Claimed Lawyer Profile
Robert Michael Underwood
Leon County, FL Securities Law Lawyer with 43 years of experience
Free ConsultationSecurities, Administrative and Business
University of Tennessee College of Law
Mike Underwood was a key official at the predecessor of the Florida Department of Financial Services and authored many provisions of Florida securities and banking laws. Since leaving government, he has become recognized as a national leader in financial services regulation, especially in Florida. He represents securities broker-dealers, investment advisers, mortgage brokers, financial institutions and affiliated individuals in civil litigation, arbitration, regulatory investigations and enforcement actions. His experience includes defense of class actions, multi-district litigation and regular appearances before self-regulatory organizations as well as state and federal financial regulators.
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Laura Anthony
Palm Beach County, FL Securities Law Lawyer with 31 years of experience
Securities
Florida State University College of Law
Ms. Anthony is an honors graduate from Florida State University College of Law and has been practicing law since 1993. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony headed the firm's legal and compliance department and coordinated all legal work for the firm including all aspects of FINRA and SEC regulations, FINRA arbitrations, and public and private transactions.
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Russell C. Weigel III
Miami-Dade County, FL Securities Law Attorney with 34 years of experience
Mr. Weigel is the president of Russell C. Weigel, III, P.A and a securities lawyer with over 25 years of legal experience. Prior to establishing the firm in 2005, for five years Mr. Weigel worked as a securities transactional and securities litigation attorney in private practice successively for two law firms where he assisted and advised on public company mergers, general corporate and securities regulatory compliance matters, defense of NYSE and SEC investigations, and prosecuted and defended securities arbitration and civil litigation matters.Between 1990 and 2001, Mr. Weigel worked for the Securities and Exchange Commission (also known as the SEC)...
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Matthew Wolper
Broward County, FL Securities Law Attorney
(754) 551-7388
1250 S Pine Island Road, Suite 325
Plantation, FL 33324
Securities
Nova Southeastern University
Attorney Matthew Wolper earned his undergraduate degree from Florida State University before going on to earn his law degree from Nova Southeastern University. There, he graduated summa cum laude (top 2 percent in his class) and was a member of the Nova Law Review.
He has dedicated his law career to investment law, representing wronged investors and brokerage employees. Prior to forming Wolper Law Firm, he was a partner with a national law firm. He worked there for the first fourteen years of his legal career, representing brokerage firms and big Wall Street banks in massive securities matters. The complexity...
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Kenneth Lerman
Palm Beach County, FL Securities Law Attorney with 37 years of experience
Securities, Business and Real Estate
Emory University School of Law
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David C. Casagrande
Broward County, FL Securities Law Lawyer
Free ConsultationSecurities and Stockbroker Fraud
Benjamin N. Cardozo School of Law
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Philip Bartlett
Miami-Dade County, FL Securities Law Lawyer with 16 years of experience
(305) 998-7504
201 South Biscayne Boulevard
28th Floor
Miami, FL 33131
Securities, Bankruptcy and Business
University of Miami School of Law
Philip Bartlett began his legal career with world prominent law firms in New York City, working with counsel on securities litigation and corporate financial disputes. During law school he interned with two prestigious securities litigators in the Miami area.
At the present time, his law firm Bartlett Legal is focused on providing representation in the following areas: securities litigation, securities offerings, banking regulation, payment systems regulation, corporate law, and bankruptcy. For his clients, he has successfully completed Chapter 11 reorganization, managed securities offerings, organized business policies and procedures related to board decisions, litigated securities cases, and...
