Eatonville Securities Lawyers

Attorney Hanley has focused her practice on representing investors nationwide who have lost their savings and retirement funds as a result of their brokerage accounts being mishandled. Attorney Hanley represents investors in claims against their brokers, broker dealers, investment advisors, financial advisors, and insurance companies. Attorney Hanley is experienced in providing representation for investors who have been the victims of financial fraud, negligence and unsuitable investments. Attorney Hanley has experience in prosecuting claims against the major Wall Street brokerage firms.

Attorney Hanley has extensive experience in the areas of securities litigation and arbitration, including securities class actions, numerous arbitrations...

Founder and Partner of Hamilton & Associates Law Group, P.A., an international corporate finance, securities, business and transactional law firm with offices in Boca Raton, Florida, 1998-Present. The firm represents issuers on the NASDAQ Stock Exchange (NASDAQ), NYSE Stock Exchange (NYSE) and OTC Markets in securities and corporate finance matters. Notable Experience & Engagements: • Initial Public Offerings (IPOs) and Direct Public Offerings (DPOs) • Listing of Issuers on NASDAQ and NYSE • Securities law disclosures and compliance for issuers on NASDAQ, NYSE and OTC Markets • Outside general counsel for domestic and international issuers • Securities offerings and/or going public transactions ranging from less than $1,000,000 to more than $300,000,000...

Jon has spent his entire legal career practicing securities. He handled over 1,000 securities matters and has successfully represented some of the most demanding clients in multi-million-dollar disputes throughout Florida and United States. He has represented individual and corporate clients in civil actions in state and federal court (at the trial and appellate level); in regulatory investigations; in arbitrations; and in private mediations.

Jon has handled a wide range of matters, including: (i) stockbroker misconduct and investment fraud disputes (including claims involving unsuitability, churning, unauthorized trading, failure to execute trades, failure to hedge, selling away, theft, research analyst conflicts of...

Bradford M. Gucciardo is an experienced attorney whose work is devoted almost exclusively to the representation of stock market investors who have been victims of stockbroker and brokerage firm misconduct. Specifically, Mr. Gucciardo helps brokerage firm customers recover stock market losses, most often of retirement savings, that they sustained as the result of mishandling of their brokerage accounts. After he earned a Bachelor of Arts degree in the study of English literature, creative writing and criminology from the University of South Florida, Mr. Gucciardo, a native New Yorker, returned to New York to attend St. John’s University School of...

I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora. I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!

David has been actively involved in the real estate world for over 7+ years serving as the Director of AAA Financial Corporation, CEO of Capital Funding Financial, and as Real Estate Agent, Mortgage Originator, & Attorney to a high net worth clientele. David graduated with numerous awards from the University of Miami with a degree in Finance & Accounting while starting for the #1 ranked Hurricanes as an outfielder on the baseball team. David went on to play for the Colorado Rockies before heading back to law school to specialize in real estate law. David proceeded to get his LL.M....

Mr. Sallah is an AV Preeminent® rated attorney who concentrates on securities and commodity futures regulation and enforcement, broker-dealer compliance and defense, receivership litigation, securities arbitration, and business litigation.

Since leaving the Securities and Exchange Commission in 2004, Mr. Sallah has represented national and regional brokerage firms, as well as publicly traded companies and individuals, in a variety of matters, including SEC, FINRA, stock exchange, and state regulatory investigations, congressional investigations, internal investigations, federal and state lawsuits, administrative actions, and arbitrations. He has successfully handled matters through trial, arbitration, and regulatory enforcement proceedings. Mr. Sallah has also represented individuals in Congressional...

For over 24 years, I have dedicated my legal skills to advising and zealously representing clients in a variety of areas, including Securities Arbitration, Business Litigation, Employment and Partnership Disputes, Breach of Contract, Fraud and Negligence Claims, Commercial Real Estate Leases, Professional Malpractice, and Intellectual Property Actions.

In addition to handling litigation matters, I also represent businesses and individuals in commercial and secured transactions as well as in drafting and negotiating general contracts (such as non-disclosure agreements, employment covenants, distribution contracts, licenses, etc.).

I have extensive experience representing all types of clients, from single individuals to Fortune 500 companies. ...

We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.

Ms. Anthony is an honors graduate from Florida State University College of Law and has been practicing law since 1993. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony headed the firm's legal and compliance department and coordinated all legal work for the firm including all aspects of FINRA and SEC regulations, FINRA arbitrations, and public and private transactions.

Mr. Blum spent many years in the financial services industry as a licensed stock and commodity broker trading for institutions and private individuals prior to becoming an attorney. He worked in the "pits" of the Commodity Exchange in the World Trade Center in New York. Mr. Blum then combined his extensive experience and knowledge of the securities industry with a law degree and joined one of the largest and most prestigious law firms in the world, with sixteen offices and over five hundred attorneys. Mr. Blum learned the inner workings of the arbitration process during his tenure at NASD Dispute Resolution,...

