Del Mar, California Securities Lawyers

Sean T Prosser
Claimed Lawyer ProfileSocial Media
San Diego, CA Securities Law Lawyer with 27 years experience
(858) 314-2152 3580 Carmel Mountain Road
Suite 300
San Diego, CA 92130
Free ConsultationSecurities, Administrative, Stockbroker Fraud and White Collar Crime
New York Law School
Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...
Jeffrey Patrick Lendrum
Claimed Lawyer Profile
San Diego, CA Securities Law Attorney with 31 years experience
(888) 809-7832 600 West Broadway
Suite 700
San Diego, CA 92101
Free ConsultationSecurities, Consumer and Stockbroker Fraud
University of the Pacific, McGeorge School of Law
Jeffrey Lendrum’s practice is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty.

Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select attorneys who demonstrate preeminent legal abilities and the highest ethical standards.

As a former prosecutor, federal law clerk, and lawyer for fortune 500 companies, Mr. Lendrum has the knowledge, experience and track record to create winning strategies for his clients. Whether your...
Christopher Glenn Beckom
Claimed Lawyer ProfileSocial Media
La Jolla, CA Securities Law Lawyer with 4 years experience
(800) 581-7030 4275 Executive Square
Suite 209
La Jolla, CA 92037
Free ConsultationSecurities, Business, Communications and Real Estate
Western State University College of Law
Christopher Glenn Beckom is an attorney practicing in the areas of Commercial Real Estate Transactions, Telecommunications Law, Land Use, Commercial Litigation, Contract Drafting and Negotiation, Corporate Formation and Governance, and Securities Regulation. Christopher is graduate of Western State University, College of Law with a JD, and California State University, Long Beach with an MBA. Mr. Beckom is an active member of the California Association of Realtors, through the Pacific West Realtors Association. Mr. Beckom brings several years of transactional and commercial litigation experience within wireless industry, startup, and small business contexts. Mr. Beckom currently sits on the boards...
John P. Kennedy
Claimed Lawyer ProfileSocial Media
La Jolla, CA Securities Law Lawyer with 5 years experience
(858) 456-3811 7979 Ivanhoe Ave.
Suite 400
La Jolla, CA 92037
Securities, Bankruptcy, Business and Health Care
University of Southern California Gould School of Law and California Western School of Law
John P. “Jack” Kennedy is a partner at Lee, Shome & Kennedy LLP. Mr. Kennedy engages in both transactional and litigation matters on behalf of his clientele. His practice primarily focuses on mergers, acquisitions, reorganizations, securities regulations, contract negotiations, and general corporate law. He is licensed to practice law in California and Washington D.C. Mr. Kennedy has represented both private and publicly held companies in a wide range of transactions. Some of his notable transactions include: negotiating the stock purchase of a subsidiary of an internet technology company from a publicly- traded corporation through a 338(h)(10) election; redeeming the...
Brian James Robbins
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San Diego, CA Securities Law Attorney with 23 years experience
(619) 525-3990 5040 Shoreham Place
San Diego, CA 92122
Securities, Antitrust and Employment
Vanderbilt Univ School of Law
Brian J. Robbins is a co-founder and the managing partner of Robbins LLP. He has committed his entire career to representing shareholders, employees, consumers, and small businesses in complex litigation. Mr. Robbins has prosecuted hundreds of cases across the country, often in leadership roles, and has achieved sizable monetary recoveries and corporate governance improvements on behalf of his clients.

