Claimed Lawyer ProfileQ&ASocial MediaResponsive Law
Joshua Kroot
Los Angeles, CA Securities Law Lawyer with 14 years of experience
(213) 677-0856
355 South Grand Avenue
Suite 2450
Los Angeles, CA 90071
Free ConsultationSecurities, Arbitration & Mediation, Bankruptcy and Business
University of Southern California Gould School of Law
Business attorney with demonstrated record of success in high-stakes litigation. Adviser to multi-national corporations, growth-focused startups, closely held companies and non-governmental organizations. Skilled in dispute resolution, class actions, insurance, financial and regulatory actions. Experience growing businesses from idea to exit. Founder of and adviser to multiple companies in U.S. and abroad.
Claimed Lawyer ProfileBlawg SearchSocial Media
Hamid R. Rafatjoo
Los Angeles, CA Securities Law Lawyer with 28 years of experience
(310) 440-4100
1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Bankruptcy and Business
Loyola Law School, Los Angeles and University of California - Irvine
Claimed Lawyer Profile
Stanley C. Morris
Santa Monica, CA Securities Law Lawyer with 34 years of experience
Free ConsultationSecurities
Washington & Lee Univ School of Law
Mr. Morris is a former SEC Enforcement Attorney. He specializes in complex securities litigation with special emphasis in representing issuers, officers and directors, investment funds, analysts, and brokers in connection with Securities and Exchange Commission and Financial Industry Regulatory Authority investigations, litigation, and arbitration.
Claimed Lawyer ProfileSocial MediaResponsive Law
M. Tilden Moschetti
Calabasas, CA Securities Law Lawyer with 20 years of experience
Free ConsultationSecurities
University of San Francisco School of Law, San Francisco, California
Claimed Lawyer ProfileSocial Media
William Richard Restis
San Diego, CA Securities Law Attorney with 17 years of experience
Securities, Business, Consumer and Stockbroker Fraud
Univ of San Diego School of Law
For over a decade, I have been litigating complex, multi-district, and multi-party lawsuits. I recovered over two hundred million dollars in value for clients and literally changed the law to help protect them.
Because I am routinely involved in “bet the company” litigation, I face (teams of) the best attorneys in America. This forces me to compete at the highest levels and hone my craft. My competence in the most complex litigation makes victory in ordinary disputes easier. Your opponents play checkers while we play chess.
After considerable professional success, in 2016 I decided to take a sabbatical from the practice...
Claimed Lawyer ProfileSocial Media
Brian David McAllister
Santa Clara, CA Securities Law Attorney with 29 years of experience
(408) 334-9074
5201 Great America Pkwy
Suite 320
Santa Clara, CA 95054
Securities, Business and Communications
University of California College of the Law, San Francisco
Adept at crafting and executing on strategy, building teams, and partnering across functions to advance the business. I have rich experience in law, management and corporate development across diverse settings in terms of scale and geography. This has included advising startups, public companies and investors as outside counsel; serving as a legal and corporate development executive at an industry-leading public company with extensive global operations; and founding a real estate technology start-up.
Strengths include: structuring and negotiating complex transactions; mergers & acquisitions; joint ventures; startups; venture capital financings; strategy; corporate governance; securities offerings; SEC reporting requirements; and global operations for complex...
Claimed Lawyer ProfileBlawg SearchSocial Media
Tanya C. Edwards
San Francisco, CA Securities Law Attorney with 23 years of experience
Free ConsultationSecurities and Stockbroker Fraud
University of Houston Law Center and University of Houston Law Center
Claimed Lawyer ProfileSocial Media
Kevin K. Hull
Irvine, CA Securities Law Lawyer with 23 years of experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
The Catholic University of America Columbus School of Law
Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product...
Claimed Lawyer ProfileSocial Media
Sean T Prosser
Los Angeles, CA Securities Law Lawyer with 31 years of experience
(424) 259-4004
2029 Century Park East
Suite 3100
Los Angeles, CA 90067
Free ConsultationSecurities, Administrative, Stockbroker Fraud and White Collar Crime
New York Law School
Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...