I represent start-up businesses and existing businesses that want to expand through franchising, licensing, dealerships, distributorships, private placement of securities. I also do business entity formation such as S corporations and LLC. I also represent buyers and sellers of businesses. I represent tenants in lease negotiation.

Mr. Doner was admitted to the Florida Bar in 1983 and has garnered a long list of professional accolades and accomplishments throughout his career, including having been admitted entry into the prestigious Million Dollar Advocates Forum. Adam is a Partner at the law offices of Gordon & Doner and provides a comprehensive range of both experience and knowledge to our firm.

Jeff McFarland received his Juris Doctor degree, with honors, from the University of Florida. He was the Managing Editor of the University of Florida Law Review and is a member of the Order of the Coif. Mr. McFarland was admitted to the Florida Bar in 1995. He focuses on business and corporate law, securities, mergers and acquisitions, venture capital and contracts. Following law school, Mr. McFarland spent eight years as an attorney in the corporate and government finance divisions of Foley & Lardner LLP, first as an associate and then as senior counsel. While with Foley & Lardner, Mr. McFarland's practice...

For over 35 years, the law office of Russell L. Forkey, P.A. has been representing investors, including seniors, in claims against brokerage firms and investment advisors, for among other things, fraud, negligence, breach of fiduciary, and violations of the federal and state securities laws with the goal of loss recovery. Additionally, we handle business and contract disputes in state and federal courts.

Attorney Matthew Wolper earned his undergraduate degree from Florida State University before going on to earn his law degree from Nova Southeastern University. There, he graduated summa cum laude (top 2 percent in his class) and was a member of the Nova Law Review. He has dedicated his law career to investment law, representing wronged investors and brokerage employees. Prior to forming Wolper Law Firm, he was a partner with a national law firm. He worked there for the first fourteen years of his legal career, representing brokerage firms and big Wall Street banks in massive securities matters. The complexity...

Cesar is an International Attorney specialized in business law, litigation, and cross-border investments. He assists start-ups and seasoned investors to structure their business efficiently, reducing risk and setting them up for success. His experience in dispute resolution and litigation allows him to provide comprehensive and top-notch advise zealously protecting the interest of his clients. He holds a J.D. and International Arbitration LL.M. from the University of Miami School of law, an LL.M. for Foreign-Trained Lawyers from Brooklyn Law School, and a Licenciatura en Derecho “Cum Laude” from the Universidad Tecnológica de Honduras. He is admitted to practice law in the states...

Joshua A. Katz practices in the areas of Securities Arbitration and Litigation, Complex Commercial Litigation, Securities Regulation and Enforcement, Receivership Litigation, and Broker-Dealer Compliance and Defense.

Since 2004, Mr. Katz has focused his practice in the area of broker-dealer arbitration before FINRA, or the Financial Industry Regulatory Authority, formerly known as the NASD or National Association of Securities Dealers. Mr. Katz has extensive experience representing public investors, brokers, and broker-dealers in arbitrations.

Prior to joining Sallah Astarita & Cox, Mr. Katz was an associate for the law firm of Klein & Sallah, LLC. He has advised and represented brokerage firms in proceedings...

DAVID P. JOHNSON received his Bachelor of Business Administration degree from the University of Michigan School of Business Administration and his law degree from Wayne State University. He has been Board Certified by the Florida Bar in Tax Law since 1995 and Board Certified by the Florida Bar in Wills, Trusts and Estates since 1996. He is one of thirty eight (38) of Florida's 100,000 attorneys to be Board Certified in both Tax Law and Wills, Trusts and Estates. Certification is the highest level of evaluation of an attorney's competency and experience in the areas approved by the Florida Supreme...

David A. Carter is a member of the Florida and Iowa Bar Associations. He has been practicing law since 1982 and in the Boca Raton, Florida area since 1990. He graduated from the University of South Florida with a degree in finance. He obtained his law degree from Drake University in Des Moines, Iowa in 1982. For seven years following graduation from law school, Mr. Carter practiced law with the Des Moines law firm of Neiman, Neiman, Stone & Spellman, P.C. where he specialized in bankruptcy law. Most of Mr. Carter’s clients are individuals or businesses in financial distress. He represents retirees...

Peter Mougey is a shareholder and the Chair of Levin Papantonio’s Securities and Business Litigation department. He concentrates his practice in the areas of complex litigation, financial services, and securities litigation, and whistleblower or qui tam litigation. Mr. Mougey has been recognized as one of Florida’s top 100 trial lawyers and a Florida Super Lawyer and has dedicated his career to championing individuals’ rights against the world’s largest companies. His peers have rated him AV Preeminent, the highest possible rating. Mr. Mougey has represented over 1,500 state, municipal, and institutional entities, as well as tribal sovereign nations, in litigation and arbitration...

