Yettem Securities Lawyers

Anthony F. Geraci
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Anthony F. Geraci
Irvine, CA Securities Law Attorney with 19 years of experience
(949) 379-2600 90 Discovery
Irvine, CA 92618
Securities, Business and Real Estate
Chapman Univ School of Law
Anthony Geraci is the managing partner of the Geraci Law Firm. He is a leading expert in mortgage lending and securities law and has authored numerous articles on real estate finance and securities subjects. Mr. Geraci is a leader in creating national mortgage pools and mortgage funds as well as sophisticated net branching arrangements among several mortgage companies.
Michael N. Steuch
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Michael N. Steuch
Los Angeles, CA Securities Law Lawyer with 26 years of experience
(310) 712-6817 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California - Los Angeles
Michael N. Steuch is a Business Law attorney specializing in Mergers & Acquisitions, Equity & Debt Financing, and Outside General Counsel matters. With over 20 years of experience, he provides California businesses with trusted legal advocacy.

A highly skilled professional, Michael is committed to superior representation focused on meeting the needs of his clients. Visit his website to see representative experience and transactions, or call for a consultation.

Michael earned his J.D. from UCLA in 1998. He has been recognized by M&A Advisor and named a Southern California Rising Star by Los Angeles Magazine.
Karen (Xiaorong) Chen
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Karen (Xiaorong) Chen
San Jose, CA Securities Law Lawyer
(408) 441-7500 1754 Technology Drive
Suite 135
San Jose, CA 95110
Securities, Business and Real Estate
Santa Clara University School of Law
Robert Pardo
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Robert Pardo
Los Angeles, CA Securities Law Lawyer with 37 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Loyola Law School, Los Angeles
Glenn Fuller
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Glenn Fuller
Los Angeles, CA Securities Law Attorney with 32 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Loyola Law School, Los Angeles
Glenn Fuller is a partner and business lawyer with Raines Feldman LLP, where his practice centers on a wide array of matters including real estate acquisition, financing, and leasing of a variety of commercial urban and regional development, redevelopment and revitalization projects.
Mario Fausto
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Mario Fausto
San Carlos, CA Securities Law Lawyer with 24 years of experience
(650) 948-6114 1001 Laurel Street
Suite C.
San Carlos, CA 94070
Free ConsultationSecurities, Business, IP and Real Estate
Santa Clara University School of Law
Roger E. Naghash
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Roger E. Naghash
Irvine, CA Securities Law Attorney with 28 years of experience
(949) 955-1000 19800 MacArthur Boulevard
Suite 1000
Irvine, CA 92612-2433
Free ConsultationSecurities, Bankruptcy, Business and Consumer
Western State College of Law at Argosy University
Roger E. Naghash is dedicated to aggressively advocating for the rights and interests of his clients in a broad range of legal matters. He provides customized legal services and representation to fit the specific needs of each client. Always with honesty and integrity, Roger is a fierce advocate who fights for the justice his clients are entitled to under state and federal laws. He is committed to keeping clients informed and involved, and pursuing the best possible outcomes with quality, hands-on, and affordable service.

