Lee County Securities Lawyers

Attorney Matthew Wolper earned his undergraduate degree from Florida State University before going on to earn his law degree from Nova Southeastern University. There, he graduated summa cum laude (top 2 percent in his class) and was a member of the Nova Law Review. He has dedicated his law career to investment law, representing wronged investors and brokerage employees. Prior to forming Wolper Law Firm, he was a partner with a national law firm. He worked there for the first fourteen years of his legal career, representing brokerage firms and big Wall Street banks in massive securities matters. The complexity...

Ms. Brooks focuses on corporate law (including mergers and acquisitions), business, contracts, venture capital, securities law and technology law. She represents clients in business acquisitions, dispositions and mergers, as well as providing ongoing counseling regarding business formation, corporate governance, contract law and ancillary legal issues. In regard to her technology law practice area, she counsels clients on software licenses, data licenses, software development agreements, hosting agreements, non-disclosure agreements, vendor agreements and various other information technology-related contracts

S. David Anton, Esquire is a third generation Tampa attorney with his office located in Tampa’s historic Ybor City. After graduation from Jesuit High School (class of 1977) in Tampa, Mr. Anton attended the University of Florida where he received a Bachelors Degree in Business Administration in 1981 with a major in Economics and Accounting. Thereafter, Mr. Anton attended the University Florida College of Law where he was bestowed a Juris Doctorate Degree in 1984. Now in practice for 29 years, S. David Anton is an active member of the Florida Bar Association and the Hillsborough County...

Mike Underwood was a key official at the predecessor of the Florida Department of Financial Services and authored many provisions of Florida securities and banking laws. Since leaving government, he has become recognized as a national leader in financial services regulation, especially in Florida. He represents securities broker-dealers, investment advisers, mortgage brokers, financial institutions and affiliated individuals in civil litigation, arbitration, regulatory investigations and enforcement actions. His experience includes defense of class actions, multi-district litigation and regular appearances before self-regulatory organizations as well as state and federal financial regulators.

Since 2000, I have helped business owners, professionals, and other people understand how the law affects them, their businesses, and their families, I have helped them deal with problems, and I have helped them realize opportunities. I've helped people with a wide range of legal matters including business ownership, mergers and acquisitions, private placements, commercial transactions, joint ventures, business succession planning, wills, trusts and estate planning, estate tax planning, asset protection planning, trust administration, probate administration, and federal and state taxation.

Harrison DuBosar is an associate at The DuBosar Law Group, P.A. Mr. DuBosar’s practice focuses on commercial litigation and appeals. Mr. DuBosar graduated from the Florida State University College of Law where he was the Treasurer of the Moot Court Board and an Associate Justice of the student Supreme Court. During law school, Mr. DuBosar was also a member of the Journal of Transnational Law and Policy and the Journal of Land Use and Environmental Law, where he was awarded Best Sub Citer. Additionally, Mr. DuBosar won the Best Brief Award and was a semi-finalist at the 2017 Kaufman Moot...

Mr. Soto is a skilled trial attorney who assists executives and companies facing securities fraud and cryptocurrency or commodities fraud investigations by the SEC, FINRA, CFTC, or criminal authorities. Mr. Soto is a former federal prosecutors and SEC trial attorney. Learn more at https://ffslawfirm.com/

www.KBLpc.com.

Jordan A. Shaw is a partner at Zebersky Payne Shaw Lewenz, LLP. He is Chair of the firm’s Consumer Litigation Practice Group and Co-Chair of the firm’s Commercial Litigation Practice Group. A Super Lawyers Rising Star from 2016 through 2020, Mr. Shaw represents individuals and businesses in matters involving complex commercial litigation, consumer litigation, financial services litigation, and class action litigation. Serving as outside general counsel for a number of businesses, Mr. Shaw also advises clients on corporate and transactional matters, such as stock and asset acquisitions, operating agreements, employment contracts, authorized retailer and wholesaler agreements, mall and retail lease...

Ian M. Ross represents clients in business disputes, commercial and securities litigation, class actions, and government investigations. He previously practiced as a litigation shareholder in Greenberg Traurig, P.A.’s Miami office; before that, he worked in the financial and securities litigation group in Sidley Austin LLP’s Chicago office.

Ian has extensive experience defending public and private corporations, limited liability companies, partnerships, directors, and officers in federal securities claims, state securities actions, shareholder derivative suits, breach of fiduciary duty actions, and claims arising out of complex commercial transactions. He also defends national manufacturers, retailers, and telecommunication companies in consumer class actions,...

Mr. Weigel is the president of Russell C. Weigel, III, P.A and a securities lawyer with over 25 years of legal experience. Prior to establishing the firm in 2005, for five years Mr. Weigel worked as a securities transactional and securities litigation attorney in private practice successively for two law firms where he assisted and advised on public company mergers, general corporate and securities regulatory compliance matters, defense of NYSE and SEC investigations, and prosecuted and defended securities arbitration and civil litigation matters.Between 1990 and 2001, Mr. Weigel worked for the Securities and Exchange Commission (also known as the SEC)...

Gary S. Menzer received his bachelor’s degree from the University of Central Florida and his Juris Doctor from St. Thomas University School of Law. Mr. Menzer began his career with Morgan Stanley as a financial advisor and later as a hedge fund trader. Mr. Menzer has held series 7, 31, 55 and 63 registrations. Prior to becoming a Founding Partner in Menzer & Hill, Mr. Menzer served as Vice President and Corporate Counsel for a publicly-traded broker-dealer. Having served as Corporate Counsel, Mr. Menzer brings a truly unique perspective and understanding of how broker-dealers defend against...

No person and no business are immune from cyber crime, whether by phishing, fake websites, malware, account compromise/takeover, fraudulent wire transfers, ransomware, identity theft, and vendor breaches.

Rosen Protection Law PLLC is a boutique cyber security law firm located in Boca Raton, Florida. We proactively assist our clients with cyber fraud prevention, managing cyber security risk and being prepared for cyber attacks. When clients suffer a disruptive attack or breach, we are engaged to assist our clients with incident response and recovery.

Kevin D. Rosen is the Firm’s Managing Attorney and member of The Florida Bar. Kevin has more than 20 years...

Lawton R. Graves is a litigation associate with experience handling matters involving securities disputes, regulatory investigations, compliance with state and federal securities laws, broker-dealers, financial services firms, business disputes, complex commercial litigation, personal injury, foreclosures, bankruptcy and collection matters. Mr. Graves graduated magna cum laude from the Florida State University College of Law in the top 10% of his class, was an active member of the FSU Law review, and received the Book Award as the best student in Secured Transactions (UCC: Article 9). Prior to attending law school, Mr. Graves earned his Bachelor’s degree in Finance from Florida...

Mr. Solomon concentrates his practice in hedge fund litigation/counseling, securities arbitration; general civil litigation and financial markets' transactional matters. Prior to becoming a Partner of McLaughlin & Stern, LLP, Mr. Solomon was associated with Greenberg Traurig LLP, resident in that firm's West Palm Beach offices, where his focus was managing and trying as lead counsel, a multitude of securities arbitration matters before the NASD (now FINRA) and the NYSE. He also litigated other securities fraud matters.

Prior to that, Mr. Solomon was associated with two prominent Chicago based law firms working on both financial market litigation and transaction matters,...