Mr. Robbins’ achievements are proof positive that shareholder derivative actions are an important tool for keeping corporate management and fraud in check. His dedication to shareholder rights has helped propel Robbins LLP into a nationally recognized leader in shareholder rights litigation. As...
Karen E. Deschaine
Claimed Lawyer Profile
San Diego, CA Securities Law Attorney with 13 years experience
(858) 550-6088 4401 Eastgate Mall
San Diego, CA 92121-1909
Securities, Antitrust and Business
University of California - Los Angeles
Phillip E. Koehnke Esq.
Claimed Lawyer Profile
Encinitas, CA Securities Law Attorney with 27 years experience
(858) 229-8116 PO Box 235472
Encinitas, CA 92024
Free ConsultationSecurities and Business
I have over 20 years of experience practicing law. My practice has focused on business law and corporate finance. I operate a sole practitioner law practice providing legal services to small to midsize private companies and NASD (FINRA) broker dealers. In addition, I represent several public companies assisting them with their financing, SEC reporting and general corporate matters.
Gretchen Cowen
Claimed Lawyer Profile
Carlsbad, CA Securities Law Lawyer with 26 years experience
(760) 931-0903 2173 Salk Ave, Suite 250
Carlsbad, CA 92008
Securities and Business
California Western School of Law
Business Law Attorney Gretchen Cowen has 20 years experience including Mergers & Acquisitions, Securities & Corporate Finance and Venture Capital
Eric Alan Isaacson
Claimed Lawyer ProfileSocial Media
La Jolla, CA Securities Law Attorney with 34 years experience
(858) 263-9581 6580 Avenida Mirola
La Jolla, CA 92037-6231
Securities, Antitrust, Appeals and Consumer
Duke University School of Law
For more than twenty five years I have represented investors and consumers in class-action litigation, focusing primarily on federal civil appeals. I have briefed and argued appeals before all but two of the thirteen federal circuits, and was intimately involved in briefing the merits in three cases before the United States Supreme Court. My pro bono work has included writing and filing amicus curiae briefs on behalf of religious organizations and faith leaders opposing discrimination and supporting religious liberty and equal rights for all.
Daniel McLeod Carlson
Claimed Lawyer ProfileSocial Media
San Diego, CA Securities Law Attorney with 27 years experience
(619) 544-9300 600 West Broadway
Suite 1550
San Diego, CA 92101
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
California Western School of Law
The Carlson Law Firm, APC was formed in 2001 by Mr. Carlson with the intent to specialize in securities law claims. Prior to that Mr. Carlson was a law clerk to a Federal Bankruptcy Judge and then worked at the San Diego Law Firm of Ault, Deuprey, Jones and Gorman specializing in business litigation. He then bacame a Partner at Brewer & Carlson, LLP practicing primarily in securities law claims. The Carlson firm primarily represents plaintiffs in claims against their financial advisors, brokers and brokerages. The team at the Carlson Law Firm emphasizes direct personal attention with...
Taylor E Darcy
Claimed Lawyer ProfileSocial Media
San Diego, CA Securities Law Attorney with 2 years experience
(619) 798-6065 225 Cedar Street
San Diego, CA 92101
Securities, Bankruptcy and Business
California Western School of Law
Paul W. Thomas
Claimed Lawyer ProfileSocial Media
Carlsbad, CA Securities Law Attorney with 32 years experience
(800) 797-9888 2943 Jefferson Street
Carlsbad, CA 92008
Securities and Stockbroker Fraud
University of Florida College of Law
Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...
Robert Craig Zafis
Claimed Lawyer ProfileSocial Media
San Diego, CA Securities Law Attorney with 37 years experience
(858) 384-7380 9201 Spectrum Center Blvd., Suite 210
San Diego, CA 92123
Securities
Western State Univ
As Principal FINRA Attorney of Zafis Law, R. Craig Zafis, APC, provides experienced and effective legal counsel for matters of Securities Fraud / Regulatory Defense, SEC / FINRA investigations and securities arbitration matters. We Defend firms, advisers as well as private investors under a wide variety of circumstances.
Brett Gregory Evans
Claimed Lawyer ProfileSocial Media
Coronado, CA Securities Law Lawyer with 14 years experience
(844) 443-5529 Historic Bank of Coronado Building
1172 Orange Avenue, Second Floor
Coronado, CA 92118
Securities, Arbitration & Mediation, Business and Energy
University of Washington School of Law and University of Utah
Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans & Kob, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...
William Richard Restis
Claimed Lawyer ProfileSocial Media
San Diego, CA Securities Law Attorney with 13 years experience
(619) 270-8383 402 West Broadway
Suite 1520
San Diego, CA 92101
Securities, Business, Consumer and Stockbroker Fraud
Univ of San Diego School of Law
For over a decade, I have been litigating complex, multi-district, and multi-party lawsuits. I recovered over two hundred million dollars in value for clients and literally changed the law to help protect them.

Because I am routinely involved in “bet the company” litigation, I face (teams of) the best attorneys in America. This forces me to compete at the highest levels and hone my craft. My competence in the most complex litigation makes victory in ordinary disputes easier. Your opponents play checkers while we play chess.