Roger earned his B.S. from Western State University and his J.D. from Western State University College of...
David Young
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David Young
Los Angeles, CA Securities Law Lawyer with 59 years of experience
(310) 575-0308 11845 W. Olympic Blvd., Suite 1110
Los Angeles, CA 90064
Securities, Antitrust, Business and Environmental
Mr. Young is a graduate of Harvard College and The Cornell Law School. He was Law Clerk to the Chief Justice of the Supreme Court of Alaska, and Assistant Attorney General of Alaska. Mr. Young was a member of the legal team involved in the structuring and financing of the Trans-Alaska Oil Pipeline, one of the largest construction projects in the United States. He was further involved in the litigation which allowed the Trans-Alaska Oil Pipeline to be successfully built. Besides business transactions and litigation, Mr. Young is experienced in complex litigation against State and Federal Governments and Agencies, including...
Patrick Delahunty
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Patrick Delahunty
San Francisco, CA Securities Law Lawyer with 15 years of experience
(415) 891-6215 4 Embarcadero Center
Suite 1400
San Francisco, CA 94111
Securities, Antitrust, Stockbroker Fraud and White Collar Crime
University of Washington School of Law
Patrick Delahunty is a former federal prosecutor and a seasoned trial attorney with more than 15 years of experience litigating in federal and state courts. Patrick’s practice focuses on white-collar criminal investigations and litigation resulting from them, including regulatory issues and corporate litigation. He guides his clients with clear advice about their options, legal risks, and—most importantly—the full spectrum of their rights that he will vigorously protect. At each step of the way, he looks for efficient and cost-effective solutions. He has a long track record of securing successful outcomes for his clients with this approach. Prior to...
William Richard Restis
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William Richard Restis
San Diego, CA Securities Law Attorney with 17 years of experience
(619) 270-8383 402 West Broadway
Suite 1520
San Diego, CA 92101
Securities, Business, Consumer and Stockbroker Fraud
Univ of San Diego School of Law
For over a decade, I have been litigating complex, multi-district, and multi-party lawsuits. I recovered over two hundred million dollars in value for clients and literally changed the law to help protect them.

Because I am routinely involved in “bet the company” litigation, I face (teams of) the best attorneys in America. This forces me to compete at the highest levels and hone my craft. My competence in the most complex litigation makes victory in ordinary disputes easier. Your opponents play checkers while we play chess.

After considerable professional success, in 2016 I decided to take a sabbatical from the practice...
Jeffrey Wittenberg
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Jeffrey Wittenberg
Santa Monica, CA Securities Law Attorney with 21 years of experience
(877) 352-2010 2665 Main Street, Suite 240B
Santa Monica, CA 90405
Free ConsultationSecurities, Business and Stockbroker Fraud
University of California - Berkeley
Mr. Wittenberg began a career on Wall Street 20 years ago. He then attended Berkeley Law where he focused his legal education and securities and business transactions. Upon graduating, Mr. Wittenberg was recruited by large law firms to work on tens of billions of dollars of securities offerings and business transactions. Mr. Wittenberg founded Wittenberg Law several years ago to provide more personalized service to people who are seeking representation from a law firm who will champion their cause, provide strategies and diligence that will achieve their goals, and assist in helping them be winners.
Kresimir Peharda
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Kresimir Peharda
Santa Monica, CA Securities Law Lawyer with 29 years of experience
(424) 258-0643 1659 11th St
Ste 201
Santa Monica, CA 90404
Securities, Business, Cannabis Law and Real Estate
Pepperdine Univ School of Law and Pepperdine University School of Law
Kresimir Peharda is a corporate and M&A attorney.

Kresimir advises on commercial agreements, corporate and corporate governance, investment, M&A, and securities. He represents private equity funds, multi state operators, and public companies in acquisitions and vertically integrated companies in sales, financing and reorganization transactions.

Kresimir has represented companies in all stages of development from start-ups to public reporting companies in various industries including education, healthcare, real estate, technology and software. His clients benefit from his experience representing public companies and hands-on operational experience in three start-ups, two in healthcare and one in real estate.

