Seminole County Stockbroker & Investment Fraud Lawyers

Find Seminole County Stockbroker & Investment Fraud Attorneys by City
James Patrick Galvin Jr.
Claimed Lawyer ProfileSocial Media
(800) 405-5117
1121 Moorestown Circle
Decatur, GA 30033
Free Consultation
Free Consultation Stockbroker Fraud, Arbitration & Mediation, Business and Securities
University of Miami School of Law
Stockbroker Fraud, Arbitration & Mediation, Business and Securities
James P. Galvin is the founder of Galvin Legal. He is a member of the Florida Bar and the State Bar of Georgia. He graduated from Georgia State University in Atlanta, Georgia with a Bachelor of Business Administration degree in Finance. He obtained his Juris Doctor from the University of Miami School of Law in Coral Gables, Florida. At the University of Miami, he completed the litigation skills program, which included serving as a Certified Legal Intern with the Miami-Dade State Attorney’s Office. Mr. Galvin actively participated in the Investor Rights Clinic as a Certified Legal Intern, Returning Fellow,...
Jason  Doss
Claimed Lawyer ProfileSocial Media
(855) 534-4581
1827 Powers Ferry Rd
Building 23, #100
Atlanta, GA 30339
Free Consultation
Free Consultation Stockbroker Fraud, Business, Civil Rights and Securities
Florida State University College of Law
Stockbroker Fraud, Business, Civil Rights and Securities
Walter Jospin
Claimed Lawyer ProfileBlawg SearchSocial MediaResponsive Law
(800) 228-9159
229 Peachtree St NE
#2500
Atlanta, GA 30303
Stockbroker Fraud, Securities and White Collar Crime
Emory University School of Law
Stockbroker Fraud, Securities and White Collar Crime
Walter Jospin’s practice focuses on SEC and other securities regulatory enforcement matters, corporate governance, internal investigations, and SEC Whistleblower Claims.

Mr. Jospin is the former Director of the Atlanta Regional Office of the U.S. Securities and Exchange Commission, where he served from February 2015 until January 2018. As Regional Director, he led over 110 lawyers, accountants, and compliance examiners in the office’s Enforcement and Examination programs, which cover Georgia, Tennessee, Alabama, North Carolina, and South Carolina. During his three-year tenure, Mr. Jospin supervised many enforcement actions relating to financial and accounting fraud, disclosure failures, audit failures, offering frauds, Ponzi schemes, violations...
Daniel I. MacIntyre
Claimed Lawyer ProfileBlawg SearchSocial Media
(855) 322-2057
2302 Parklake Dr NE
#420
Atlanta, GA 30345
Stockbroker Fraud, Business, Employment and Securities
The University of Georgia School of Law
Stockbroker Fraud, Business, Employment and Securities
Bryan W. Gort
Claimed Lawyer ProfileBlawg SearchSocial Media
(855) 322-2057
2302 Parklake Dr NE
#420
Atlanta, GA 30345
Stockbroker Fraud, Arbitration & Mediation and Securities
Mercer University Walter F. George School of Law
Stockbroker Fraud, Arbitration & Mediation and Securities
Mr. Gort specializes in providing regulatory and compliance-related services to registered investment advisers (“RIAs”). At Parker MacIntyre, Mr. Gort manages the day to day task of keeping track of regulatory deadlines for all of the firm’s RIA clients and oversees the work of other Parker MacIntyre associates. In this role, Mr. Gort routinely drafts Investment Advisory Agreements for RIAs, disclosure documents (including Form ADV Parts 1 and 2, Form U4 and point of sale disclosures), compliance manual procedures and other ancillary documents for RIAs.

Mr. Gort has accumulated experience since 2013 in creating legal solutions for problems registered investment advisers...
Patricia Klusmeyer
Claimed Lawyer ProfileBlawg SearchSocial Media
(855) 322-2057
2302 Parklake Dr NE
#420
Atlanta, GA 30345
Stockbroker Fraud and Securities
Georgia State University College of Law
Stockbroker Fraud and Securities
Mrs. Klusmeyer specializes in providing legal advice and compliance support to registered investment adviser clients. During her time at Parker MacIntyre since 2016 she has provided compliance guidance to investment adviser and broker-dealer clients, assisted with various regulatory filings, drafted compliance policies and procedures, drafted agreements, helped prepare responses to SEC and state examinations, and represented clients in FINRA arbitration.

