Ontario County, New York Securities Lawyers

Robert J. Grand
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney with 25 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Benjamin N. Cardozo School of Law
Robert J. Grand is of counsel to Lax & Neville LLP. Mr. Grand’s practice is focused on representing corporations and individuals in complex civil litigation and arbitration involving securities and other financial products, employment, real estate, intellectual property, unfair business practices, and other commercial tort-related matters before federal and state courts, and private arbitration panels. Mr. Grand represents investors, financial service professionals, investment funds and financial institutions in securities litigation and arbitration, as well as in investigations and enforcement proceedings initiated by regulatory agencies such as FINRA, the SEC, and the CFTC.

Mr. Grand has extensive experience representing founders, partners, joint...
Irwin Weltz
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney with 27 years experience
(212) 202-3171 1441 Broadway
3rd Floor
New York, NY 10018
Free ConsultationSecurities, Employment and Stockbroker Fraud
New York Law School
Neil Fridman
Claimed Lawyer ProfileResponsive Law
New York County, NY Securities Law Lawyer with 10 years experience
(212) 262-9823 154 Grand Street
3rd Floor
New York, NY 10013
Free ConsultationSecurities, Business, Communications and Real Estate
St. John's University School of Law
I enjoy advising companies and identifying solutions to complex business and legal problems. My intimate knowledge of corporate/real estate law, investment banking, and private equity has positioned me to serve as outside general counsel to dozens of startups, middle-market, and enterprise clients over the last decade. I've also provided guidance to several tech companies in their sale to large cap businesses, and have closed some of the largest commercial real estate transactions.

Prior to law practice, I worked in finance for several years as both an investment banker and consultant with a focus on M&A. I enjoy working with founders and...
Adam J. Weinstein
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney with 9 years experience
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Adam J. Heckler
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney with 7 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Bankruptcy, Business and Employment
St. John's University School of Law
John Alexander Bates
Claimed Lawyer ProfileSocial Media
Westchester County, NY Securities Law Attorney with 16 years experience
(914) 290-4100 707 Westchester Avenue
Suite 411
White Plains, NY 10604
Securities, Employment and Immigration
Seattle University School of Law
J. Alexander Bates is the founder and managing partner of The Bates Law Firm. He is a resident of Fairfield, Connecticut with over 10 years of experience working in large firms and corporations in New York and Connecticut. His practice involves representing clients in immigration, securities and employment law matters. He is currently licensed in New York. Originally from Millburn, NJ, he attended Deerfield Academy, Colorodo College and Seattle University School of Law before settling in Connecticut. He is a member of local national organizations including, American Immigration Lawyers Association, The Connecticut Sons...
Ross B. Intelisano
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney with 25 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Jonathan Kurta
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney with 12 years experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
Raoul Duggal
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer with 18 years experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
Jaimie F. Dockray
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer with 25 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business and Employment
New England School of Law
Jaimie Fried Dockray joined Rich, Intelisano & Katz, LLP as Special Counsel in 2013. She represents both individuals and employers in employment-related matters. Ms. Dockray has extensive experience representing both individuals and employers in all aspects of workplace disputes, including contract negotiations and litigation. Her clients have included high net worth individuals as well as financial institutions and nonprofit organizations.

Prior to joining Rich, Intelisano & Katz, LLP, Ms. Dockray worked at Bingham McCutchen, LLP for approximately 15 years. While at Bingham, Ms. Dockray practiced law in their management-side labor and employment group, representing public and private...
Thomas P. Connolly
Claimed Lawyer ProfileBlawgsearch
Albany County, NY Securities Law Attorney with 59 years experience
(518) 447-3303 677 Broadway
#500
Albany, NY 12207
Securities, Business and Real Estate
Thomas P. Connolly joined McNamee Lochner in 1966, has been a principal since 1970, and assumed the position as "Of Counsel" as of January 1, 2005. Tom's areas of concentration are public finance and securities, commercial and business litigation, and real estate.

