Upland Securities Lawyers

Joshua Alan Waldman
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Joshua Alan Waldman
Irvine, CA Securities Law Attorney with 22 years of experience
(949) 975-7500 2020 Main St
Irvine, CA 92614
Securities, Business, Employment and Real Estate
Univ of San Diego School of Law
Joshua Waldman is a senior counsel whose practice focuses primarily on business disputes. Mr. Waldman began his legal career as an extern for the Honorable Napoleon Jones, Jr. from the U.S. District Court, Southern District of California. He was an associate for Walsworth, Franklin Bevins and McCall and Collins & Bellenghi, focusing on civil litigation, with an emphasis on business and employment disputes before joining BKCG. Since joining BKCG, Mr. Waldman has secured many positive outcomes for BKCG clients by winning dipositive motions, achieving extremely favorable settlements, and prevailing in multiple trials and arbitrations. Born in Phoenix, Mr....
Val D. Hornstein
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Val D. Hornstein
Los Angeles, CA Securities Law Lawyer with 39 years of experience
(415) 454-1490 16133 Ventura Blvd.
Suite 1220
Los Angeles, CA 91436
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
The George Washington University Law School
Hornstein Law Offices, Prof. Corp. is a 20-year old California-based law firm concentrating in business, securities, intellectual property and related transactions and litigation. We have served clients across the country and in abroad. Our client base ranges from individuals. start-up companies to multi-national corporations in all fields of business. Mr. Hornstein has been in practice for 30-years. Prior to HLO, he was with large international law firms and in-house corporate counsel. Please call to discuss any questions in these areas.
Hamid R. Rafatjoo
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Hamid R. Rafatjoo
Los Angeles, CA Securities Law Lawyer with 28 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Bankruptcy and Business
Loyola Law School, Los Angeles and University of California - Irvine
Anthony F. Geraci
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Anthony F. Geraci
Irvine, CA Securities Law Attorney with 19 years of experience
(949) 379-2600 90 Discovery
Irvine, CA 92618
Securities, Business and Real Estate
Chapman Univ School of Law
Anthony Geraci is the managing partner of the Geraci Law Firm. He is a leading expert in mortgage lending and securities law and has authored numerous articles on real estate finance and securities subjects. Mr. Geraci is a leader in creating national mortgage pools and mortgage funds as well as sophisticated net branching arrangements among several mortgage companies.
Kevin K. Hull
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Kevin K. Hull
Irvine, CA Securities Law Lawyer with 23 years of experience
(949) 478-4855 9891 Irvine Center Dr Ste 200
Irvine, CA 92618
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
The Catholic University of America Columbus School of Law
Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product...
Philip Earl Cook
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Philip Earl Cook
Los Angeles, CA Securities Law Lawyer with 33 years of experience
(213) 988-6100 707 Wilshire Blvd.
Suite 3600
Los Angeles, CA 90017
Securities, Arbitration & Mediation, Business and Insurance Claims
UCLA School of Law
Phil Cook is a first-chair business trial lawyer with experience in jury and bench trials, as well as domestic and international arbitrations before AAA, FINRA and ICC panels. He has argued appeals in the Ninth Circuit and the California Court of Appeal.

Although Phil focuses on policyholder insurance recovery, corporate governance and partnership disputes, and securities and financial products claims, he has represented clients in individual and class action cases involving contract disputes, Business and Professions Code section 17200 claims and other business torts, antitrust and trade regulation, patent and trademark infringement, trade secrets, product liability and toxic torts, governmental...
David Thomas Bartels
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David Thomas Bartels
Irvine, CA Securities Law Lawyer with 23 years of experience
(949) 346-4646 7700 Irvine Center Dr
Suite 800
Irvine, CA 92618
Securities and Business
University of the Pacific, McGeorge School of Law
David T. Bartels is an experienced business attorney, representing businesses, and their officers and directors, in government enforcement actions, class actions and complex commercial litigation, as well as transactional and regulatory issues.

His experience includes securities and government enforcement litigation, complex commercial litigation, and intellectual property litigation. Mr. Bartels advises corporate directors and defended individuals, companies, underwriters, financial institutions and accounting firms in shareholder class action and derivative lawsuits, merger and acquisition disputes and in proceedings before the Department of Justice, the Securities and Exchange Commission (“SEC”), the Financial Industry Regulatory Authority (“FINRA”) and the Federal Trade Commission (“FTC”). Mr. Bartels...