Claimed Lawyer ProfileBlawg SearchSocial Media
Robert Pardo
Los Angeles, CA Securities Law Lawyer with 37 years of experience
(310) 440-4100
1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Loyola Law School, Los Angeles
Claimed Lawyer Profile
Jeffrey Patrick Lendrum
San Diego, CA Securities Law Attorney with 35 years of experience
Free ConsultationSecurities and Stockbroker Fraud
University of the Pacific, McGeorge School of Law
Jeffrey Lendrum’s practice is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty.
Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select attorneys who demonstrate preeminent legal abilities and the highest ethical standards.
As a former prosecutor, federal law clerk, and lawyer for fortune 500 companies, Mr. Lendrum has the knowledge, experience and track record to create winning strategies for his clients. Whether your...
Claimed Lawyer ProfileBlawg SearchSocial Media
Ryan S. Cook
San Francisco, CA Securities Law Lawyer with 12 years of experience
Securities, Elder, Estate Planning and Stockbroker Fraud
South Texas College of Law
As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Ryan Cook maintains an active securities arbitration and litigation practice. Mr. Cook has worked on numerous cases dealing with individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers.
Prior to beginning his law practice, Mr. Cook worked in the securities industry as a licensed and registered representative with a large broker/dealer. He received his Juris Doctor (JD) degree from South Texas College of Law, where he earned his degree Summa Cum Laude (with highest honor) as the graduating salutatorian. Mr. Cook...
Claimed Lawyer Profile
Sarah Jane T.C. Truong
Santa Rosa, CA Securities Law Lawyer with 17 years of experience
Securities, Business, Consumer and Stockbroker Fraud
University of California - Berkeley
Ms. Truong's practice focuses on all aspects of civil litigation and general business litigation.
Ms. Truong joined Perry, Johnson, Anderson, Miller & Moskowitz in October 2018. Prior to joining the firm, she worked as a litigation attorney at two Am Law 100 firms in New York, New York, where she practiced in the areas of complex and multidistrict commercial litigation, contract disputes, data/records management, E-Discovery, cross-border litigation (including the U.K, France, Israel), securities litigation, corporate internal investigations, governmental investigations (including Securities Exchange Commission investigations and antitrust investigations from the Department of Justice and Federal Trade Commission), bankruptcy litigation (as a member...
Claimed Lawyer ProfileSocial Media
Robert Craig Zafis
San Diego, CA Securities Law Attorney with 41 years of experience
(858) 384-7380
9201 Spectrum Center Blvd., Suite 210
San Diego, CA 92123
Securities
Western State Univ
As Principal FINRA Attorney of Zafis Law, R. Craig Zafis, APC, provides experienced and effective legal counsel for matters of Securities Fraud / Regulatory Defense, SEC / FINRA investigations and securities arbitration matters. We Defend firms, advisers as well as private investors under a wide variety of circumstances.
Claimed Lawyer Profile
Matthew Ryan Wilson
Los Angeles, CA Securities Law Lawyer with 24 years of experience
(310) 623-4562
2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Securities, Arbitration & Mediation and Stockbroker Fraud
University of Virginia
Matthew R. Wilson is a managing partner at Meyer Wilson, LPA. Born in Circleville, Ohio, he earned his B.A. in Philosophy from Denison University in 1997 graduating magna cum laude, Phi Beta Kappa. He went on to attend law school at the University of Virginia in Charlottesville, Virginia, where he earned his J.D. in 2000.
After law school, Mr. Wilson spent two years working for Vorys, Sater, Seymour, & Pease LLP and another four years working for the international law firm Jones Day. During that time, he defended many of the world's largest financial institutions and other corporations in a variety...
Claimed Lawyer Profile
Samantha Smith
Irvine, CA Securities Law Attorney with 20 years of experience
Free ConsultationSecurities, Consumer, Employment and Products Liability
University of California College of the Law, San Francisco
Since 2004, Ms. Smith has dedicated her practice to representing individuals - including employees and consumers - in complex litigation against some of America's largest companies. She has successfully fought for these plaintiffs in cases involving labor law (wage and hour) violations, consumer fraud, unfair competition, securities fraud, antitrust, asbestos exposure and defective products.