Claimed Lawyer Profile
Thomas F. Shine
Brevard County, FL Securities Law Attorney with 43 years of experience
Securities
Florida State University College of Law, Cumberland School of Law, Samford University and Florida State University College of Law
Former SEC Enforcement Attorney (7-1/2 years)
Represented investors in claims against financial services providers for over 16 years
MBA
Formerly taught Investments and Corporate Finance in college
More biographical information at www.thomasfshinelaw.com
Claimed Lawyer Profile
Jordan Alexander Shaw
Broward County, FL Securities Law Attorney with 9 years of experience
(954) 989-6333
110 Southeast 6th Street Suite 2900
Fort Lauderdale, FL 33301
Securities, Business and Consumer
University of Miami School of Law
Jordan A. Shaw is a partner at Zebersky Payne Shaw Lewenz, LLP. He is Chair of the firm’s Consumer Litigation Practice Group and Co-Chair of the firm’s Commercial Litigation Practice Group. A Super Lawyers Rising Star from 2016 through 2020, Mr. Shaw represents individuals and businesses in matters involving complex commercial litigation, consumer litigation, financial services litigation, and class action litigation. Serving as outside general counsel for a number of businesses, Mr. Shaw also advises clients on corporate and transactional matters, such as stock and asset acquisitions, operating agreements, employment contracts, authorized retailer and wholesaler agreements, mall and retail lease...
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Alejandro Soto
Miami-Dade County, FL Securities Law Attorney with 24 years of experience
Securities, Stockbroker Fraud and White Collar Crime
Mr. Soto is a skilled trial attorney who assists executives and companies facing securities fraud and cryptocurrency or commodities fraud investigations by the SEC, FINRA, CFTC, or criminal authorities. Mr. Soto is a former federal prosecutors and SEC trial attorney. Learn more at https://ffslawfirm.com/
Claimed Lawyer Profile
Al Hausauer
Brevard County, FL Securities Law Lawyer with 42 years of experience
Securities, Business and Stockbroker Fraud
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Paul Silverberg
Broward County, FL Securities Law Attorney with 25 years of experience
Free ConsultationSecurities, Business, Employment and International
Firm Founder, Paul K. Silverberg, established this law firm in 2000 based on his legal training at one of the largest international law firms, judicial clerk internship for a federal judge, professional business consulting and vital roles as Vice President of Corporate Affairs, Director of Finance and General Counsel.
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Scott Lawrence Lampert
Palm Beach County, FL Securities Law Lawyer with 28 years of experience
Securities, Business, IP and International
Nova Southeastern University
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Bruce J. Berman
Miami-Dade County, FL Securities Law Attorney with 51 years of experience
(305) 539-7415
Carlton Fields
100 S.E. Second St., Suite 4200
Miami, FL 33131-9101
Securities, Appeals, Arbitration & Mediation and Business
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Neil B. Solomon
Palm Beach County, FL Securities Law Lawyer
(561) 659-4020
CityPlace Office Tower
525 Okeechobee Blvd., Suite 1700
West Palm Beach, FL 33401
Securities, Arbitration & Mediation and Business
Mr. Solomon concentrates his practice in hedge fund litigation/counseling, securities arbitration; general civil litigation and financial markets' transactional matters. Prior to becoming a Partner of McLaughlin & Stern, LLP, Mr. Solomon was associated with Greenberg Traurig LLP, resident in that firm's West Palm Beach offices, where his focus was managing and trying as lead counsel, a multitude of securities arbitration matters before the NASD (now FINRA) and the NYSE. He also litigated other securities fraud matters.
Prior to that, Mr. Solomon was associated with two prominent Chicago based law firms working on both financial market litigation and transaction matters,...
Claimed Lawyer Profile
Peter James Mougey
Escambia County, FL Securities Law Attorney with 24 years of experience
Free ConsultationSecurities, Personal Injury and Products Liability
Cumberland School of Law, Samford University
Peter Mougey is a shareholder and the Chair of Levin Papantonio’s Securities and Business Litigation department. He concentrates his practice in the areas of complex litigation, financial services, and securities litigation, and whistleblower or qui tam litigation. Mr. Mougey has been recognized as one of Florida’s top 100 trial lawyers and a Florida Super Lawyer and has dedicated his career to championing individuals’ rights against the world’s largest companies.
