Represented customers in securities arbitrations, brokers in employment disputes and arbitrations, and brokers, brokerage firms, and investment advisers in regulatory investigations and proceedings.
New York Stock Exchange, Inc.
Conducted securities industry investigations and prosecutions for Enforcement Division in the areas of sales practice (unauthorized, unsuitable, and excessive trading), financial/operational areas (net capital and customer protection), and trading matters (market maintenance, market manipulation, and other trading violations).
New York University School of Law
J.D. | Law
Honors: Recipient of John L. Reback - Class of 1916 Scholarship,
Moot Court Board -- Research Editor
New York University
B.A. | History
Honors: Phi Beta Kappa, University Scholar, Joseph H. Park History Honor Society, Founders Day Award
Atlanta Bar Association
State Bar of Georgia
Securities Industry and Financial Markets Association Compliance and Legal Division