Prior to joining Aegis Law Firm, Ms. Smith worked with the Hon. Scott B. Cooper at The Cooper Law Firm prior to him being appointed to a judgeship with the Orange County Superior Court, where they represented employees and consumers in wage and hour and consumer...
Claimed Lawyer ProfileBlawg Search
Ronald Altman
Los Angeles, CA Securities Law Lawyer with 40 years of experience
(310) 440-4100
1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
University of San Francisco School of Law and University of California - Berkeley
Claimed Lawyer ProfileSocial Media
Paul W. Thomas
Carlsbad, CA Securities Law Attorney with 36 years of experience
Securities and Stockbroker Fraud
University of Florida College of Law
Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...
Claimed Lawyer ProfileBlawg SearchSocial Media
Peter Marshall
Los Angeles, CA Securities Law Attorney
(310) 424-4082
1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Claimed Lawyer ProfileSocial Media
Will Edelman
San Francisco, CA Securities Law Lawyer
Securities, Antitrust, Stockbroker Fraud and White Collar Crime
Stanford Law School
Will Edelman is a former federal prosecutor, a former police officer, and a Stanford Law graduate who clerked for two federal judges. Will’s practice focuses on white-collar and regulatory matters, internal investigations, and complex commercial litigation.
As a federal prosecutor in the Northern District of California, Will acted as first or second chair in ten trials. He also handled numerous contested evidentiary hearings and dispositive motion hearings. As a prosecutor, Will was the primary attorney responsible for a variety of complex matters, including multi-defendant RICO cases and fraud cases. Will also served as a police officer for a large southern California...
Claimed Lawyer ProfileSocial Media
Daniel W. Sheerin
Los Angeles, CA Securities Law Attorney with 9 years of experience
(310) 440-4100
1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business, IP and Real Estate
Fordham University School of Law
Claimed Lawyer ProfileSocial Media
Patrick Delahunty
San Francisco, CA Securities Law Lawyer with 15 years of experience
(415) 891-6215
4 Embarcadero Center
Suite 1400
San Francisco, CA 94111
Securities, Antitrust, Stockbroker Fraud and White Collar Crime
University of Washington School of Law
Patrick Delahunty is a former federal prosecutor and a seasoned trial attorney with more than 15 years of experience litigating in federal and state courts. Patrick’s practice focuses on white-collar criminal investigations and litigation resulting from them, including regulatory issues and corporate litigation. He guides his clients with clear advice about their options, legal risks, and—most importantly—the full spectrum of their rights that he will vigorously protect. At each step of the way, he looks for efficient and cost-effective solutions. He has a long track record of securing successful outcomes for his clients with this approach.
Prior to...
Claimed Lawyer Profile
Ju Yeon Park
Pasadena, CA Securities Law Attorney with 19 years of experience
Securities, Business and Environmental
Ju is a corporate lawyer by training and an entrepreneur at heart. She graduated from UCLA School of Law where she focused her studies on International Business Law. After law school, she practiced corporate law and litigation in the Los Angeles and Hong Kong offices of an international renowned law firm, Latham & Watkins, where she advised domestic and foreign clients, including Fortune 500 companies, on various corporate matters including general commercial contracts, corporate finance, IPOs and mergers and acquisitions.
?Ju co-founded Parsus in 2009 with a vision to transform the legal services industry to make quality legal advice more...
Claimed Lawyer ProfileQ&ABlawg SearchSocial Media
Martin Ross Sances
Lafayette, CA Securities Law Lawyer with 29 years of experience
Securities, Business, Construction and Insurance Claims
Univ of Wisconsin Law School
Areas of Expertise
Business advice and counseling
Contract drafting and review
Corporate structure and transactions
Licensing and regulation
Employment and labor negotiation
Insurance coverage and claims handling
Education
B.A., Colgate University, 1991
Phi Beta Kappa, Magna Cum Laude
J.D., University of Wisconsin Law School, 1994
Martin is an experienced business attorney who facilitates transactions while minimizing the risks and pitfalls facing his clients. Martin takes a “can-do” approach to legal problems that focuses on crafting deals through an integrative and value creating process rather than conflict.