After considerable professional success, in 2016 I decided to take a sabbatical from the practice...
Joshua Franklin
Claimed Lawyer ProfileSocial Media
San Diego, CA Securities Law Lawyer with 19 years experience
(619) 365-9210 501 West Broadway
Suite 1025
San Diego, CA 92101
Securities, Criminal Defense, Insurance Claims and White Collar Crime
University of Colorado - Boulder
I am a trial attorney focused on serving clients in the areas of insurance coverage, securities litigation, and white collar criminal defense. I have represented mutual funds, corporations, Native American tribes, law firms, accounting firms, small businesses, and individuals as both plaintiffs and defendants in a variety of high-stakes disputes. Through my experience in private practice and as a former prosecutor, I have tried nearly fifty jury trials to verdict. In the area of insurance coverage, I have represented policyholders and other insureds in coverage disputes and civil actions alleging bad faith...
Jeffrey Steven Kob
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Coronado, CA Securities Law Attorney with 37 years experience
(844) 443-5229 Historic Bank of Coronado Building
1172 Orange Avenue, Second Floor
Coronado, CA 92118
Securities, Arbitration & Mediation and Stockbroker Fraud
Washington Univ School of Law
Jeffrey S. Kob benefits Evans & Kob clients as a seasoned attorney who has experienced securities litigation and arbitration from virtually every perspective for the last 30 years, as a clerk to two federal judges, as a FINRA arbitrator, as an SEC enforcement attorney, as general counsel to a large independent broker-dealer and in private practice as trial counsel to various broker-dealers and registered representatives. His securities and trial background make Mr. Kob uniquely qualified to handle a variety of securities related issues.Mr. Kob has appeared in various federal and states courts and in over 350 securities arbitrations before FINRA...
John Hafner
Claimed Lawyer Profile
San Diego, CA Securities Law Lawyer with 13 years experience
(858) 240-5422 402 West Broadway
Suite 400
San Diego, CA 92101
Securities, Business, Elder and Nursing Home
St. John's University School of Law and University of Kentucky College of Law
Tad Michael Mailander
Claimed Lawyer Profile
San Diego, CA Securities Law Lawyer with 29 years experience
(619) 239-9034 945 4th Avenue
Suite 311
San Diego, CA 92101
Securities and Business
Thomas Jefferson School of Law
William Aul
Claimed Lawyer ProfileBlawgsearch
San Diego, CA Securities Law Lawyer with 38 years experience
(619) 497-2555 7676 Hazard Center Drive
Suite 500
San Diego, CA 92108
Securities and Business
California Western School of Law
Charles Henry Field Jr
Claimed Lawyer Profile
San Diego, CA Securities Law Attorney with 23 years experience
(619) 577-4253 501 West Broadway
Suite 515
San Diego, CA 92101
Securities, Business and Stockbroker Fraud
McGeorge School of Law Univ of the Pacific
John William Davis
Claimed Lawyer Profile
San Diego, CA Securities Law Lawyer with 21 years experience
(619) 400-4870 501 W. Broadway, Suite 800
San Diego, CA 92101
Securities, Appeals, Business and Consumer
Afsaneh Eghbaldari
Claimed Lawyer Profile
San Diego, CA Securities Law Attorney with 12 years experience
(619) 525-4233 1350 Front Street, Suite 2034
San Diego, CA 92101
Securities
Thomas Jefferson School of Law
Justin Farar
Claimed Lawyer Profile
San Diego, CA Securities Law Attorney
(619) 798-5581 402 West Broadway, Suite #400
San Diego, CA 92101
Securities
Jason A. Richardson
Claimed Lawyer Profile
San Diego, CA Securities Law Attorney
402 West Broadway
4th Floor
San Diego, CA 92101
Securities and Stockbroker Fraud
Robert Schauble
Claimed Lawyer Profile
San Diego, CA Securities Law Lawyer with 17 years experience
(866) 960-0208 1901 First Avenue
Second Floor
San Diego, CA 92101
Securities, Bankruptcy, DUI & DWI and Immigration
Thomas Jefferson School of Law
Jeremy Scott Hyndman
Claimed Lawyer Profile
Los Angeles, CA Securities Law Attorney with 12 years experience
(800) 487-4660 Union Bank Plaza
445 S. Figueroa St., Suite 2700
Los Angeles, CA 90071
Free ConsultationSecurities, Business, Real Estate and Stockbroker Fraud
Emory University School of Law
My practice focuses on estate planning and helping investors recover losses caused by unethical or incompetent financial advisers. I am the managing attorney at Basalt Legal PLLC, a law firm nestled in Washington wine country but serving clients throughout Washington State and California.
Ross D. Meador
Claimed Lawyer ProfileSocial Media
Irvine, CA Securities Law Attorney with 32 years experience
(415) 713-0441 5151 California Ave.
Suite 100
Irvine, CA 92617-3059
Free ConsultationSecurities, Business and International
University of California, Berkeley School of Law