His clients...
Nicholas J Guiliano
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Nicholas J Guiliano
Los Angeles, CA Securities Law Lawyer with 28 years of experience
(877) 732-2889 1260 South Soto Street, Suite 7
Los Angeles, CA 90023
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Temple University Beasley School of Law
We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.
Paul W. Thomas
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Paul W. Thomas
Carlsbad, CA Securities Law Attorney with 36 years of experience
(800) 797-9888 701 Palomar Airport Drive
Suite 300
Carlsbad, CA 92011
Securities and Stockbroker Fraud
University of Florida College of Law
Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...
Dennis Gene Merenbach
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Dennis Gene Merenbach
Santa Barbara, CA Securities Law Lawyer with 58 years of experience
(805) 963-4484 225 E Carrillo St
Santa Barbara, CA 93101
Free ConsultationSecurities, Criminal Defense, Divorce and Personal Injury
Loyola Law School
The Law Firm of Dennis G. Merenbach is a full service law firm representing and advising clients in the many different areas of law. Mr. Merenbach's academic credential and professional experience are of the highest caliber. Mr. Merenbach is committed to the pursuit of excellence, communicate effectively, and demonstrate personal and professional ethics, as well as the utmost concern for my clients.
M. Tilden Moschetti
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M. Tilden Moschetti
Calabasas, CA Securities Law Lawyer with 19 years of experience
(818) 696-5007 23901 Calabasas Rd
Suite 1069
Calabasas, CA 91302
Free ConsultationSecurities
University of San Francisco School of Law, San Francisco, California
Jeffrey Patrick Lendrum
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Jeffrey Patrick Lendrum
San Diego, CA Securities Law Attorney with 35 years of experience
(888) 809-7832 600 West Broadway
Suite 700
San Diego, CA 92101
Free ConsultationSecurities and Stockbroker Fraud
University of the Pacific, McGeorge School of Law
Jeffrey Lendrum’s practice is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty.

Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select attorneys who demonstrate preeminent legal abilities and the highest ethical standards.

As a former prosecutor, federal law clerk, and lawyer for fortune 500 companies, Mr. Lendrum has the knowledge, experience and track record to create winning strategies for his clients. Whether your...
Ryan S. Cook
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Ryan S. Cook
San Francisco, CA Securities Law Lawyer with 12 years of experience
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Securities, Elder, Estate Planning and Stockbroker Fraud
South Texas College of Law
As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Ryan Cook maintains an active securities arbitration and litigation practice. Mr. Cook has worked on numerous cases dealing with individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers.

Prior to beginning his law practice, Mr. Cook worked in the securities industry as a licensed and registered representative with a large broker/dealer. He received his Juris Doctor (JD) degree from South Texas College of Law, where he earned his degree Summa Cum Laude (with highest honor) as the graduating salutatorian. Mr. Cook...
Samantha Smith
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Samantha Smith
Irvine, CA Securities Law Attorney with 20 years of experience
(949) 379-6250 9811 Irvine Center Dr
Suite 100
Irvine, CA 92618
Free ConsultationSecurities, Consumer, Employment and Products Liability
University of California College of the Law, San Francisco
Since 2004, Ms. Smith has dedicated her practice to representing individuals - including employees and consumers - in complex litigation against some of America's largest companies. She has successfully fought for these plaintiffs in cases involving labor law (wage and hour) violations, consumer fraud, unfair competition, securities fraud, antitrust, asbestos exposure and defective products.

Prior to joining Aegis Law Firm, Ms. Smith worked with the Hon. Scott B. Cooper at The Cooper Law Firm prior to him being appointed to a judgeship with the Orange County Superior Court, where they represented employees and consumers in wage and hour and consumer...
Philip Earl Cook
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Philip Earl Cook
Los Angeles, CA Securities Law Lawyer with 33 years of experience
(213) 988-6100 707 Wilshire Blvd.
Suite 3600
Los Angeles, CA 90017
Securities, Arbitration & Mediation, Business and Insurance Claims
UCLA School of Law
Phil Cook is a first-chair business trial lawyer with experience in jury and bench trials, as well as domestic and international arbitrations before AAA, FINRA and ICC panels. He has argued appeals in the Ninth Circuit and the California Court of Appeal.

