...
Kalab Andrew Honey
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Kalab Andrew Honey
Orange County, CA Securities Law Lawyer with 15 years of experience
(949) 720-7030 2600 E Pacific Hwy
Suite 225
Newport Beach, CA 92625
Securities, Business, Employment and Estate Planning
Southwestern Univ School of Law
Sam Wu
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Sam Wu
Orange County, CA Securities Law Attorney
(949) 833-1828 19900 MacArthur Blvd.
Suite 1150
Irvine, CA 92602
Securities and Business
Christopher Palileo Ayayo
Orange County, CA Securities Law Attorney with 27 years of experience
(949) 612-0340 3070 Bristol St
Ste 120
Costa Mesa, CA 92626
Securities, Business, Estate Planning and Stockbroker Fraud
University of California Hastings College of the Law
Guy Edward Mailly
Orange County, CA Securities Law Lawyer with 33 years of experience
(714) 384-6500 695 Town Center Dr
700
Costa Mesa, CA 92626
Securities, Antitrust, Business and Civil Rights
The University of Texas School of Law
John Jahrmarkt
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John Jahrmarkt
Los Angeles County, CA Securities Law Attorney with 30 years of experience
(310) 226-7676 2049 Century Park E
#2525
Los Angeles, CA 90067
Free ConsultationSecurities, Business, Insurance Claims and Personal Injury
Benjamin N. Cardozo School of Law
John Jahrmarkt, Esq. is the owner and managing partner of Jahrmarkt & Associates. John has more than 20 years of experience handling all kinds personal injury claims - from complicated catastrophic injuries to garden variety "soft tissue" pain. John knows how the insurance industry works and the steps their adjusters can take to protect their profits. All of our accident and injury claims are managed by John, experienced in fighting back against any low-ball insurance offers. We have recovered a number of multi-million dollar rewards for our clients, and we have established a reputation for excellence and professionalism...
Catherine DeBono Holmes
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Catherine DeBono Holmes
Los Angeles County, CA Securities Law Attorney with 45 years of experience
(310) 201-3553 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California, Berkeley School of Law
Catherine D. Holmes is an accomplished Business and Securities Law attorney, concentrating on Finance and Investment Law matters. With clients all over the world, she advises on raising, investing and managing capital from both U.S. and non-U.S. investors.

Cathy has practiced law for over 40 years. With a wealth of knowledge and skill, she is dedicated to providing exceptional legal representation. Cathy has been recognized for her extensive experience and success, having been named a Southern California Super Lawyer for 10 years. In addition, Cathy was honored by EB5 Investors Magazine as among the Top 15 Corporate Attorneys in 2017 and...
Mark Anchor Albert
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Mark Anchor Albert
Los Angeles County, CA Securities Law Attorney with 34 years of experience
(213) 699-1355 445 S Figueroa St
#3100
Los Angeles, CA 90071
Securities, Appeals, Business and Stockbroker Fraud
University of California, Berkeley School of Law
For over 30 years, Mark Anchor Albert has consistently achieved outstanding results for his clients in complex business litigation and trials. He has been instrumental in obtaining hundreds of millions of dollars in recoveries for his clients from corporations and their insurance carriers in difficult cases involving complicated liability, damages, and related insurance coverage issues. He also has successfully defended companies and individuals facing hundreds of millions, even billions of dollars in potential liability, often succeeding in having difficult cases dismissed by motion before trial, or otherwise obtaining deeply discounted settlements on favorable terms.

Mr. Albert provides sophisticated legal services for...
Barry L. Burten
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Barry L. Burten
Los Angeles County, CA Securities Law Attorney with 48 years of experience
(310) 785-5359 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities, Bankruptcy, Business and Health Care
Harvard Law School
I am a highly experienced California Business attorney. My practice areas include General Corporate, Bankruptcy, Financing, Health Care, Real Estate and Securities Law matters. I represent sellers and purchasers, in addition to serving as outside counsel.

