Carlotta Stockbroker & Investment Fraud Lawyers

Attorney Robert M. Bernstein provides representation for various criminal law related offenses throughout the Los Angeles and Beverly Hills area. If you have been charged with sex crime, drug charge, DUI, white collar crime or any other criminal offense then you owe it to yourself to consult with a member of our legal team. Call the office to schedule an initial consultation.

Matthew R. Wilson is a managing partner at Meyer Wilson, LPA. Born in Circleville, Ohio, he earned his B.A. in Philosophy from Denison University in 1997 graduating magna cum laude, Phi Beta Kappa. He went on to attend law school at the University of Virginia in Charlottesville, Virginia, where he earned his J.D. in 2000. After law school, Mr. Wilson spent two years working for Vorys, Sater, Seymour, & Pease LLP and another four years working for the international law firm Jones Day. During that time, he defended many of the world's largest financial institutions and other corporations in a variety...

Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...

Practicing as a criminal trial attorney since 1987. Handles all serious and violent feloney cases. Has lengthy experience with special circumstance homicides, Three Strike Cases and mental defenses. Former Captain, Military Intelligence,United States Army Reserve

Mr. Kerekes is an experienced real estate and business attorney with over 30 years of experience. He began his career as assistant general counsel for a real estate development company and related brokerage company, negotiating and drafting construction agreements, financing agreements, and the purchase and sale of real property, as well as defending on construction claims. He also structured and organized entities to hold title and helped obtain financing. Thereafter, he went into private practice. He is also a veteran trial attorney who has also prosecuted and defended major cases involving construction defects, breach of contract, partnership disputes and...

I started at the Public Defenders office in Sacramento in 2001. I worked there for 5 years. After leaving the Public Defenders office, I became the Senior Trial Attorney for United Defense Group. I have tried every type of criminal case, from misdemeanors to homicides. I started the Law Firm Wippert & Bramson. Wippert & Bramson are expert trial attorneys who have handled numerous high profile media cases.

Jeffrey Lendrum’s practice is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty.

Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select attorneys who demonstrate preeminent legal abilities and the highest ethical standards.

As a former prosecutor, federal law clerk, and lawyer for fortune 500 companies, Mr. Lendrum has the knowledge, experience and track record to create winning strategies for his clients. Whether your...

As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Ryan Cook maintains an active securities arbitration and litigation practice. Mr. Cook has worked on numerous cases dealing with individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers.

Prior to beginning his law practice, Mr. Cook worked in the securities industry as a licensed and registered representative with a large broker/dealer. He received his Juris Doctor (JD) degree from South Texas College of Law, where he earned his degree Summa Cum Laude (with highest honor) as the graduating salutatorian. Mr. Cook...

Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...

Patrick Delahunty is a former federal prosecutor and a seasoned trial attorney with more than 15 years of experience litigating in federal and state courts. Patrick’s practice focuses on white-collar criminal investigations and litigation resulting from them, including regulatory issues and corporate litigation. He guides his clients with clear advice about their options, legal risks, and—most importantly—the full spectrum of their rights that he will vigorously protect. At each step of the way, he looks for efficient and cost-effective solutions. He has a long track record of securing successful outcomes for his clients with this approach. Prior to...

Based out of Santa Clara County, The Law Office of Eben L. Kurtzman has been providing reliable legal advice and representation in criminal law defense and personal injury prosecution cases for over two decades. Eben has handled over one thousand cases and has had more than fifty jury trials. His practice is centered on the idea that the client is the most important part of any case, and that a straight-forward, honest approach is the best way to succeed. He will give you a realistic, honest assessment of your case. He encourages all of his clients to ask questions and...

I am committed to aggressive advocacy for Business, Stockbroker & Investment Fraud, and White Collar Defense matters. Representing clients throughout California and worldwide, I have extensive experience with complex civil litigation, with an emphasis on antitrust and unfair competition, class action defense, condemnation & eminent domain, internal investigations, and labor & employment.

Practicing law since 1985, I have a proven track record of success. My focus is always on solving problems and resolving cases, with minimal disruption to my clients. I am dedicated to developing effective strategies to attain the best possible results.

We are a life insurance law firm in Los Angeles. I received my law degree from UCLA and began practice in 1974. Throughout most of my career, I represented consumers and small businesses in civil litigation involving real estate and business. For approximately seven years from 1999-2006 I was licensed as a life insurance agent, securities representative and compliance officer. In late 2006, I resumed a full-time law practice and focused on life insurance related issues. I have continued to focus on life insurance and have handled more than 300 life insurance matters over the past fifteen years, including matters...

Personal Injury Attorney - owner of the Law Office of Micheal A. Thompson. Admitted to the CA State Bar in 1985. Graduate of UCLA Law School.

Our services are unique in that Mr. Bakman is able to offer clients exceptional representation at both the federal and state levels. His many successes stem directly from his ability to look at criminal cases as a prosecutor thereby capitalizing as a defense attorney on the deficiencies and weaknesses of the prosecution case. His jury trial experience sets Mr. Bakman apart from other defense attorneys in the field. Mr. Bakman offers representation for all criminal matters beginning with bail and bond determinations and intensive pre-trial investigation and preparation. This includes the use of top flight former police and...

Securities fraud attorney, finra arbitration services, investment fraud, stock broker fraud, and other securities attorney services. Contact me to discuss your case.

I have been practicing law in San Francisco California and all of the Bay Area counties for over 30 years. My practice consists of various things but primarily the trial practice including Civil, Criminal in all its aspects, and Family law. Over the course of my career, I have had a great deal of experience in each of these areas and others. I have never lost my enthusiasm nor my interest in the protection of my clients.