Tom is admitted to practice law in Connecticut, the State of New York, the United States District Court for the Northern District of New York, the United States Court of Appeals for the Second Circuit, and the United States Supreme Court.
Gregory A. Frank
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Anthony M. Abraham Esq.
Claimed Lawyer ProfileBlawgsearchSocial Media
Putnam County, NY Securities Law Attorney with 38 years experience
(845) 225-2091 19 Benedict Pl
Carmel Hamlet, NY 10512
Free ConsultationSecurities and Stockbroker Fraud
Hofstra University
Gerard Romski
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer with 33 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School
Gerard Romski serves as Of Counsel at Rich, Intelisano & Katz, LLP. Mr. Romski practices in the areas of construction litigation, real estate and land use law, commercial law and government relations.

Mr. Romski holds a Bachelor of Arts from the New York Institute of Technology and received his Juris Doctor degree from Brooklyn Law School. He is a member of the bar of State of New York and is admitted to practice before the United States District Court for the Southern and Eastern District of New York and the Second Circuit Court of Appeals. Mr. Romski is on the Board...
Joseph Peter Allgor
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney with 21 years experience
(212) 897-5410 1185 6th Ave., 37th Floor
New York, NY 10036
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
UCLA School of Law
Joseph’s practice is concentrated in the areas of regulation of financial services firms, securities litigation and commercial litigation.
Nyarumba Nota Esq
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer with 20 years experience
(646) 808-0750 11 Broadway, Ste 615
New York, NY 10004
Free ConsultationSecurities, Business, Collections and Construction
I am a Barrister, Attorney and Counselor-at-Law admitted in New York, United Kingdom (England & Wales) and Anguilla, BWI. I assist Start-Ups, Businesses, Corporations, Hedge Funds and Individuals with representation in Court, Drafting documentation or agreements and carrying out comprehensive Legal Due Diligence for potential business partners, investors, financial services, high net worth individuals and legal communities.
Thomas Wolinetz
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer
(212) 202-3171 1441 Broadway
3rd Floor
New York, NY 10018
Free ConsultationSecurities and Employment
Hofstra University
David S. Rich
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer with 25 years experience
(212) 209-3972 155 East 44th Street
Sixth Floor
New York, NY 10017
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
Daniel J. Swayze
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney with 5 years experience
(212) 684-0300 915 Broadway
Suite 900
New York, NY 10010
Securities, Bankruptcy, Business and Construction
Boston College Law School
Daniel J. Swayze serves as an Associate at Rich, Intelisano & Katz, LLP, where his practice focuses on complex commercial, construction, and securities, and financial fraud litigation.

Mr. Swayze represents clients in a variety of matters including major contractors and owners involved in construction disputes, various entities with arguments arising out of complicated financial investments and transactions, parties involved in variety of employment disagreements, and shareholders involved in disputes over control, management, and intellectual property of commercial entities. He has also helped several clients enforce their rights as creditors in Bankruptcy Court, both in New York and New Jersey. Mr. Swayze...
Louis A Russo
Claimed Lawyer ProfileSocial MediaResponsive Law
New York County, NY Securities Law Lawyer with 12 years experience
(929) 262-1101 276 Fifth Avenue
Suite 704
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation, Bankruptcy and Business
Maurice A. Deane School of Law at Hofstra University
I help domestic and international businesses and their directors and officers resolve complex commercial litigation disputes through practical and economical pre-suit negotiations and, if necessary, litigation (federal and state), arbitration, and mediation.

For all of my clients, I strive to understand their businesses as well as they do and work efficiently to achieve their desired outcomes hopefully without need for litigation. All of my clients have come to expect that I will provide frank but value-added legal advice that empowers them to consider salient risks and act decisively.