Although Phil focuses on policyholder insurance recovery, corporate governance and partnership disputes, and securities and financial products claims, he has represented clients in individual and class action cases involving contract disputes, Business and Professions Code section 17200 claims and other business torts, antitrust and trade regulation, patent and trademark infringement, trade secrets, product liability and toxic torts, governmental...
Chad Michael Kohler
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Chad Michael Kohler
Los Angeles, CA Securities Law Lawyer with 23 years of experience
(310) 623-4562 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Securities, Arbitration & Mediation and Stockbroker Fraud
Case Western Reserve University
Chad M. Kohler, an associate attorney at Meyer Wilson, LPA, was born in Sidney, Ohio. He attended the University of Dayton and graduated cum laude in 1998 with a B.A. After earning his undergraduate degree, he attended the Case Western Reserve University School of Law and earned his J.D. in 2001. After graduating from law school, Mr. Kohler focused his practice on business litigation involving contracts, fiduciary relationships, and business torts. Later, he worked as a stockbroker at one of the nation's largest brokerage firms and obtained his Series 7, 63, and 65 securities licenses. In addition, Mr. Kohler has managed regulatory...
Deanna Whitestone
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Deanna Whitestone
Los Angeles, CA Securities Law Lawyer with 19 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities and Business
Southwestern Law School
Peter Marshall
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Peter Marshall
Los Angeles, CA Securities Law Attorney
(310) 424-4082 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Marnie Cherie Lambert
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Marnie Cherie Lambert
San Francisco, CA Securities Law Lawyer with 30 years of experience
(888) 203-7833 One Embarcadero Center
Suite 500
San Francisco, CA 94111
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Pepperdine University
Marnie C. Lambert, the founding member of Lambert Law Firm, LLC, is licensed to practice law in all state courts and federal district courts in Ohio and California. She has spent most of her legal career representing consumers in complex civil litigation, commercial litigation, securities litigation and class actions. She has also represented clients seeking recovery for personal injuries, wrongful death and various business torts. Ms. Lambert received her juris doctorate from Pepperdine University School of Law in 1992. She spent the first five years after law school working in Los Angeles, California for a large international law firm....
Mark Toshiro Hiraide
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Mark Toshiro Hiraide
Los Angeles, CA Securities Law Lawyer with 38 years of experience
(310) 312-3768 2049 Century Park E
18TH FLOOR
Los Angeles, CA 90067
Securities, Business and Stockbroker Fraud
University of Southern California Gould School of Law
Mark is a capital markets attorney known among his colleagues for his expertise in corporate and securities law. He counsels clients in raising capital online (tokens, coins, STOs, digital assets and other "securities"). He offers unique insight and perspective to his clients because of his experience in private practice representing both public and private companies in business transactions and courtroom securities litigation for more than twenty-five years and serving in senior positions as an attorney with the U.S. Securities and Exchange Commission and as a Special Assistant United States Attorney for eight years. While Mark's clients include other attorneys, his passion...
Kyle Kirk Lauby
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Kyle Kirk Lauby
Riverside, CA Securities Law Lawyer with 20 years of experience
(951) 320-1444 4590 Allstate Drive
Riverside, CA 92501
Securities, Antitrust, Consumer and Medical Malpractice
UCLA School of Law
Kyle K. Lauby is a partner in the Riverside office of Fernandez & Lauby. Mr. Lauby graduated in 2003 from the University of California at Los Angeles School of Law with a specialization in business law. In 1999, he graduated magna cum laude from Arizona State University with a Bachelor of Science degree in Business. Mr. Lauby is admitted to practice in the State of California and before the United States District Court for the Central District of California. He has litigated cases in a variety of practice areas, including construction defect, wrongful death, personal injury, securities fraud, antitrust, and general...
William Newman
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William Newman
Los Angeles, CA Securities Law Lawyer
(310) 201-3540 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California, Berkeley School of Law
Martin Ross Sances
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Martin Ross Sances
Lafayette, CA Securities Law Lawyer with 29 years of experience
(925) 284-2810 3736 Mt. Diablo Blvd.
Suite 300
Lafayette, CA 94549
Securities, Business, Construction and Insurance Claims
Univ of Wisconsin Law School
Areas of Expertise