Mr. Wittenberg began a career on Wall Street 20 years ago. He then attended Berkeley Law where he focused his legal education and securities and business transactions. Upon graduating, Mr. Wittenberg was recruited by large law firms to work on tens of billions of dollars of securities offerings and business transactions. Mr. Wittenberg founded Wittenberg Law several years ago to provide more personalized service to people who are seeking representation from a law firm who will champion their cause, provide strategies and diligence that will achieve their goals, and assist in helping them be winners.

Hornstein Law Offices, Prof. Corp. is a 20-year old California-based law firm concentrating in business, securities, intellectual property and related transactions and litigation. We have served clients across the country and in abroad. Our client base ranges from individuals. start-up companies to multi-national corporations in all fields of business. Mr. Hornstein has been in practice for 30-years. Prior to HLO, he was with large international law firms and in-house corporate counsel. Please call to discuss any questions in these areas.

Mark Waecker was admitted to practice law in October 1978 and has, since that time, been a member of the California State Bar, in continuously good standing. His stellar experience inside the criminal process field for over 35 years has served American, Korean, Chinese and Spanish speaking clientele all with a high-level of successful custom-designed defenses. Mark has devoted decades to improving his skills and calls upon reputable experienced resources to design a strategy for each client.

Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product...

Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...

Mr. Gradman is one of the country’s leading experts in mortgage-backed securities litigation and other legal issues stemming from the mortgage crisis. He provides services to clients in litigation, mortgage finance & structured products and business law.

While practicing as a commercial litigator at Arnold & Porter (formerly Howard Rice) in San Francisco, Mr. Gradman was involved in some of the earliest litigation arising from the subprime mortgage crisis, including the representation of PMI Mortgage Insurance Co. in a suit against WMC Mortgage Corp. and its parent, GE Money Bank, over misrepresentations relating to a $1 billion pool of subprime mortgages....

Since 1990, Bob Gonser has practiced in the securities area, including representation of public investors before the Financial Industry Regulatory Authority (formerly NASD), New York Stock Exchange and Pacific Exchange. He has successfully handled hundreds of cases involving losses sustained in brokerage accounts as a result of wrongdoing, mismanagement and fraud by brokers and brokerage firms. Over the years, Mr. Gonser's efforts have resulted in a multitude of awards and settlements for his clients including over $1.2 million in damages and interest for four employees of Cisco Systems in arbitration before the Pacific Exchange (Read the decision.) At Hunsucker Goodstein, he...

Mehlman Law Group is an East Bay (Walnut Creek, CA) real estate, business, and civil litigation law firm. We practice in all San Francisco Bay Area state and federal courts. I believe all clients should have access to high-quality legal services. Many of my clients see me as their "in-house" counsel or trusted personal legal advisor. For legal advice or representation, contact me at (925) 935-3575 or steven@mehlmanlawgroup.com for a free consultation. I have thirty years of experience representing small businesses and individuals. I consult with, provide guidance to, and refer clients to other professionals, including real estate and mortgage brokers, accountants,...

Mark is a capital markets attorney known among his colleagues for his expertise in corporate and securities law. He counsels clients in raising capital online (tokens, coins, STOs, digital assets and other "securities"). He offers unique insight and perspective to his clients because of his experience in private practice representing both public and private companies in business transactions and courtroom securities litigation for more than twenty-five years and serving in senior positions as an attorney with the U.S. Securities and Exchange Commission and as a Special Assistant United States Attorney for eight years. While Mark's clients include other attorneys, his passion...

Since 1976, Robert (Bob) Ziprick , a partner at Ziprick & Cramer, LLP (and its predecessor law firms), has provided outstanding legal services, while maintaining an emphasis on strategic, practical, cost-effective approaches to legal problems and solutions. Mr. Ziprick specializes in Real Estate, Litigation, Business, Healthcare Law, and Government Relations/Public Policy. He is dedicated to providing quality legal services to his clients, assertively representing clients in a professional and ethical manner. He fosters a close working relationship with his clients, whether individuals or corporations, tirelessly working in his client's best interests. Bob earned a B.A. degree in history and...

Ms. Truong's practice focuses on all aspects of civil litigation and general business litigation.

Ms. Truong joined Perry, Johnson, Anderson, Miller & Moskowitz in October 2018. Prior to joining the firm, she worked as a litigation attorney at two Am Law 100 firms in New York, New York, where she practiced in the areas of complex and multidistrict commercial litigation, contract disputes, data/records management, E-Discovery, cross-border litigation (including the U.K, France, Israel), securities litigation, corporate internal investigations, governmental investigations (including Securities Exchange Commission investigations and antitrust investigations from the Department of Justice and Federal Trade Commission), bankruptcy litigation (as a member...

Our firm specializes in litigation including insurance defense/coverage, medical malpractice, and investment suitability law. The firm is managed by seasoned trial, coverage, arbitration, and appellate attorneys.

I was a financial advisor at UBS and Charles Schwab before I attended law school at the University of San Diego. I am a Partner at Hayes Scott Bonino Ellingson Simonson Guslani & Clause, LLP. I moved up to Northern California to join the firm in 2011 leaving a similar firm in Orange County after I had twins.

HOVANES MARGARIAN, ESQ. USC – Biological Sciences, B.A; USC – Gould School of Law, J.D. Admitted to the California State Bar, U.S. Ninth Circuit Court of Appeals and U.S. District Court for the Central District of California Hovanes Margarian is lead trial counsel and founder of a preeminent consumer protection law office in Sherman Oaks, CA. Margarian has extensive litigation experience in consumer fraud, automobile dealership fraud, automobile repair fraud, products liability, automobile defects/lemon law, legal and medical malpractice, business law, criminal law, employment law and personal injury litigation. He has litigated cases against Intel Corporation, Toyota...