I have successfully represented clients in a wide range of disputes involving corporate...
Joseph Potashnik
Claimed Lawyer ProfileBlawgsearch
New York County, NY Securities Law Lawyer with 14 years experience
(212) 577-6677 111 Broadway
Suite 1305
New York, NY 10006
Securities, Criminal Defense, Health Care and Stockbroker Fraud
My name is Joe Potashnik. I am the principal attorney at Joseph Potashnik & Associates We have offices in Manhattan and represent clients in four areas. 1. NYC residents that are under criminal investigation or have been arrested on State criminal charges. 2. We represent New York City residents that are under investigation or have been arrested on Federal Charges. 3. We represent professionals in the Medical and Healthcare field that might lose, or have lost, their professional license. 4. And we represent residents of New York City, or their family members, in all government investigations. We can assist any NYC resident and offer our legal...
Jessica Murzyn
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney with 20 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Consumer
University of Pennsylvania
Jessica A. Murzyn has been a senior counsel at Rich, Intelisano & Katz, LLP since April 2013. Ms. Murzyn represents individual and institutional investors in securities arbitrations and litigation against financial firms.

Prior to joining Rich, Intelisano & Katz, LLP, Ms. Murzyn was an associate at Friedman Kaplan Seiler & Adelman LLP from October 2008 to March 2013. At Friedman Kaplan, she represented a variety of individual and corporate clients in securities, real estate and general commercial litigation and arbitrations. For example, she represented a high net worth client in a FINRA arbitration against the client’s investment...
Ruth Jin
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer
(646) 863-3403 200 Park Avenue
Suite 1700
New York, NY 10166
Securities, Business and International
Georgetown University Law Center
Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....
Brent Adam Burns
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney with 26 years experience
New York City Bar Association
43 West 43rd Street, Ste. 229
New York, NY 10036-7424
Free ConsultationSecurities, Arbitration & Mediation, Employment and Stockbroker Fraud
New York Law School
The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
Darryl J. Bouganim
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer with 6 years experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Securities, Arbitration & Mediation, Employment and Stockbroker Fraud
Michigan State University
Darryl Bouganim is a securities attorney with an impressive track record in his representation of defrauded investors and securities industry employees with employment issues, having won awards and favorable verdicts against big securities brokerage firms. His practice focuses on securities fraud, commercial litigation, and securities employment or industry disputes. Mr. Bouganim provides top-notch legal representation to his clients in arbitration, court litigation, mediation, and regulatory matters.

Originally from Toronto, Canada, Mr. Bouganim relocated to the United States to practice law as part of his life mission to help others. Mr. Bouganim joined the Malecki Law team after a few years of...
William S. Shepherd
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney with 30 years experience
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities and Stockbroker Fraud
Georgetown University Law Center and South Texas College of Law
Mr. Richard Albert Luthmann Jr.
Claimed Lawyer ProfileSocial Media
Richmond County, NY Securities Law Attorney with 15 years experience
(718) 447-0003 1811 Victory Boulevard
Staten Island, NY 10314
Securities, Business, Elder and Estate Planning
University of Miami School of Law and New York Law School
Roman Begelfer
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney
(646) 948-9555 353 West 48th Street
4th Floor
New York, NY 10036
Free ConsultationSecurities, Business, Immigration and Trademarks
Boston University and Israeli College of Managment, School of Law
Ralph Stone
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer with 28 years experience
(212) 203-4864 1700 Broadway
41st Floor
New York, NY 10019
Securities, Business and Stockbroker Fraud
University of Texas School of Law
Ralph M. Stone, the founding partner, is recognized as a leading lawyer in the securities litigation, investor rights, and international discovery fields. He has represented public and private companies, hedge funds, and other institutional investors in a wide variety of commercial litigation in courts around the country and in FINRA and American Arbitration Association arbitrations, on creditor committees in international bankruptcies, and in various other forums. He actively represents and advises private banks and other non-U.S. institutions in major securities litigation, and he regularly represents and advises them in various hedge fund disputes and matters arising from collapsed funds. He...
Anthony George Mango
Claimed Lawyer Profile
New York County, NY Securities Law Lawyer with 26 years experience
(877) 464-2889 225 W 34th St
#1919
New York, NY 10122
Free ConsultationSecurities, Business, Employment and Entertainment & Sports
St. John's University School of Law and St. John's University School of Law
Mark Zafrin
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney
(212) 730-7700 800 Third Avenue
24th Floor
New York, NY 10022
Securities, Business, Health Care and Real Estate
New York University School of Law and St. John's University School of Law
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
Matthew Browndorf
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney with 16 years experience
(888) 690-5557 114 West 47th Street
Suite 1810
New York, NY 10036
Securities, Business and White Collar Crime
Robert Brian Volynsky
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer
(212) 202-3171 1441 Broadway
3rd Floor
New York, NY 10018
Securities and Stockbroker Fraud
Hofstra University
Robert J. Moses
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer with 27 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
John R. Menz
Claimed Lawyer ProfileSocial Media
Westchester County, NY Securities Law Attorney with 34 years experience
(914) 949-0222 1 N Lexington Ave
#1550
White Plains, NY 10601
Securities and Business
Columbia Law School
John R. Menz has represented corporate and individual clients in sophisticated legal matters concerning contract disputes, securities regulation, real property, product liability and employment law. He has litigated and arbitrated cases in a variety of forums, including federal courts, state courts, the American Arbitration Association, and the New York Stock Exchange. Mr. Menz offers corporate and individual clients a fluent understanding of the terms, conditions and strategies involved in complex financial transactions gained from his long legal experience and skills obtained as a former tax accountant at Price Waterhouse.

