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Laura Anthony
West Palm Beach, FL Securities Law Lawyer with 31 years of experience
Securities
Florida State University College of Law
Ms. Anthony is an honors graduate from Florida State University College of Law and has been practicing law since 1993. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony headed the firm's legal and compliance department and coordinated all legal work for the firm including all aspects of FINRA and SEC regulations, FINRA arbitrations, and public and private transactions.
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Michael G. Rapaport
Miami, FL Securities Law Lawyer
(888) 840-1571
Suntrust InternationaL Center
1 SE 3rd AVE, Suite 1670
Miami, FL 33131
Free ConsultationSecurities and Arbitration & Mediation
Florida International University College of Law, Florida State University College of Law and Florida State University College of Law
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Jordan Alexander Shaw
Fort Lauderdale, FL Securities Law Attorney with 9 years of experience
(954) 989-6333
110 Southeast 6th Street Suite 2900
Fort Lauderdale, FL 33301
Securities, Business and Consumer
University of Miami School of Law
Jordan A. Shaw is a partner at Zebersky Payne Shaw Lewenz, LLP. He is Chair of the firm’s Consumer Litigation Practice Group and Co-Chair of the firm’s Commercial Litigation Practice Group. A Super Lawyers Rising Star from 2016 through 2020, Mr. Shaw represents individuals and businesses in matters involving complex commercial litigation, consumer litigation, financial services litigation, and class action litigation. Serving as outside general counsel for a number of businesses, Mr. Shaw also advises clients on corporate and transactional matters, such as stock and asset acquisitions, operating agreements, employment contracts, authorized retailer and wholesaler agreements, mall and retail lease...
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Alexander Rodriguez
Miami, FL Securities Law Attorney with 10 years of experience
Securities, Business, Entertainment & Sports and IP
St. Thomas University
Alexander regularly advises clients on corporate transactions, alternative investments, and Blockchain/Distributed Ledger Technology (DLT) related matters. He has helped companies raise capital through traditional and nontraditional vehicles, and advises clients on a variety of business arrangements. He has experience advising investors, entrepreneurs, and startups through the different stages of corporate growth, including acting as outside general counsel for several of these companies.
Prior to practicing law, over the span of 10 years, he successfully founded and operated several businesses in the legal-technology, human resources/outsourcing, and entertainment industries.
Alexander earned a Master’s degree in finance from Harvard University, where he served as a...
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Thomas F. Shine
Indialantic, FL Securities Law Attorney with 43 years of experience
Securities
Florida State University College of Law, Cumberland School of Law, Samford University and Florida State University College of Law
Former SEC Enforcement Attorney (7-1/2 years)
Represented investors in claims against financial services providers for over 16 years
MBA
Formerly taught Investments and Corporate Finance in college
More biographical information at www.thomasfshinelaw.com
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Ian M. Ross
Miami, FL Securities Law Attorney with 18 years of experience
Securities
Duke University School of Law
Ian M. Ross represents clients in business disputes, commercial and securities litigation, class actions, and government investigations. He previously practiced as a litigation shareholder in Greenberg Traurig, P.A.’s Miami office; before that, he worked in the financial and securities litigation group in Sidley Austin LLP’s Chicago office.
Ian has extensive experience defending public and private corporations, limited liability companies, partnerships, directors, and officers in federal securities claims, state securities actions, shareholder derivative suits, breach of fiduciary duty actions, and claims arising out of complex commercial transactions. He also defends national manufacturers, retailers, and telecommunication companies in consumer class actions,...
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Al Hausauer
Melbourne, FL Securities Law Lawyer with 42 years of experience
Securities, Business and Stockbroker Fraud
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Harrison R DuBosar
Boca Raton, FL Securities Law Attorney with 6 years of experience
Securities, Appeals, Business and IP
Florida State University College of Law
Harrison DuBosar is an associate at The DuBosar Law Group, P.A. Mr. DuBosar’s practice focuses on commercial litigation and appeals. Mr. DuBosar graduated from the Florida State University College of Law where he was the Treasurer of the Moot Court Board and an Associate Justice of the student Supreme Court. During law school, Mr. DuBosar was also a member of the Journal of Transnational Law and Policy and the Journal of Land Use and Environmental Law, where he was awarded Best Sub Citer. Additionally, Mr. DuBosar won the Best Brief Award and was a semi-finalist at the 2017 Kaufman Moot...
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Peter James Mougey
Pensacola, FL Securities Law Attorney with 24 years of experience
Free ConsultationSecurities, Personal Injury and Products Liability
Cumberland School of Law, Samford University
Peter Mougey is a shareholder and the Chair of Levin Papantonio’s Securities and Business Litigation department. He concentrates his practice in the areas of complex litigation, financial services, and securities litigation, and whistleblower or qui tam litigation. Mr. Mougey has been recognized as one of Florida’s top 100 trial lawyers and a Florida Super Lawyer and has dedicated his career to championing individuals’ rights against the world’s largest companies.
His peers have rated him AV Preeminent, the highest possible rating. Mr. Mougey has represented over 1,500 state, municipal, and institutional entities, as well as tribal sovereign nations, in litigation and arbitration...
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Lawton R. Graves
Jacksonville, FL Securities Law Lawyer with 14 years of experience
Securities, Business, Employment and Stockbroker Fraud
Florida State University College of Law
Lawton R. Graves is a litigation associate with experience handling matters involving securities disputes, regulatory investigations, compliance with state and federal securities laws, broker-dealers, financial services firms, business disputes, complex commercial litigation, personal injury, foreclosures, bankruptcy and collection matters. Mr. Graves graduated magna cum laude from the Florida State University College of Law in the top 10% of his class, was an active member of the FSU Law review, and received the Book Award as the best student in Secured Transactions (UCC: Article 9). Prior to attending law school, Mr. Graves earned his Bachelor’s degree in Finance from Florida...
