Attica, New York Securities Lawyers

Jonathan C Dunsmoor
Claimed Lawyer ProfileSocial Media
Buffalo, NY Securities Law Attorney with 8 years experience
(716) 371-1936 We are available by appointment only.
3407 Delaware Ave, Ste. 255
Buffalo, NY 14217
Free ConsultationSecurities, Business, Trademarks and White Collar Crime
SUNY Buffalo Law School and Elon University School of Law
Jonathan's practice helps businesses of all sizes grow whether it is from inception to a DPO (Direct Public Offering). We are here to provide you and your company with exceptional legal service in one of the most trying times of your business; growth. Additionally, Dunsmoor Law also helps clients with contract disputes, employer/employee agreements, and various other business matters.

Jonathan's prior experience includes being of counsel for a small, international securities firm and various areas of public interest law including a legal fellowship with the American Civil Liberties Union of Pennsylvania. Dunsmoor Law represents clients throughout the world regardless of size.

Experienced...
Benjamin Calkins Esq
Claimed Lawyer ProfileSocial Media
Hamburg, NY Securities Law Attorney with 36 years experience
(888) 415-1740 17 Long Avenue
110
Hamburg, NY 14075
Securities, Arbitration & Mediation, Business and Real Estate
University of Michigan Law School
Building a New Kind of Law Firm
Early in his career, a client told Ben: “You are the first lawyer I’ve ever met who did what he said, when he said, and for how much he said.” It shocked Ben that a client who had dealt with many attorneys would say that. Ben vowed to be a lawyer who did for clients what he would want done for himself. The Calkins Law Firm is different in three ways:
1. We are staffed with well educated, top-rated, and highly experience attorneys. We do not assign multiple lawyers to a client and our clients don’t...
Thomas Perry Setser
Claimed Lawyer ProfileSocial Media
Rochester, NY Securities Law Attorney with 20 years experience
(585) 492-4700 400 Linden Oaks
Suite 110
Rochester, NY 14625
Securities and Military
Mississippi College School of Law
Thomas P. Setser, a Senior Associate in Tully Rinckey PLLC’s Rochester office, possesses extensive courtroom experience in all matters of litigation, having served the last 19 years as a military defense counsel, civilian counsel and Assistant District Attorney.

Prior to joining Tully Rinckey, Thomas began his legal career as U. S. Navy Judge Advocate, where he served on active duty as a military defense counsel, legal assistance attorney, discipline officer and brig officer. Upon leaving active duty, he opened his own legal practice as a solo practitioner and continued his military service as a Navy Reservist. After a one-year...
Umar Farooq
Claimed Lawyer ProfileSocial Media
Buffalo, NY Securities Law Lawyer with 11 years experience
(716) 235-1825 Dig @ The Innovation Center
640 Ellicott Street, Suite 109
Buffalo, NY 14203
Free ConsultationSecurities, Business, Communications and IP
SUNY Buffalo Law School
When it comes to corporate and commercial law matters, you need an attorney that not only has a deep understanding of the law, but is passionate about your company’s continued success. With over eight years of experience practicing business law, including time at a global law firm, I provide personal service and practical solutions to tackle your most challenging legal issues. I also understand the importance of efficiently managing your legal budgets, which is why I offer flexible fee arrangements. To learn if I’m the right fit for your organization, schedule a free consultation today.
Kevin T. O'Brien
Claimed Lawyer ProfileSocial Media
Buffalo, NY Securities Law Lawyer with 19 years experience
(716) 885-1150 12 Fountain Plaza, Suite 600
Buffalo, NY 14202
Free ConsultationSecurities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Brooklyn Law School
Attorney focusing on FINRA Securities Arbitration, Consumer Protection and Professional Liability in Buffalo and Rochester, New York.
Mary Madeline Roberts
Claimed Lawyer ProfileQ&ASocial MediaResponsive Law
New York, NY Securities Law Lawyer with 4 years experience
(212) 859-5071 43 West 43rd Street, Ste. 182
New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email m.madeline.roberts@madelineroberts.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses  • art and entertainment law  • contract law, ranging from drafting, negotiating to review. • debt disputes  • commercial litigation  Contact us for a FREE INITIAL CONSULTATION: • Email: m.madeline.roberts@madelineroberts.com • Phone: (212) 859-5071  • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html
Jenice Malecki
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 27 years experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
Robert L. Herskovits
Claimed Lawyer ProfileSocial MediaResponsive Law
New York, NY Securities Law Lawyer
(212) 897-5410 1185 6th Ave., 37th Floor
New York, NY 10036
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Benjamin N. Cardozo School of Law
Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.