Mrs. Klusmeyer maintains familiarity and competence regarding recent developments in securities rules, the Financial Industry Regulatory Authority, and regulations from federal and state regulators, including the Securities and Exchange Commission and the Department of Labor. She has helped clients implement...
Joy Doss
Claimed Lawyer ProfileSocial Media
(855) 534-4581
1827 Powers Ferry Rd
Building 23, #100
Atlanta, GA 30339
Free Consultation
Free Consultation Stockbroker Fraud, Business, Civil Rights and Securities
Florida State University College of Law
Stockbroker Fraud, Business, Civil Rights and Securities
JP Dakak
Claimed Lawyer ProfileBlawg SearchSocial Media
(855) 322-2057
2302 Parklake Dr NE
#420
Atlanta, GA 30345
Stockbroker Fraud, Arbitration & Mediation, Business and Securities
The University of Georgia School of Law
Stockbroker Fraud, Arbitration & Mediation, Business and Securities
I joined Parker MacIntyre as an associate attorney in 2025. In my role, I represent investment advisers and broker-dealers in compliance, regulatory matters, investigations, mergers and acquisitions, and general business. I also provide guidance to issuers in private placements and securities offerings, including hedge fund formation, regulation, and compliance. I graduated from the University of Georgia School of Law in 2022. Since then, I have worked exclusively in private practice, representing clients in tax controversy matters, covering every stage from IRS examination to final resolution in Tax Court. Additionally, I have drafted and reviewed a wide range of contracts related to...
James A. Nofi
Claimed Lawyer Profile
(404) 684-8844
3003 Summit Boulevard
Suite 1400
Atlanta, GA 30319
Stockbroker Fraud, Business, Employment and Securities
New York University School of Law
Stockbroker Fraud, Business, Employment and Securities
Alan R. Perry Jr.
Claimed Lawyer ProfileBlawg Search
(770) 673-0047
1040 Crown Pointe Parkway
Suite 1050
Atlanta, GA 30338
Stockbroker Fraud, Business, Employment and Insurance Claims
Stockbroker Fraud, Business, Employment and Insurance Claims
J. Michael Bishop
Claimed Lawyer ProfileSocial Media
(770) 829-3850
1355 Peachtree Street, N.E.
Suite 1150
Atlanta, GA 30309
Free Consultation
Free Consultation Stockbroker Fraud, Arbitration & Mediation, Elder and Securities
Mercer University Walter F. George School of Law
Stockbroker Fraud, Arbitration & Mediation, Elder and Securities
J. Michael Bishop is a partner in the Atlanta firm of Smiley Bishop & Porter LLP. For over 25 years, Mike has practiced extensively in the areas of securities arbitration and litigation, representing investors with securities claims of all types and sizes. Mike and his firm have obtained numerous seven-figure arbitration awards which have included punitive damages, attorneys’ fees and costs. Many of Mr. Bishop’s clients are elderly investors who have been victims of investment and financial fraud. Mike has successfully represented clients with claims against virtually every major Wall Street firm, including: Bank of America/Merrill Lynch, UBS/PaineWebber, Morgan Stanley/Dean Witter,...
Howell Scott Basham
Claimed Lawyer Profile
(470) 519-3855
120 Red Fox Run
Athens, GA 30605
Stockbroker Fraud, Animal, Appeals and Arbitration & Mediation
Stockbroker Fraud, Animal, Appeals and Arbitration & Mediation
(770) 551-9677
1360 Center Drive
Suite 200
Atlanta, GA 30338
Stockbroker Fraud, Bankruptcy, Estate Planning and Real Estate
Woodrow Wilson College of Law
Stockbroker Fraud, Bankruptcy, Estate Planning and Real Estate
(404) 522-7402
146 Nassau St NW
Atlanta, GA 30303
Stockbroker Fraud, Criminal Defense, DUI & DWI and IP
Stockbroker Fraud, Criminal Defense, DUI & DWI and IP
(770) 736-0369
PO Box 870647
Stone Mountain, GA 30070
Stockbroker Fraud, Civil Rights, Elder and Employment
Emory School of Law, Emory School of Law and Western New England College of Law
Stockbroker Fraud, Civil Rights, Elder and Employment
(706) 559-4875
P. O. Box 102
Athens, GA 30603
Stockbroker Fraud, Appeals, Criminal Defense and DUI & DWI
Stockbroker Fraud, Appeals, Criminal Defense and DUI & DWI
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