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David E. Wolff
Hallandale Beach, FL Securities Law Attorney with 11 years of experience
(954) 297-8687
801 North Federal Highway
Suite 212
Hallandale Beach, FL 33009
Securities, Business, Probate and Stockbroker Fraud
University of Miami
David is a versatile Florida attorney with a diverse background in corporate, trust, and investment law. He graduated from the University of Miami School of Law, where he was a finalist in the Charles C. Papy Moot Court Competition, and received highest honors in pretrial, trial, and business litigation skills. He possesses a substantial amount of pretrial, trial, and appellate litigation experience, having first chaired and second chaired multiple jury trials to verdict on both the plaintiff and defense side, while authoring a multitude of appellate briefs in Florida’s district courts of appeal, some of which resulted in...
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Robert Michael Underwood
Tallahassee, FL Securities Law Lawyer with 43 years of experience
Free ConsultationSecurities, Administrative and Business
University of Tennessee College of Law
Mike Underwood was a key official at the predecessor of the Florida Department of Financial Services and authored many provisions of Florida securities and banking laws. Since leaving government, he has become recognized as a national leader in financial services regulation, especially in Florida. He represents securities broker-dealers, investment advisers, mortgage brokers, financial institutions and affiliated individuals in civil litigation, arbitration, regulatory investigations and enforcement actions. His experience includes defense of class actions, multi-district litigation and regular appearances before self-regulatory organizations as well as state and federal financial regulators.
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Anthony C. Varbero
Ft. Lauderdale, FL Securities Law Attorney
Securities and Stockbroker Fraud
Brooklyn Law School
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Amanda K. Brooks
Jacksonville, FL Securities Law Lawyer with 11 years of experience
(904) 301-1269
One Independent Drive, Suite 1200
Jacksonville, FL 32202
Securities and Business
University of Florida
Ms. Brooks focuses on corporate law (including mergers and acquisitions), business, contracts, venture capital, securities law and technology law. She represents clients in business acquisitions, dispositions and mergers, as well as providing ongoing counseling regarding business formation, corporate governance, contract law and ancillary legal issues. In regard to her technology law practice area, she counsels clients on software licenses, data licenses, software development agreements, hosting agreements, non-disclosure agreements, vendor agreements and various other information technology-related contracts
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Bruce J. Berman
Miami, FL Securities Law Attorney with 51 years of experience
(305) 539-7415
Carlton Fields
100 S.E. Second St., Suite 4200
Miami, FL 33131-9101
Securities, Appeals, Arbitration & Mediation and Business
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Scott Lawrence Lampert
Boca Raton, FL Securities Law Lawyer with 28 years of experience
Securities, Business, IP and International
Nova Southeastern University
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Gary Menzer
Boca Raton, FL Securities Law Lawyer
(888) 923-9223
7280 West Palmetto Park Road
Suite 203
Boca Raton, FL 33433
Securities
Gary S. Menzer received his bachelor’s degree from the University of Central Florida and his Juris Doctor from St. Thomas University School of Law. Mr. Menzer began his career with Morgan Stanley as a financial advisor and later as a hedge fund trader. Mr. Menzer has held series 7, 31, 55 and 63 registrations. Prior to becoming a Founding Partner in Menzer & Hill, Mr. Menzer served as Vice President and Corporate Counsel for a publicly-traded broker-dealer. Having served as Corporate Counsel, Mr. Menzer brings a truly unique perspective and understanding of how broker-dealers defend against...
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Joseph Raymond Schwantes
Cooper City, FL Securities Law Lawyer with 14 years of experience
Securities, Business, Employment and International
University of Miami School of Law
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David A. Gehn
Boca Raton, FL Securities Law Attorney
(561) 910-5652
2101 NW Corporate Boulevard
Suite 218
Boca Raton, FL 33431
Securities, Criminal Defense and Stockbroker Fraud
New York Law School
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Eric Martin Norstedt
Boca Raton, FL Securities Law Lawyer with 26 years of experience
Boca Raton, FL
Free ConsultationSecurities and Real Estate
University of Miami School of Law
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Neil B. Solomon
West Palm Beach, FL Securities Law Lawyer
(561) 659-4020
CityPlace Office Tower
525 Okeechobee Blvd., Suite 1700
West Palm Beach, FL 33401
Securities, Arbitration & Mediation and Business
Mr. Solomon concentrates his practice in hedge fund litigation/counseling, securities arbitration; general civil litigation and financial markets' transactional matters. Prior to becoming a Partner of McLaughlin & Stern, LLP, Mr. Solomon was associated with Greenberg Traurig LLP, resident in that firm's West Palm Beach offices, where his focus was managing and trying as lead counsel, a multitude of securities arbitration matters before the NASD (now FINRA) and the NYSE. He also litigated other securities fraud matters.
Prior to that, Mr. Solomon was associated with two prominent Chicago based law firms working on both financial market litigation and transaction matters,...
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James Garfield Dodrill
Boca Raton, FL Securities Law Lawyer with 30 years of experience
Free ConsultationSecurities and Business
University of Miami School of Law
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Alejandro Soto
Coral Gables, FL Securities Law Attorney with 24 years of experience
Securities, Stockbroker Fraud and White Collar Crime
Mr. Soto is a skilled trial attorney who assists executives and companies facing securities fraud and cryptocurrency or commodities fraud investigations by the SEC, FINRA, CFTC, or criminal authorities. Mr. Soto is a former federal prosecutors and SEC trial attorney. Learn more at https://ffslawfirm.com/
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Philip Magri
Wilton Manors, FL Securities Law Attorney with 28 years of experience
Securities and Business
University of Virginia School of Law