Carl G. Hawkins is the Managing Attorney of the Law Offices of Carl G. Hawkins, PLLC, which has offices in Jacksonville, Florida. Mr. Hawkins practices international and corporate transactional law, securities law, intellectual property law, employment law, lien law, and business law. He has worked extensively in worldwide protection of trademarks and copyrights where he has worked with the United States Patent and Trademark Office (USPTO), the World Intellectual Property Organization (WIPO), the European Intellectual Property Organization (EUIPO). He serves as corporate counsel for several publicly traded and privately organized companies. Mr. Hawkins has compiled a repertoire of documents he...

Scott focuses his legal practice working with business owners to provide advice on asset protection, contract negotiations, corporate governance, and securities law. Scott’s experience includes extensive litigation experience that informs his approach to advising clients on various business transactions. While his practice is based in Florida, he is also admitted in Michigan and Illinois and has represented clients in many other jurisdictions.

Experienced attorney in Federal courts, Florida state courts and FINRA arbitration with focus in securities law, securities class actions, broker-dealer disputes and business law.

Firm Founder, Paul K. Silverberg, established this law firm in 2000 based on his legal training at one of the largest international law firms, judicial clerk internship for a federal judge, professional business consulting and vital roles as Vice President of Corporate Affairs, Director of Finance and General Counsel.

David is a versatile Florida attorney with a diverse background in corporate, trust, and investment law. He graduated from the University of Miami School of Law, where he was a finalist in the Charles C. Papy Moot Court Competition, and received highest honors in pretrial, trial, and business litigation skills. He possesses a substantial amount of pretrial, trial, and appellate litigation experience, having first chaired and second chaired multiple jury trials to verdict on both the plaintiff and defense side, while authoring a multitude of appellate briefs in Florida’s district courts of appeal, some of which resulted in...

Mr. Hunt received his Bachelor of Arts degree in business administration from Hanover College in 1983, and his Juris Doctor from the University of Dayton School of Law in 1986. He is a member of the Florida Bar, the United States District Court for the Middle District of Florida, the United States Court of Appeals for the Eleventh Circuit, and the United States Court of Appeals for the Ninth Circuit. Mr. Hunt was formally a member of Kiefner & Hunt, P.A. from 2003-Sept. 2006 and a shareholder with the Ft. Lauderdale, Florida law firm, Becker &...

Alexander regularly advises clients on corporate transactions, alternative investments, and Blockchain/Distributed Ledger Technology (DLT) related matters. He has helped companies raise capital through traditional and nontraditional vehicles, and advises clients on a variety of business arrangements. He has experience advising investors, entrepreneurs, and startups through the different stages of corporate growth, including acting as outside general counsel for several of these companies.

Prior to practicing law, over the span of 10 years, he successfully founded and operated several businesses in the legal-technology, human resources/outsourcing, and entertainment industries.

Alexander earned a Master’s degree in finance from Harvard University, where he served as a...

Mr. Murena has spent most of his career representing Federal and State Court-appointed Receivers, Monitors, Distribution Agents and other Fiduciaries, as well as defrauded investors, in government enforcement actions brought by the SEC, CFTC and FTC, clawback and class actions arising therefrom, and complex commercial and fraud litigation matters. Mr. Murena is an astute business litigator with extensive experience in both Federal and State Court, at the trial and appellate levels, representing individuals, small businesses, public companies, and Fiduciaries in commercial and real property disputes and in securities, commodities and consumer fraud litigation matters. Mr. Murena also routinely...

Todd M. Davis, Esq. is the owner and founder of the Davis Law Firm. Before founding the firm, Mr. Davis worked for Hinshaw & Culbertson LLP in Miami, Florida for several years where he practiced primarily in insurance and commercial disputes. Prior to going into private practice, Mr. Davis clerked for the Honorable Eugene E. Siler, Jr. in the United States Court of Appeals for the Sixth Circuit. In 2014, he was selected to the prestigious list of Florida Super Lawyers Rising Stars (Insurance Coverage), a distinction which less than 3% of attorneys in the state receive....

Lawton R. Graves is a litigation associate with experience handling matters involving securities disputes, regulatory investigations, compliance with state and federal securities laws, broker-dealers, financial services firms, business disputes, complex commercial litigation, personal injury, foreclosures, bankruptcy and collection matters. Mr. Graves graduated magna cum laude from the Florida State University College of Law in the top 10% of his class, was an active member of the FSU Law review, and received the Book Award as the best student in Secured Transactions (UCC: Article 9). Prior to attending law school, Mr. Graves earned his Bachelor’s degree in Finance from Florida...