David Michael Syme
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David Michael Syme
Los Angeles, CA Securities Law Attorney with 9 years of experience
(213) 351-0412 3699 Wilshire Blvd.
Suite 700
Los Angeles, CA 90010
Securities, Business and Real Estate
University of San Francisco School of Law
Daniel W. Sheerin
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Daniel W. Sheerin
Los Angeles, CA Securities Law Attorney with 9 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business, IP and Real Estate
Fordham University School of Law
Brad Andrew Hakala
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Brad Andrew Hakala
Long Beach, CA Securities Law Attorney with 18 years of experience
(562) 432-5023 One World Trade Center
Suite 1870
Long Beach, CA 90831
Securities, Arbitration & Mediation, Business and Employment
Loyola Law School, Los Angeles
Having previously practiced at an American Law 100 firm as well as in-house counsel for a multi-national corporation, Mr. Hakala brings both legal expertise and business sense to the business transactions that clients seek to accomplish and the complex legal problems that they seek to litigate and resolve. Mr. Hakala has not only litigated various complex business and employment matters on behalf of Fortune 100 clients, he also provides general business, technology, and media law representation to various companies, including start-up businesses and those in the renewable energies sector.  Mr. Hakala is an experienced business litigator who has also...
Dennis Gene Merenbach
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Dennis Gene Merenbach
Los Angeles, CA Securities Law Lawyer with 58 years of experience
5544 W. Olympic Blvd
Los Angeles, CA 90019
Free ConsultationSecurities, Criminal Defense, Divorce and Personal Injury
Loyola Law School
The Law Firm of Dennis G. Merenbach is a full service law firm representing and advising clients in the many different areas of law. Mr. Merenbach's academic credential and professional experience are of the highest caliber. Mr. Merenbach is committed to the pursuit of excellence, communicate effectively, and demonstrate personal and professional ethics, as well as the utmost concern for my clients.
Kenneth Scott August
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Kenneth Scott August
Irvine, CA Securities Law Lawyer with 32 years of experience
(949) 752-7772 19200 Von Karman Ave
900
Irvine, CA 92614
Securities, Business and International
American University Washington College of Law, American University Washington College of Law and American U Washington COL
Mr. August has been practicing corporate and transactional law for over 30 years. He began his legal career in Washington, D.C., at the firm of Lane & Edson, where he was part of the team representing Wesray Capital on leveraged buyout transactions, and subsequently associated with the Washington, D.C. office of Dow, Lohnes & Albertson, where he serviced its telecommunications and other clients with corporate fundraising and strategic transactions. In 1990, he moved to California to serve in the Los Angeles office of Graham & James, handling securities, mergers & acquisitions and other transactions for its primarily international...
Aaron Perahia
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Aaron Perahia
Los Angeles, CA Securities Law Lawyer
(213) 443-3000 865 S. Figueroa St., 10th Fl.
Los Angeles, CA 90017
Securities, Business, IP and Products Liability
Georgetown University Law Center
Kalab Andrew Honey
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Kalab Andrew Honey
Newport Beach, CA Securities Law Lawyer with 17 years of experience
(949) 720-7030 2600 E Pacific Hwy
Suite 225
Newport Beach, CA 92625
Securities, Business, Employment and Estate Planning
Southwestern Univ School of Law
Ju Yeon Park
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Ju Yeon Park
Pasadena, CA Securities Law Attorney with 19 years of experience
(323) 680-5858 177 E Colorado Blvd
Suite 200
Pasadena, CA 91105
Securities, Business and Environmental
Ju is a corporate lawyer by training and an entrepreneur at heart. She graduated from UCLA School of Law where she focused her studies on International Business Law. After law school, she practiced corporate law and litigation in the Los Angeles and Hong Kong offices of an international renowned law firm, Latham & Watkins, where she advised domestic and foreign clients, including Fortune 500 companies, on various corporate matters including general commercial contracts, corporate finance, IPOs and mergers and acquisitions.

?Ju co-founded Parsus in 2009 with a vision to transform the legal services industry to make quality legal advice more...
Steven Schmulenson
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Steven Schmulenson
Irvine, CA Securities Law Attorney
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities and Business
Duke University School of Law and Duke University School of Law
Jeffrey Wittenberg
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Jeffrey Wittenberg
Santa Monica, CA Securities Law Attorney with 21 years of experience
(877) 352-2010 2665 Main Street, Suite 240B
Santa Monica, CA 90405
Free ConsultationSecurities, Business and Stockbroker Fraud
University of California - Berkeley
Mr. Wittenberg began a career on Wall Street 20 years ago. He then attended Berkeley Law where he focused his legal education and securities and business transactions. Upon graduating, Mr. Wittenberg was recruited by large law firms to work on tens of billions of dollars of securities offerings and business transactions. Mr. Wittenberg founded Wittenberg Law several years ago to provide more personalized service to people who are seeking representation from a law firm who will champion their cause, provide strategies and diligence that will achieve their goals, and assist in helping them be winners.