Mr. Menz has successfully defended claims against financial institutions in courts and...
Martin P. Russo
Claimed Lawyer Profile
New York County, NY Securities Law Attorney with 25 years experience
(212) 363-2000 350 5th Ave Ste 7230
New York, NY 10118-0110
Securities, Business and Criminal Defense
Harvard Law School
Martin P. Russo is an accomplished litigator with more than 20 years of experience handling complex business litigation in state and federal courts nationwide, as well as before a panoply of alternative dispute resolution forums. His practice includes sophisticated commercial disputes, financial services litigation, regulatory defense, white collar defense, corporate compliance and internal investigations for publicly-held and private companies in the?United States?and abroad.

Marty has developed a robust practice representing prominent local and international individuals and entities in multi-jurisdictional litigation. His ‘value-added’ and a key driver of success is the ability to craft and execute innovative strategies to accomplish his clients’...
Saboor H. AbdulJaami
Claimed Lawyer Profile
New York County, NY Securities Law Lawyer with 16 years experience
(646) 435-0668 410 Park Avenue
Suite 1530
New York, NY 10022
Securities, Business and International
New York University School of Law
Amy D'Agostino
Claimed Lawyer Profile
New York County, New York Securities Law Lawyer with 16 years experience
(212) 408-1023 30 Rockefeller Plaza
New York, NEW YORK 10112
Securities, Business and IP
Pace University School of Law
John M. Giordano
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney with 36 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Maurice A. Deane School of Law at Hofstra University
John M. Giordano is Of Counsel to Rich Intelisano & Katz. He brings over 30 years of experience, skill and knowledge to a broad array of legal matters. His practice areas include Business, Construction, Employment, International, Real Estate, and Securities Law. Mr. Giordano is committed to providing proactive, creative, and client-focused advocacy.

Mr. Giordano obtained his B.A. at Ithaca College. He earned his J.D. from Hofstra University School of Law. Mr. Giordano's jurisdictions include the State of New York and the United States District Courts in the Southern, Northern and Eastern Districts of New York.
Cesar Mejia Duenas
Claimed Lawyer Profile
Queens County, NY Securities Law Attorney
(212) 301-0575 30-97 Steinway Street, Suite 301A
Astoria, NY 11103
Securities, Arbitration & Mediation, Business and Immigration
University of Miami School of Law, University of Miami School of Law, Brooklyn Law School and Universidad Tecnológica de Honduras
Securities Attorneys in Nearby Cities

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