CKR Law Orange County Office is focused on helping and protecting dynamic young companies. We understand technology and the business issues involving software, hardware, internet, and media. With an entrepreneurial mindset, we partner with our clients throughout the growth cycle, from the startup phase to exit strategy. We provide strategic advice on business structure and business plans, facilitate and document financing transactions, and attend to the myriad of details in commercial negotiations and documentation so our clients can sleep better at night. As a legal team with a business focus, we respect the need to act with agility, efficiency...
Lynne Paynter Bolduc
Claimed Lawyer ProfileSocial Media
Irvine, CA Securities Law Lawyer with 25 years experience
(949) 788-8900 16148 Sand Canyon Ave
Irvine, CA 92618
Free ConsultationSecurities and Business
Western State College of Law at Argosy University
Lynne Bolduc, a Partner with Oswald & Yap, practices securities and corporate law. She represents both private and public companies, as well as investment bankers and broker/dealers. Lynne's experience includes entity selection and formation matters for businesses just getting started, contract negotiations and drafting, mergers and acquisitions, private offerings, taking private companies public, and public company reporting with the Securities and Exchange Commission. She has structured and implemented over $1 billion in financings.
Simon Leefatt
Claimed Lawyer ProfileSocial Media
Irvine, CA Securities Law Attorney with 5 years experience
(949) 623-7200 3 Park Plaza
#1100
Irvine, CA 92614
Securities and Business
Howard University School of Law
Simon is a dedicated Business and Securities Law Attorney at Jeffer Mangels Butler & Mitchell LLP. His practice areas include mergers and asset acquisitions, commercial financings, restructurings, and governance issues of public and private companies. He is experienced in a variety of industries such as information security, healthcare, and software services. Simon is committed to providing diligent advocacy for your business and securities law needs.

Simon received a B.S. and M.A. from Duke University. In 2015, he earned his J.D. from Howard University School of Law. He is a member of both the California State Bar and District Columbia Bar.
Richard Stanislaw Frankowski
Claimed Lawyer ProfileSocial Media
Los Angeles, CA Securities Law Lawyer with 18 years experience
(310) 906-4886 633 West 5th Street
Suite 26142
Los Angeles, CA 90071
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of Alabama School of Law and University of Alabama School of Law
Richard S. Frankowski is the owner of The Frankowski Firm, LLC based in Birmingham, Alabama and Incline Village, Nevada. Mr. Frankowski has represented hundreds of investors around the country in FINRA arbitrations and in court. His practice focuses on stock broker fraud, consumer class actions, and direct and derivative shareholder litigation. He is an AV Preeminent-rated attorney by Martindale Hubbell and is a member of the Alabama and Florida Bars, as well as a member of the American Bar Association, the American Association for Justice, and National Trial Lawyers. Mr. Frankowski co-authored The Practitioner's Guide to...
Mark Anchor Albert
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Los Angeles, CA Securities Law Attorney with 32 years experience
(213) 699-1355 800 W 6th St #1220
Los Angeles, CA 90017
Securities, Appeals, Business and Stockbroker Fraud
University of California, Berkeley School of Law
For over 25 years, Mark Anchor Albert has consistently achieved outstanding results for his clients in complex business litigation and trials. He has been instrumental in obtaining hundreds of millions of dollars in recoveries for his clients from corporations and their insurance carriers in difficult cases involving complicated liability, damages, and related insurance coverage issues. He also has successfully defended companies and individuals facing hundreds of millions, even billions of dollars in potential liability, often succeeding in having difficult cases dismissed by motion before trial, or otherwise obtaining deeply discounted settlements on favorable terms.