Donald Bruce Marks
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Donald Bruce Marks
Los Angeles, CA Securities Law Lawyer with 55 years of experience
(310) 772-2287 10100 Santa Monica Blvd., Suite# 300
Los Angeles, CA 90067
Securities, Appeals, Arbitration & Mediation and Business
New York Univ School of Law
Patrick Michael Kelly
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Patrick Michael Kelly
Los Angeles, California Securities Law Attorney with 54 years of experience
(213) 443-5100 555 S. Flower Street
Los Angeles, CALIFORNIA 90071
Securities, Appeals, Business and Construction
Loyola Law School
Sunny S. Sarkis
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Sunny S. Sarkis
Los Angeles, CA Securities Law Attorney with 15 years of experience
(213) 381-9988 3055 Wilshire Blvd.
Floor 12
Los Angeles, CA 90010
Securities, Appeals, Business and Consumer
University of the Pacific, McGeorge School of Law
Jonathan D. Littrell
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Jonathan D. Littrell
Irvine, CA Securities Law Lawyer
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities, Business and Real Estate
Loyola Law School, Los Angeles
Daniel R. Freytag
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Daniel R. Freytag
Los Angeles, CA Securities Law Lawyer with 49 years of experience
(310) 623-4562 2029 Century Park East
Suiet 1400
Los Angeles, CA 90067
Securities, Business, Entertainment & Sports and Personal Injury
The Ohio State University Moritz College of Law
Daniel R. Freytag is Of Counsel with Meyer Wilson, LPA. He was born in Napoleon Ohio and earned his B.A. at Wittenberg University where he graduated magna cum laude. He went on to attend the Moritz College of Law at the Ohio State University and earned his J.D. summa cum laude. Mr. Freytag has been a trial lawyer for more than thirty-four years and has represented hundreds of large corporations, small businesses, professionals, and individuals in a variety of complex tort, insurance, and business cases. He has personally examined or cross-examined more than 1000 lay witnesses and more than 150 expert...
Cyndie Marie Chang
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Cyndie Marie Chang
Los Angeles, CA Securities Law Lawyer with 21 years of experience
(213) 689-7432 633 W. 5th St.
Los Angeles, CA 90071
Securities, Antitrust, Arbitration & Mediation and Business
Loyola Law School Los Angeles
Michael Aubrey Thurman
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Michael Aubrey Thurman
Pasadena, CA Securities Law Lawyer with 39 years of experience
(626) 399-6205 1055 E Colorado Blvd 5th Fl
Pasadena, CA 91106
Securities, Arbitration & Mediation, Business and Consumer
University of Oregon School of Law
Jonathan Warren Evans
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Jonathan Warren Evans
Los Angeles, CA Securities Law Attorney with 49 years of experience
(818) 760-9880 12711 Ventura Blvd
Los Angeles, CA 91604
Securities
Southwestern Univ School of Law
California Securities Fraud Attorney
William Newman
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William Newman
Los Angeles, CA Securities Law Lawyer
(310) 201-3540 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California, Berkeley School of Law
Eric Neil Landau
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Eric Neil Landau
Irvine, CA Securities Law Attorney with 37 years of experience
(212) 370-1300 18101 Von Karman Ave
230
Irvine, CA 92612
Securities
Washington University School of Law and Washington Univ School of Law
A trusted legal advisor and trial attorney for over four decades, Eric Landau represents public and private companies, directors, officers, shareholders and business leaders in a variety of industries, including financial, technology, energy, entertainment, health care, pharmaceutical, fashion, media, alcohol beverage, gaming and hospitality. Taking on the toughest of issues, Mr. Landau has been at the forefront of pivotal decisions in state law-based merger challenges and the anti-fraud provisions of the federal securities laws. Appearing before state and federal trial and appellate courts throughout the country, he has defended directors, officers, and issuers against securities class and derivative actions. With his...