Claimed Lawyer ProfileSocial Media
Daniel McLeod Carlson
San Diego, CA Securities Law Attorney with 31 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
California Western School of Law
The Carlson Law Firm, APC was formed in 2001 by Mr. Carlson with the intent to specialize in securities law claims. Prior to that Mr. Carlson was a law clerk to a Federal Bankruptcy Judge and then worked at the San Diego Law Firm of Ault, Deuprey, Jones and Gorman specializing in business litigation. He then bacame a Partner at Brewer & Carlson, LLP practicing primarily in securities law claims. The Carlson firm primarily represents plaintiffs in claims against their financial advisors, brokers and brokerages.
The team at the Carlson Law Firm emphasizes direct personal attention with...
Claimed Lawyer ProfileSocial Media
Dallas Verhagen
Santa Barbara, CA Securities Law Attorney with 7 years of experience
Securities, Business, Cannabis Law and Communications
Pepperdine University
Dallas Verhagen is an attorney at Fauver, Large, Archbald & Spray, LLP with a practice focused on transactional business matters. Dallas represents startups and small and large businesses in various industries, including tech, retail, manufacturing, transportation, professional services, marketing and media management, cosmetics, cannabis, food and beverage, and consulting. Dallas advises entrepreneurs, startups, and small and large businesses in all areas of business law, including the formation of business entities, negotiating and drafting employment agreements, implementing employee equity incentive agreements and plans, fundraising transactions, risk management, mergers and acquisitions, and more. Dallas also serves as outside general counsel for many...
Claimed Lawyer Profile
Daniel R. Freytag
Los Angeles, CA Securities Law Lawyer with 49 years of experience
(310) 623-4562
2029 Century Park East
Suiet 1400
Los Angeles, CA 90067
Securities, Business, Entertainment & Sports and Personal Injury
The Ohio State University Moritz College of Law
Daniel R. Freytag is Of Counsel with Meyer Wilson, LPA. He was born in Napoleon Ohio and earned his B.A. at Wittenberg University where he graduated magna cum laude. He went on to attend the Moritz College of Law at the Ohio State University and earned his J.D. summa cum laude.
Mr. Freytag has been a trial lawyer for more than thirty-four years and has represented hundreds of large corporations, small businesses, professionals, and individuals in a variety of complex tort, insurance, and business cases. He has personally examined or cross-examined more than 1000 lay witnesses and more than 150 expert...
Claimed Lawyer Profile
David Michael Syme
San Francisco, CA Securities Law Attorney with 10 years of experience
Securities, Business and Real Estate
University of San Francisco School of Law
Claimed Lawyer ProfileBlawg SearchSocial Media
Steven Schmulenson
Los Angeles, CA Securities Law Attorney
(310) 440-4100
1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities and Business
Duke University School of Law and Duke University School of Law
Claimed Lawyer Profile
Kalab Andrew Honey
Newport Beach, CA Securities Law Lawyer with 17 years of experience
Securities, Business, Employment and Estate Planning
Southwestern Univ School of Law
Claimed Lawyer Profile
Roger E. Naghash
Irvine, CA Securities Law Attorney with 28 years of experience
(949) 955-1000
19800 MacArthur Boulevard
Suite 1000
Irvine, CA 92612-2433
Free ConsultationSecurities, Bankruptcy, Business and Consumer
Western State College of Law at Argosy University
Roger E. Naghash is dedicated to aggressively advocating for the rights and interests of his clients in a broad range of legal matters. He provides customized legal services and representation to fit the specific needs of each client. Always with honesty and integrity, Roger is a fierce advocate who fights for the justice his clients are entitled to under state and federal laws. He is committed to keeping clients informed and involved, and pursuing the best possible outcomes with quality, hands-on, and affordable service.
Roger earned his B.S. from Western State University and his J.D. from Western State University College of...