An active participant in the bar, Robert has...
Bradley L. Henry
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 13 years experience
(212) 813-2292 7 World Trade Center, 250 Greenwich Street
24th Floor
New York, NY 10006
Free ConsultationSecurities, Business, Criminal Defense and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
Bradley L. Henry is a leading white collar and federal criminal defense attorney with extensive experience handling complex criminal matters in state and federal trial and appellate courts throughout the country, including in the United States Supreme Court. Brad’s practice includes the representation of executives and other individuals in connection with a variety of federal and state offenses, including computer fraud and abuse, tax fraud, mail fraud, wire fraud, honest services fraud, money laundering, export violations, environmental crimes, bribery of government officials and theft of trade secrets.  In addition to his white collar practice, Brad also represents individuals charged with...
Adam Gana
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 13 years experience
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Appeals, Business and Employment
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.

Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
Ralph Behr
Claimed Lawyer ProfileQ&ABlawgsearchSocial MediaResponsive Law
New York, NY Securities Law Lawyer with 43 years experience
(800) 761-3446 260 Madison Ave
New York, NY 10016
Free ConsultationSecurities, Domestic Violence, Immigration and White Collar Crime
Maurice A. Deane School of Law at Hofstra University
Attorney Ralph Behr has been a prominent criminal trial attorney in Florida for over 30 years. His practice is 100% criminal trials, both Federal and State. Attorney Behr is the Chairman of the Criminal Law Committee of the South Palm Beach County Bar Association. Call if you have a criminal issue, have an immigration matter with criminal aspects, or want a consultation with Attorney Behr. Practicing in Miami, Fort Lauderdale, and New York, most of my work is cases of complexity and challenge. Your freedom is mine to protect! I have over thirty...
Ryan Gordon Blanch
Claimed Lawyer ProfileSocial MediaResponsive Law
New York, NY Securities Law Attorney with 19 years experience
(212) 268-9700 261 Madison Avenue
https://www.theblanchlawfirm.com
New York, NY 10016
Free ConsultationSecurities, Criminal Defense, Stockbroker Fraud and White Collar Crime
Southern Methodist University
Ryan Blanch is the founder and lead attorney of The Blanch Law Firm. Mr. Blanch is an experienced New York criminal defense lawyer handling all type of criminal matters. Such as government investigations, complex white-collar crimes, health care fraud, and felonies/misdemeanors.

Mr. Blanch worked as an intern-prosecutor with both the Los Angeles and San Francisco District Attorneys’ Offices. There he prosecuted hundreds of felonies at probable cause hearings in criminal court under the supervision of the District Attorney’s .

Over the course of his career, Mr. Blanch and his legal team have represented executives, attorneys, accountants, health care providers,...
Christopher J. Gray
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 22 years experience
(866) 966-9598 360 Lexington Ave
#1400
New York, NY 10017
Securities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Georgetown University
Christopher J. Gray has spent most of his career representing individuals and small businesses- almost exclusively as plaintiffs- in complex litigation, arbitrations, class actions, and trials and appeals in state and federal court.

Mr. Gray was admitted to the New York bar in 1997, is a member of the bars of the U.S. District Courts for the Eastern, Southern and Western Districts of New York, the U.S. District Courts for the Eastern and Northern Districts of Texas, the U.S. District Court for the District of North Dakota, the U.S. District Court for the Northern District of Ohio, the U.S. Court of...
Brian J. Neville
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 25 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York University School of Law
Brian J. Neville, a founding partner of Lax & Neville LLP, has significant experience in broker/dealer, securities, regulatory defense, employment and commercial litigation in arbitration forums and state and federal courts. He has arbitrated cases in at least 18 states and has been lead counsel on well over 500 matters.
Jeffrey Michael Haber
Claimed Lawyer ProfileQ&ASocial Media
New York, NY Securities Law Lawyer with 30 years experience
(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.

The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
Thomas P. Connolly
Claimed Lawyer ProfileBlawgsearch
Albany, NY Securities Law Attorney with 58 years experience
(518) 447-3303 677 Broadway
#500
Albany, NY 12207
Securities, Business and Real Estate
Thomas P. Connolly joined McNamee Lochner in 1966, has been a principal since 1970, and assumed the position as "Of Counsel" as of January 1, 2005. Tom's areas of concentration are public finance and securities, commercial and business litigation, and real estate.