Natalie Thomas
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Natalie Thomas
Los Angeles, CA Securities Law Attorney
(213) 973-3485 611 Wilshire Blvd
Suite 808
Los Angeles, CA 90017
Securities, Business, IP and Trademarks
Vermont Law School
Michael Scott Edmiston
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Michael Scott Edmiston
Studio City, CA Securities Law Lawyer with 27 years of experience
(818) 760-9880 Jonathan W. Evans & Associates
12711 Venutra Blvd. #440
Studio City, CA 91604
Securities
Pepperdine Univ School of Law
Roxanna Talaie
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Roxanna Talaie
Beverly Hills, CA Securities Law Attorney
(310) 341-2086 8383 Wilshire
Suite 255
Beverly Hills, CA 90211
Securities and Personal Injury
Roxanna Talaie represents corporations, boards of directors and individuals in a variety of practice areas. Her focus includes securities litigation, personal injury and workers’ compensation matters. She began her legal career with one of the country’s most prominent securities litigation firms, which handled a broad array of cases involving United States Securities and Exchange Commission matters; litigation practices, including class actions, discovery, state and federal proceedings; meticulous client preparation; case evaluation; and portfolio monitoring. Later, she defended insurance carriers, third party administrators and employers in workers’ compensation matters at one of the oldest workers’ compensation firms in California. Currently, she...
Valerie Sapozhnikova
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Valerie Sapozhnikova
Santa Monica, CA Securities Law Attorney with 7 years of experience
(646) 644-6226 1333 2nd St Ste 400
Santa Monica, CA 90401
Securities and Business
Jason A. Richardson
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Jason A. Richardson
Los Angeles, CA Securities Law Attorney
1800 Century Park East
Suite 600
Los Angeles, CA 90067
Securities and Stockbroker Fraud
Brynn Anne Gruenberg
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Brynn Anne Gruenberg
Los Angeles, CA Securities Law Lawyer
(800) 487-4660 Union Bank Plaza
445 S. Figueroa St., Suite 2700
Los Angeles, CA 90071
Securities
Sam Wu
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Sam Wu
Irvine, CA Securities Law Attorney
(949) 833-1828 19800 MacArthur Blvd.
Suite 1150
Irvine, CA 92602
Securities and Business
Patrick J. Alach
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Patrick J. Alach
Beverly Hills, CA Securities Law Attorney with 14 years of experience
(310) 272-7166 9107 Wilshire Boulevard
Suite 450
Beverly Hills, CA 90210
Securities, Business, Entertainment & Sports and IP
Guy Edward Mailly
Costa Mesa, CA Securities Law Lawyer with 35 years of experience
(714) 384-6500 695 Town Center Dr
700
Costa Mesa, CA 92626
Securities, Antitrust, Business and Civil Rights
The University of Texas School of Law
Christopher Palileo Ayayo
Costa Mesa, CA Securities Law Attorney with 29 years of experience
(949) 612-0340 3070 Bristol St
Ste 120
Costa Mesa, CA 92626
Securities, Business, Estate Planning and Stockbroker Fraud
University of California College of the Law, San Francisco
James Rylee Deen
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James Rylee Deen
Palm Springs, CA Securities Law Attorney with 46 years of experience
(707) 230-1237 1714 Capri Cir
Palm Springs, CA 92264
Securities, Antitrust and Business
Stanford University
I was born in Louisiana and raised in Eastern Arkansas. I was fortunate to receive both my undergraduate education and legal training at leading private universities in the Midwest and California. I also studied for a year in Europe. I have been admitted to practice law in three major U.S. jurisdictions, each of which plays an important role in the commercial life of this country. My knowledge of both business and business law is extensive, having been gained through work in a large corporate law firm, as an in-house attorney for a leading multinational corporation,...
Eric Alan Isaacson
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Eric Alan Isaacson
La Jolla, CA Securities Law Attorney with 38 years of experience
(858) 263-9581 6580 Avenida Mirola
La Jolla, CA 92037-6231
Securities, Antitrust, Appeals and Consumer
Duke University School of Law
For more than twenty five years I have represented investors and consumers in class-action litigation, focusing primarily on federal civil appeals. I have briefed and argued appeals before all but two of the thirteen federal circuits, and was intimately involved in briefing the merits in three cases before the United States Supreme Court. My pro bono work has included writing and filing amicus curiae briefs on behalf of religious organizations and faith leaders opposing discrimination and supporting religious liberty and equal rights for all.
Paul W. Thomas
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Paul W. Thomas
Carlsbad, CA Securities Law Attorney with 36 years of experience
(800) 797-9888 701 Palomar Airport Drive
Suite 300
Carlsbad, CA 92011
Securities and Stockbroker Fraud
University of Florida College of Law
Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...
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