Business advice and counseling
Contract drafting and review
Corporate structure and transactions
Licensing and regulation
Employment and labor negotiation
Insurance coverage and claims handling
Education

B.A., Colgate University, 1991
Phi Beta Kappa, Magna Cum Laude
J.D., University of Wisconsin Law School, 1994

Martin is an experienced business attorney who facilitates transactions while minimizing the risks and pitfalls facing his clients. Martin takes a “can-do” approach to legal problems that focuses on crafting deals through an integrative and value creating process rather than conflict.
Ronald Altman
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Ronald Altman
Los Angeles, CA Securities Law Lawyer with 40 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
University of San Francisco School of Law and University of California - Berkeley
Dallas Verhagen
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Dallas Verhagen
Santa Barbara, CA Securities Law Attorney with 7 years of experience
(805) 966-4225 820 State St
4th Floor
Santa Barbara, CA 93101
Securities, Business, Cannabis Law and Communications
Pepperdine University
Dallas Verhagen is an attorney at Fauver, Large, Archbald & Spray, LLP with a practice focused on transactional business matters. Dallas represents startups and small and large businesses in various industries, including tech, retail, manufacturing, transportation, professional services, marketing and media management, cosmetics, cannabis, food and beverage, and consulting. Dallas advises entrepreneurs, startups, and small and large businesses in all areas of business law, including the formation of business entities, negotiating and drafting employment agreements, implementing employee equity incentive agreements and plans, fundraising transactions, risk management, mergers and acquisitions, and more. Dallas also serves as outside general counsel for many...
Ju Yeon Park
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Ju Yeon Park
Pasadena, CA Securities Law Attorney with 19 years of experience
(323) 680-5858 177 E Colorado Blvd
Suite 200
Pasadena, CA 91105
Securities, Business and Environmental
Ju is a corporate lawyer by training and an entrepreneur at heart. She graduated from UCLA School of Law where she focused her studies on International Business Law. After law school, she practiced corporate law and litigation in the Los Angeles and Hong Kong offices of an international renowned law firm, Latham & Watkins, where she advised domestic and foreign clients, including Fortune 500 companies, on various corporate matters including general commercial contracts, corporate finance, IPOs and mergers and acquisitions.

?Ju co-founded Parsus in 2009 with a vision to transform the legal services industry to make quality legal advice more...
Robyn Manos
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Robyn Manos
Los Angeles, CA Securities Law Lawyer with 32 years of experience
(310) 709-7968 P.O. Box 241961
Los Angeles, CA 90024
Securities and Business
University of Southern California and University of Southern California
Robyn Manos is a licensed attorney in the State of California with 20 years of corporate law experience.