Tom is admitted to practice law in Connecticut, the State of New York, the United States District Court for the Northern District of New York, the United States Court of Appeals for the Second Circuit, and the United States Supreme Court.
Kathryn Donnelly
Claimed Lawyer ProfileSocial Media
Vestal, NY Securities Law Lawyer with 20 years experience
(518) 218-7100 4100 Vestal Road
Suite 104
Vestal, NY 13850
Securities, Criminal Defense and Military
The University of Texas School of Law
As an associate with the firm, Kathryn concentrates her practice on military law; regularly handling cases involving Article 15s, letters of reprimand, courts-martial, security clearance and officer/enlisted separation proceedings. Kathryn’s nearly two decades of legal experience in military law, and her unique training as a military intelligence officer, enhances Tully Rinckey PLLC’s nationally-recognized military law practice.

Prior to joining the firm, Kathryn most recently worked as staff judge advocate for the Department of Defense Criminal Investigation Task Force. She provided legal support to special agents, intelligence analysts and support staff from all military branches, including deployed elements in Iraq, Afghanistan and...
Mark J. Astarita
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 37 years experience
(212) 509-6544 11 Broadway
#615
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Adam J. Heckler
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 6 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Bankruptcy, Business and Employment
St. John's University School of Law
Steven Cramer
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 25 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Steven Cramer is a partner at Rich, Intelisano & Katz, LLP. He focuses in the areas of commercial, construction and real estate litigation and arbitration, as well as counseling clients in contract negotiation and other transactions. Mr. Cramer’s clients include owners, contractors, private equity funds, design professionals, sureties, cooperatives and condominiums, and other businesses as well as individuals. Mr. Cramer was recognized as a "Super Lawyer" in the field of Construction Litigation in 2010.

Prior to Rich, Intelisano & Katz, LLP, Mr. Cramer served as a partner at Bauman Katz & Grill LLP, and an associate at Ross & Cohen and...
Brent Adam Burns
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 26 years experience
New York City Bar Association
43 West 43rd Street, Ste. 229
New York, NY 10036-7424
Free ConsultationSecurities, Arbitration & Mediation, Employment and Stockbroker Fraud
New York Law School
The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
Ekaterina Mouratova
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer
(212) 203-2460 222 Broadway, 19 floor
New York, NY 10038
Free ConsultationSecurities, Business, IP and Immigration
Pace Law School
I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.
Adam J. Weinstein
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Jonathan Kurta
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 11 years experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
Marc Fitapelli
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Real Estate and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
Samantha Plesser
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 9 years experience
(401) 935-9391 130 West 79th St
Apt. 3B
New York, NY 10024
Securities, Arbitration & Mediation, Employment and International
Cornell University
Samantha Plesser most recently received a Master of Science in Public Policy and Management from The New School of Public Engagement and is an attorney in New York City with more than five years’ experience monetizing labor and employment risks within government and corporate affairs teams of consumer goods, retail and professional services sectors. She also holds two Bachelor of Arts from Brown University and a Jurist Doctorate from Cornell Law School. Her diverse skills include researching and writing about regulatory policy, analyzing ROI, and increasing engagement across human rights, justice and supply chain issues. Realizing that to make a...
Marvin L. Frank
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 28 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
Irwin Weltz
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 26 years experience
(212) 202-3171 1441 Broadway
3rd Floor
New York, NY 10018
Free ConsultationSecurities, Employment and Stockbroker Fraud
New York Law School
Joseph Peter Allgor
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 20 years experience
(212) 897-5410 1185 6th Ave., 37th Floor
New York, NY 10036
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
UCLA School of Law
Joseph’s practice is concentrated in the areas of regulation of financial services firms, securities litigation and commercial litigation.
Bill Singer
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney
(212) 897-5410 1185 6th Ave., 37th Floor
New York, NY 10036
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
Frank Xu
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 12 years experience
(212) 488-2580 40 Wall Street
Suite 3301
New York, NY 10005
Securities, Business, Real Estate and Tax
The George Washington University Law School, Columbia Law School and Peking University Law School
A graduate of Peking University Law School, PRC and Columbia University Law School, Frank Xu is a learned, successful and aggressive advocate. Frank Xu advises small/medium firms, companies and institutions on capital investment, financing contracts and cross-border acquisitions, and provides in-depth research on related U.S. laws, rules and regulations. Frank Xu drafts international trade contracts, commercial and financing agreements, and manages related litigation. Frank Xu is admitted to the New York Supreme Court, United States District Court, S.D.N.Y., United States Federal Circuit, 2d Circuit, and Court of International Trade.
William S. Shepherd
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 29 years experience
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities and Stockbroker Fraud
Georgetown University Law Center and South Texas College of Law
Diane Mall Sammarco
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 20 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School and Binghamton Universit
Diane Mall Sammarco is Of Counsel to Rich, Intelisano & Katz, LLP. Ms. Sammarco represents investors in securities arbitration and litigation against financial firms, as well as employees in industry disputes and self-regulatory investigations. Ms. Sammarco joined the firm’s predecessor, Rich & Intelisano, LLP, in 2008.