With over 40 years of experience, I provide skilled and knowledgeable counsel. I am committed to the highest level of service and legal advocacy. Visit my website to see representative cases and arrange a consultation.
Richard  Frankowski
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Richard Frankowski
Los Angeles County, CA Securities Law Lawyer with 21 years of experience
(310) 906-4886 633 West 5th Street
Suite 26142
Los Angeles, CA 90071
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of Alabama School of Law and University of Alabama School of Law
Richard S. Frankowski is the owner of The Frankowski Firm, LLC based in Birmingham, Alabama and Incline Village, Nevada. Mr. Frankowski has represented hundreds of investors around the country in FINRA arbitrations and in court. His practice focuses on stock broker fraud, consumer class actions, and direct and derivative shareholder litigation. He is an AV Preeminent-rated attorney by Martindale Hubbell and is a member of the Alabama and Florida Bars, as well as a member of the American Bar Association, the American Association for Justice, and National Trial Lawyers. Mr. Frankowski co-authored The Practitioner's Guide to...
David Meyer Esq
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David Meyer Esq
Los Angeles County, CA Securities Law Attorney with 27 years of experience
(800) 738-1960 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Free ConsultationSecurities, Business, Consumer and Stockbroker Fraud
Capital University Law School and Capital University
Attorney David P. Meyer is the principal founder of Meyer Wilson. He has gained national recognition as an investment fraud lawyer, representing more than 800 investors in investment misconduct claims. He has won verdicts, settlements and judgments of hundreds of millions of dollars on their behalf. Because he is recognized as an authority in this field, he is often asked to speak for bar associations and at educational seminars. He is an active member of the Public Investors’ Arbitration Bar Association and various other legal professional associations. In 2013, Attorney David Meyer was included in the list of Best...
Michael N. Steuch
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Michael N. Steuch
Los Angeles County, CA Securities Law Lawyer with 24 years of experience
(310) 712-6817 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California - Los Angeles
Michael N. Steuch is a Business Law attorney specializing in Mergers & Acquisitions, Equity & Debt Financing, and Outside General Counsel matters. With over 20 years of experience, he provides California businesses with trusted legal advocacy.

A highly skilled professional, Michael is committed to superior representation focused on meeting the needs of his clients. Visit his website to see representative experience and transactions, or call for a consultation.