After graduating from the University of California, Los Angeles magna cum laude with a degree in History, Robyn Manos was selected for full tuition scholarships and an academic fellowship from the University of Southern California. Robyn Manos obtained a Masters of Business Administration from the University of Southern California Graduate School of Business Administration in 1992. Concurrently, Robyn Manos obtained a Juris Doctor from the University of Southern California Law Center, and was awarded an Academic Merit Scholar Award and American...
Andrew H. Raines
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Andrew H. Raines
Los Angeles, CA Securities Law Attorney with 40 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Georgetown University Law Center
Daniel R. Freytag
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Daniel R. Freytag
Los Angeles, CA Securities Law Lawyer with 49 years of experience
(310) 623-4562 2029 Century Park East
Suiet 1400
Los Angeles, CA 90067
Securities, Business, Entertainment & Sports and Personal Injury
The Ohio State University Moritz College of Law
Daniel R. Freytag is Of Counsel with Meyer Wilson, LPA. He was born in Napoleon Ohio and earned his B.A. at Wittenberg University where he graduated magna cum laude. He went on to attend the Moritz College of Law at the Ohio State University and earned his J.D. summa cum laude. Mr. Freytag has been a trial lawyer for more than thirty-four years and has represented hundreds of large corporations, small businesses, professionals, and individuals in a variety of complex tort, insurance, and business cases. He has personally examined or cross-examined more than 1000 lay witnesses and more than 150 expert...
Greg L Beattie
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Greg L Beattie
Berkeley, CA Securities Law Attorney with 44 years of experience
(510) 550-8605 2030 Addison Street
Suite 650
Berkeley, CA 94704
Securities, Business and IP
Harvard Law School
Greg Beattie practices corporate and technology law, and represents a broad spectrum of hardware, software and internet based companies, food and beverage companies including several wineries, cleantech/greentech companies and a variety of other distribution, retail, service, and manufacturing concerns, often serving as their general counsel. Greg graduated from Harvard Law School in 1980 (J.D., cum laude) and from Stanford University (highest honors) in 1976. His started his career at Cooley Godward, and has served as General Counsel of UB Networks, a pioneering Silicon Valley tech company, chair of the Venture and Technology Practice Group at Reed Smith,...
Isaac D Gradman
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Isaac D Gradman
Santa Rosa, CA Securities Law Attorney with 17 years of experience
(707) 525-8800 438 1st St
4th Floor
Santa Rosa, CA 95401-6390
Securities, Business and Stockbroker Fraud
New York University School of Law
Mr. Gradman is one of the country’s leading experts in mortgage-backed securities litigation and other legal issues stemming from the mortgage crisis. He provides services to clients in litigation, mortgage finance & structured products and business law.

While practicing as a commercial litigator at Arnold & Porter (formerly Howard Rice) in San Francisco, Mr. Gradman was involved in some of the earliest litigation arising from the subprime mortgage crisis, including the representation of PMI Mortgage Insurance Co. in a suit against WMC Mortgage Corp. and its parent, GE Money Bank, over misrepresentations relating to a $1 billion pool of subprime mortgages....
Ryan Alexander
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Ryan Alexander
Los Angeles, CA Securities Law Attorney with 21 years of experience
(310) 785-6775 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
The John Marshall Law School
Harrison Pierce Kordestani
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Harrison Pierce Kordestani
Los Angeles, CA Securities Law Attorney with 29 years of experience
(323) 628-7150 8033 W Sunset Blvd
Ste 798
Los Angeles, CA 90046
Securities, Arbitration & Mediation, Business and Entertainment & Sports
Boston University School of Law and California Western School of Law
I have extensive experience in legal, finance, management and company-building.

As an attorney, my focus has been on transactional drafting and negotiation and providing ongoing legal counsel and contract interpretation to numerous private individuals as well as companies in varied fields such as media and entertainment, oil and gas, mining and exploration, virtual reality technologies, private health care, cannabis, and mortgage lending and real estate.

As an entertainment professional, I have acquired, or produced, and distributed dozens of feature films, while usually being active in managing the business and legal affairs of most the companies I have worked for or founded. My...
Brian David Murphy
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Brian David Murphy
San Diego, CA Securities Law Lawyer with 20 years of experience
(760) 809-3502 PO Box 600002
San Diego, CA 92160
Securities, Antitrust, Arbitration & Mediation and Business
University of San Diego School of Law
Stanley C. Morris
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Stanley C. Morris
Santa Monica, CA Securities Law Lawyer with 34 years of experience
(310) 394-2828 201 Santa Monica Blvd
Santa Monica, CA 90401
Free ConsultationSecurities
Washington & Lee Univ School of Law
Mr. Morris is a former SEC Enforcement Attorney. He specializes in complex securities litigation with special emphasis in representing issuers, officers and directors, investment funds, analysts, and brokers in connection with Securities and Exchange Commission and Financial Industry Regulatory Authority investigations, litigation, and arbitration.
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