His peers have rated him AV Preeminent, the highest possible rating. Mr. Mougey has represented over 1,500 state, municipal, and institutional entities, as well as tribal sovereign nations, in litigation and arbitration...
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Amanda K. Brooks
Duval County, FL Securities Law Lawyer with 11 years of experience
(904) 301-1269
One Independent Drive, Suite 1200
Jacksonville, FL 32202
Securities and Business
University of Florida
Ms. Brooks focuses on corporate law (including mergers and acquisitions), business, contracts, venture capital, securities law and technology law. She represents clients in business acquisitions, dispositions and mergers, as well as providing ongoing counseling regarding business formation, corporate governance, contract law and ancillary legal issues. In regard to her technology law practice area, she counsels clients on software licenses, data licenses, software development agreements, hosting agreements, non-disclosure agreements, vendor agreements and various other information technology-related contracts
Claimed Lawyer Profile
David A. Gehn
Palm Beach County, FL Securities Law Attorney
(561) 910-5652
2101 NW Corporate Boulevard
Suite 218
Boca Raton, FL 33431
Securities, Criminal Defense and Stockbroker Fraud
New York Law School
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Trevor K Brewer
Orange County, FL Securities Law Attorney with 23 years of experience
Securities, Business, Estate Planning and Probate
Emory University
Since 2000, I have helped business owners, professionals, and other people understand how the law affects them, their businesses, and their families, I have helped them deal with problems, and I have helped them realize opportunities. I've helped people with a wide range of legal matters including business ownership, mergers and acquisitions, private placements, commercial transactions, joint ventures, business succession planning, wills, trusts and estate planning, estate tax planning, asset protection planning, trust administration, probate administration, and federal and state taxation.
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Kevin Dale Rosen
Palm Beach County, FL Securities Law Attorney with 28 years of experience
(561) 289-1566
980 North Federal Highway
Suite 110
Boca Raton, FL 33432
Securities, Communications and Stockbroker Fraud
No person and no business are immune from cyber crime, whether by phishing, fake websites, malware, account compromise/takeover, fraudulent wire transfers, ransomware, identity theft, and vendor breaches.
Rosen Protection Law PLLC is a boutique cyber security law firm located in Boca Raton, Florida. We proactively assist our clients with cyber fraud prevention, managing cyber security risk and being prepared for cyber attacks. When clients suffer a disruptive attack or breach, we are engaged to assist our clients with incident response and recovery.
Kevin D. Rosen is the Firm’s Managing Attorney and member of The Florida Bar. Kevin has more than 20 years...
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Eric Martin Norstedt
Boca Raton, FL Securities Law Lawyer with 26 years of experience
Boca Raton, FL
Free ConsultationSecurities and Real Estate
University of Miami School of Law
Claimed Lawyer Profile
James Garfield Dodrill
Palm Beach County, FL Securities Law Lawyer with 30 years of experience
Free ConsultationSecurities and Business
University of Miami School of Law
Claimed Lawyer Profile
Lawton R. Graves
Duval County, FL Securities Law Lawyer with 14 years of experience
Securities, Business, Employment and Stockbroker Fraud
Florida State University College of Law
Lawton R. Graves is a litigation associate with experience handling matters involving securities disputes, regulatory investigations, compliance with state and federal securities laws, broker-dealers, financial services firms, business disputes, complex commercial litigation, personal injury, foreclosures, bankruptcy and collection matters. Mr. Graves graduated magna cum laude from the Florida State University College of Law in the top 10% of his class, was an active member of the FSU Law review, and received the Book Award as the best student in Secured Transactions (UCC: Article 9). Prior to attending law school, Mr. Graves earned his Bachelor’s degree in Finance from Florida...
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Philip Magri
Broward County, FL Securities Law Attorney with 28 years of experience
Securities and Business
University of Virginia School of Law