In June 2010, Ms. Sammarco was part of the team at Rich & Intelisano, LLP that won the Bayou v. Goldman Sachs Execution & Clearing case: a $20.6 million FINRA arbitration award against Goldman Sachs related to the Bayou hedge fund fraud. The 18-day hearing generated a 100% recovery of the compensatory damages requested. It...
Ralph Stone
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 28 years experience
(212) 203-4864 1700 Broadway
41st Floor
New York, NY 10019
Securities, Business and Stockbroker Fraud
University of Texas School of Law
Ralph M. Stone, the founding partner, is recognized as a leading lawyer in the securities litigation, investor rights, and international discovery fields. He has represented public and private companies, hedge funds, and other institutional investors in a wide variety of commercial litigation in courts around the country and in FINRA and American Arbitration Association arbitrations, on creditor committees in international bankruptcies, and in various other forums. He actively represents and advises private banks and other non-U.S. institutions in major securities litigation, and he regularly represents and advises them in various hedge fund disputes and matters arising from collapsed funds. He...
Robert J. Moses
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 26 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
Robert W. Anderson
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 32 years experience
(212) 742-3390 26 Broadway
26th Floor
New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson’s practice emphasizes the particular needs of fast growing, entrepreneurial companies. He has extensive experience in representing business clients in connection with mergers and acquisitions, intellectual property matters, cybersecurity, securities law matters, internet law matters, and start up companies and business formations and operation.

Bob represents companies and investors involved in technology, manufacturing, health care, Internet, education, and other industries. He also serves as President of The Parlex Group, an international network of mid-sized law firms in Europe, Israel and Asia, which work together to handle cross-border transactions around the world.
John R. Menz
Claimed Lawyer ProfileSocial Media
White Plains, NY Securities Law Attorney with 33 years experience
(914) 949-0222 1 N Lexington Ave
#1550
White Plains, NY 10601
Securities and Business
Columbia Law School
John R. Menz has represented corporate and individual clients in sophisticated legal matters concerning contract disputes, securities regulation, real property, product liability and employment law. He has litigated and arbitrated cases in a variety of forums, including federal courts, state courts, the American Arbitration Association, and the New York Stock Exchange. Mr. Menz offers corporate and individual clients a fluent understanding of the terms, conditions and strategies involved in complex financial transactions gained from his long legal experience and skills obtained as a former tax accountant at Price Waterhouse.

Mr. Menz has successfully defended claims against financial institutions in courts and...
John Alexander Bates
Claimed Lawyer ProfileSocial Media
White Plains, NY Securities Law Attorney with 15 years experience
(914) 290-4100 707 Westchester Avenue
Suite 411
White Plains, NY 10604
Securities, Employment and Immigration
Seattle University School of Law
J. Alexander Bates is the founder and managing partner of The Bates Law Firm. He is a resident of Fairfield, Connecticut with over 10 years of experience working in large firms and corporations in New York and Connecticut. His practice involves representing clients in immigration, securities and employment law matters. He is currently licensed in New York. Originally from Millburn, NJ, he attended Deerfield Academy, Colorodo College and Seattle University School of Law before settling in Connecticut. He is a member of local national organizations including, American Immigration Lawyers Association, The Connecticut Sons...
Darryl J. Bouganim
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 5 years experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Securities, Arbitration & Mediation, Employment and Stockbroker Fraud
Michigan State University
Darryl Bouganim is a securities attorney with an impressive track record in his representation of defrauded investors and securities industry employees with employment issues, having won awards and favorable verdicts against big securities brokerage firms. His practice focuses on securities fraud, commercial litigation, and securities employment or industry disputes. Mr. Bouganim provides top-notch legal representation to his clients in arbitration, court litigation, mediation, and regulatory matters.

Originally from Toronto, Canada, Mr. Bouganim relocated to the United States to practice law as part of his life mission to help others. Mr. Bouganim joined the Malecki Law team after a few years of...
David S. Rich
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 24 years experience
(212) 209-3972 155 East 44th Street
Sixth Floor
New York, NY 10017
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
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