Mr. Albert provides sophisticated legal services for...
Anthony James Dispoto
Claimed Lawyer ProfileSocial Media
Newport Beach, CA Securities Law Attorney with 4 years experience
(714) 337-6389 2424 SE Bristol St., Suite 300
Newport Beach, CA 92660
Free ConsultationSecurities, Business, Employment and Real Estate
University of San Diego School of Law
Experienced Attorney with a demonstrated history of working in real estate, business and corporate law. Skilled in Contract Review and Drafting, Legal Research and Writing and Corporate and Business Documentation. Strong legal professional with a Juris Doctor focused in Corporate and Business Law from the University of San Diego School of Law.
James Rylee Deen
Claimed Lawyer ProfileSocial Media
Palm Springs, CA Securities Law Attorney with 42 years experience
(707) 230-1237 1714 Capri Cir
Palm Springs, CA 92264
Securities, Antitrust and Business
Stanford University
I was born in Louisiana and raised in Eastern Arkansas. I was fortunate to receive both my undergraduate education and legal training at leading private universities in the Midwest and California. I also studied for a year in Europe. I have been admitted to practice law in three major U.S. jurisdictions, each of which plays an important role in the commercial life of this country. My knowledge of both business and business law is extensive, having been gained through work in a large corporate law firm, as an in-house attorney for a leading multinational corporation,...
James Eric Kirkland
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Los Angeles, CA Securities Law Attorney with 29 years experience
(424) 265-7344 555 W. 5th Street
35th Floor
Los Angeles, CA 90013
Securities, Business, Cannabis Law and Trademarks
Pepperdine University School of Law
I am the founder of Kirkland Law PC, and I have the privilege of representing fast-growing companies in the US and Canada as well as private equity funds in the emerging cannabis industry. I provide a broad array of legal services with a focus on corporate structure, private offerings, secured debt financing, and tax matters. I have been the lead attorney on over $260 million in private offerings for cannabis companies since May of 2016. I also handle licensing agreements, equity incentive plans, and other legal issues that businesses face as they expand. I also assist companies through the arduous...
William F. Capps
Claimed Lawyer ProfileSocial Media
Irvine, CA Securities Law Attorney with 47 years experience
(949) 623-7200 3 Park Plaza
#1100
Irvine, CA 92614
Securities and Business
University of California, Berkeley School of Law
Roger E. Naghash
Claimed Lawyer Profile
Irvine, CA Securities Law Attorney with 24 years experience
(949) 955-1000 19800 Macarthur Blvd
#1100
Irvine, CA 92612
Free ConsultationSecurities, Bankruptcy, Business and Consumer
Western State College of Law at Argosy University
Roger E. Naghash is dedicated to aggressively advocating for the rights and interests of his clients in a broad range of legal matters. He provides customized legal services and representation to fit the specific needs of each client. Always with honesty and integrity, Roger is a fierce advocate who fights for the justice his clients are entitled to under state and federal laws. He is committed to keeping clients informed and involved, and pursuing the best possible outcomes with quality, hands-on, and affordable service.

Roger earned his B.S. from Western State University and his J.D. from Western State University College of...
Philip Earl Cook
Claimed Lawyer ProfileSocial Media
Los Angeles, CA Securities Law Lawyer with 29 years experience
(213) 988-6100 707 Wilshire Blvd.
Suite 3600
Los Angeles, CA 90017
Securities, Arbitration & Mediation, Business and Insurance Claims
UCLA School of Law
Phil Cook is a first-chair business trial lawyer with experience in jury and bench trials, as well as domestic and international arbitrations before AAA, FINRA and ICC panels. He has argued appeals in the Ninth Circuit and the California Court of Appeal.

Although Phil focuses on policyholder insurance recovery, corporate governance and partnership disputes, and securities and financial products claims, he has represented clients in individual and class action cases involving contract disputes, Business and Professions Code section 17200 claims and other business torts, antitrust and trade regulation, patent and trademark infringement, trade secrets, product liability and toxic torts, governmental...
Joshua Alan Waldman
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Irvine, CA Securities Law Attorney with 18 years experience
(949) 975-7500 2020 Main St
Irvine, CA 92614
Securities, Business, Employment and Real Estate
Univ of San Diego School of Law
Joshua Waldman is a senior counsel whose practice focuses primarily on business disputes. Mr. Waldman began his legal career as an extern for the Honorable Napoleon Jones, Jr. from the U.S. District Court, Southern District of California. He was an associate for Walsworth, Franklin Bevins and McCall and Collins & Bellenghi, focusing on civil litigation, with an emphasis on business and employment disputes before joining BKCG. Since joining BKCG, Mr. Waldman has secured many positive outcomes for BKCG clients by winning dipositive motions, achieving extremely favorable settlements, and prevailing in multiple trials and arbitrations. Born in Phoenix, Mr....
Samantha Smith
Claimed Lawyer Profile
Irvine, CA Securities Law Attorney with 16 years experience
(949) 379-6250 9811 Irvine Center Dr
Suite 100
Irvine, CA 92618
Free ConsultationSecurities, Consumer, Employment and Products Liability
University of California Hastings College of the Law
Since 2004, Ms. Smith has dedicated her practice to representing individuals - including employees and consumers - in complex litigation against some of America's largest companies. She has successfully fought for these plaintiffs in cases involving labor law (wage and hour) violations, consumer fraud, unfair competition, securities fraud, antitrust, asbestos exposure and defective products.

Prior to joining Aegis Law Firm, Ms. Smith worked with the Hon. Scott B. Cooper at The Cooper Law Firm prior to him being appointed to a judgeship with the Orange County Superior Court, where they represented employees and consumers in wage and hour and consumer...

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