Michael earned his J.D. from UCLA in 1998. He has been recognized by M&A Advisor and named a Southern California Rising Star by Los Angeles Magazine.
Jeremy Scott Hyndman
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Jeremy Scott Hyndman
Los Angeles County, CA Securities Law Attorney with 14 years of experience
(800) 487-4660 Union Bank Plaza
445 S. Figueroa St., Suite 2700
Los Angeles, CA 90071
Free ConsultationSecurities, Business, Real Estate and Stockbroker Fraud
Emory University School of Law
My practice focuses on estate planning and helping investors recover losses caused by unethical or incompetent financial advisers. I am the managing attorney at Basalt Legal PLLC, a law firm nestled in Washington wine country but serving clients throughout Washington State and California.
Sean T Prosser
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Sean T Prosser
Los Angeles County, CA Securities Law Lawyer with 29 years of experience
(424) 259-4004 2029 Century Park East
Suite 3100
Los Angeles, CA 90067
Free ConsultationSecurities, Administrative, Stockbroker Fraud and White Collar Crime
New York Law School
Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...
Antone F. Johnson
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Antone F. Johnson
Los Angeles County, CA Securities Law Attorney with 25 years of experience
(310) 776-5484 1450 2nd Street
Suite 109
Santa Monica, CA 90401
Free ConsultationSecurities, Business, Communications and Entertainment & Sports
Columbia Law School
For 24 years, Antone Johnson has served as lawyer, advisor, executive and advocate for emerging growth technology/digital media ventures, founders and investors in a diverse range of business and intellectual property matters. Raised in Menlo Park and Palo Alto, California, suffused with Silicon Valley's unique culture of innovation, he came of age professionally during the Internet explosion of the late 1990s, an entrepreneurial crucible of unprecedented wealth and job creation, reinvention of countless industries, and related venture capital and Wall Street dealmaking. Antone was fortunate to have a ringside seat at major Los Angeles and Silicon Valley law firms, followed...
David Young
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David Young
Los Angeles County, CA Securities Law Lawyer with 57 years of experience
(310) 575-0308 11845 W. Olympic Blvd., Suite 1110
Los Angeles, CA 90064
Securities, Antitrust, Business and Environmental
Mr. Young is a graduate of Harvard College and The Cornell Law School. He was Law Clerk to the Chief Justice of the Supreme Court of Alaska, and Assistant Attorney General of Alaska. Mr. Young was a member of the legal team involved in the structuring and financing of the Trans-Alaska Oil Pipeline, one of the largest construction projects in the United States. He was further involved in the litigation which allowed the Trans-Alaska Oil Pipeline to be successfully built. Besides business transactions and litigation, Mr. Young is experienced in complex litigation against State and Federal Governments and Agencies, including...
Glenn Fuller
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Glenn Fuller
Los Angeles County, CA Securities Law Attorney with 30 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Loyola Law School, Los Angeles
Glenn Fuller is a partner and business lawyer with Raines Feldman LLP, where his practice centers on a wide array of matters including real estate acquisition, financing, and leasing of a variety of commercial urban and regional development, redevelopment and revitalization projects.
Nicholas J Guiliano Esquire
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Nicholas J Guiliano Esquire
Los Angeles County, CA Securities Law Lawyer with 26 years of experience
(877) 732-2889 1260 South Soto Street, Suite 7
Los Angeles, CA 90023
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Temple University Beasley School of Law
We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.
Joshua Kroot
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Joshua Kroot
Los Angeles County, CA Securities Law Lawyer with 12 years of experience
(213) 677-0856 355 South Grand Avenue
Suite 2450
Los Angeles, CA 90071
Free ConsultationSecurities, Arbitration & Mediation, Bankruptcy and Business
University of Southern California Gould School of Law
Business attorney with demonstrated record of success in high-stakes litigation. Adviser to multi-national corporations, growth-focused startups, closely held companies and non-governmental organizations. Skilled in dispute resolution, class actions, insurance, financial and regulatory actions. Experience growing businesses from idea to exit. Founder of and adviser to multiple companies in U.S. and abroad.
Hamid R. Rafatjoo
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Hamid R. Rafatjoo
Los Angeles County, CA Securities Law Lawyer with 26 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Bankruptcy and Business
Loyola Law School, Los Angeles and University of California - Irvine
James Eric Kirkland
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James Eric Kirkland
Los Angeles County, CA Securities Law Attorney with 31 years of experience
(424) 265-7344 555 W. 5th Street
35th Floor
Los Angeles, CA 90013
Securities, Business, Cannabis Law and Trademarks
Pepperdine University School of Law
I am the founder of Kirkland Law PC, and I have the privilege of representing fast-growing companies in the US and Canada as well as private equity funds in the emerging cannabis industry. I provide a broad array of legal services with a focus on corporate structure, private offerings, secured debt financing, and tax matters. I have been the lead attorney on over $260 million in private offerings for cannabis companies since May of 2016. I also handle licensing agreements, equity incentive plans, and other legal issues that businesses face as they expand. I also assist companies through the arduous...
Steve A. Buchwalter
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Steve A. Buchwalter
Los Angeles County, CA Securities Law Attorney with 29 years of experience
(818) 501-8987 16133 Ventura Blvd
#1220
Encino, CA 91436
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of La Verne College of Law
Steve Buchwalter has been protecting investors in Southern California for over 25 years. He advocates for individuals, non-profits and corporations in Securities Law, Arbitration & Mediation, and Stockbroker & Investment Fraud matters. Additionally, he assists businesses with legal formation and legal disputes.

Steve brings unique insight and understanding to his representation as a former licensed commodity trading adviser and stockbroker. Recognized as an expert in his field, he has successfully resolved over 400 cases. In 2009, Steve received the largest California judgement of 4.2 billion for his client.

Steve is dedicated to providing legal representation with commitment and integrity. Contact Steve...
Robert Pardo
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Robert Pardo
Los Angeles County, CA Securities Law Lawyer with 35 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Loyola Law School, Los Angeles
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