Claimed Lawyer ProfileBlawg SearchSocial Media
Karen (Xiaorong) Chen
San Jose, CA Securities Law Lawyer
Securities, Business and Real Estate
Santa Clara University School of Law
Claimed Lawyer Profile
Dr. Mark Wayne Dundee
Los Angeles, CA Securities Law Lawyer with 35 years of experience
(310) 551-5600
1925 Century Park East
Suite 1500
Los Angeles, CA 90067
Securities, Employment and Tax
Harvard Law School, University of Leicester School of Law, University of San Diego School of Law, University of Beijing (Normal College of Law) and Oxford University (Magdalen College of Law)
Claimed Lawyer ProfileSocial Media
Val D. Hornstein
San Rafael, CA Securities Law Lawyer with 39 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
The George Washington University Law School
Hornstein Law Offices, Prof. Corp. is a 20-year old California-based law firm concentrating in business, securities, intellectual property and related transactions and litigation. We have served clients across the country and in abroad. Our client base ranges from individuals. start-up companies to multi-national corporations in all fields of business. Mr. Hornstein has been in practice for 30-years. Prior to HLO, he was with large international law firms and in-house corporate counsel. Please call to discuss any questions in these areas.
Claimed Lawyer ProfileSocial Media
Gerry Harvey Goldsholle
Sausalito, CA Securities Law Attorney with 59 years of experience
Securities, Asbestos, Business and Insurance Claims
Columbia Univ School of Law
Gerry Goldsholle is a nationally known expert in insurance and insurance law who uses his decades of knowledge and industry "insider" experience to help his firm's clients stop being taken advantage of by insurance companies and others seeking to wrongfully delay or deny claims or pay pennies on the dollar.
An honors graduate of the College of William and Mary and the Columbia University School of Law, Gerry later completed the Senior Executive Program at Stanford University's Graduate School of Business and the coursework for a Masters of Liberal Arts at Stanford. He also served in the Army...
Claimed Lawyer ProfileSocial Media
Joshua Alan Waldman
Irvine, CA Securities Law Attorney with 22 years of experience
Securities, Business, Employment and Real Estate
Univ of San Diego School of Law
Joshua Waldman is a senior counsel whose practice focuses primarily on business disputes. Mr. Waldman began his legal career as an extern for the Honorable Napoleon Jones, Jr. from the U.S. District Court, Southern District of California. He was an associate for Walsworth, Franklin Bevins and McCall and Collins & Bellenghi, focusing on civil litigation, with an emphasis on business and employment disputes before joining BKCG. Since joining BKCG, Mr. Waldman has secured many positive outcomes for BKCG clients by winning dipositive motions, achieving extremely favorable settlements, and prevailing in multiple trials and arbitrations. Born in Phoenix, Mr....
Claimed Lawyer ProfileSocial Media
Philip Earl Cook
Los Angeles, CA Securities Law Lawyer with 33 years of experience
Securities, Arbitration & Mediation, Business and Insurance Claims
UCLA School of Law
Phil Cook is a first-chair business trial lawyer with experience in jury and bench trials, as well as domestic and international arbitrations before AAA, FINRA and ICC panels. He has argued appeals in the Ninth Circuit and the California Court of Appeal.
Although Phil focuses on policyholder insurance recovery, corporate governance and partnership disputes, and securities and financial products claims, he has represented clients in individual and class action cases involving contract disputes, Business and Professions Code section 17200 claims and other business torts, antitrust and trade regulation, patent and trademark infringement, trade secrets, product liability and toxic torts, governmental...
Claimed Lawyer ProfileSocial Media
Joshua Franklin
San Diego, CA Securities Law Lawyer with 23 years of experience
Securities, Criminal Defense, Insurance Claims and White Collar Crime
University of Colorado - Boulder
I am a trial attorney focused on serving clients in the areas of insurance coverage, securities litigation, and white collar criminal defense. I have represented mutual funds, corporations, Native American tribes, law firms, accounting firms, small businesses, and individuals as both plaintiffs and defendants in a variety of high-stakes disputes. Through my experience in private practice and as a former prosecutor, I have tried nearly fifty jury trials to verdict. In the area of insurance coverage, I have represented policyholders and other insureds in coverage disputes and civil actions alleging bad faith...
Claimed Lawyer ProfileSocial Media
Dennis Gene Merenbach
Santa Barbara, CA Securities Law Lawyer with 58 years of experience
Free ConsultationSecurities, Criminal Defense, Divorce and Personal Injury
Loyola Law School
The Law Firm of Dennis G. Merenbach is a full service law firm representing and advising clients in the many different areas of law. Mr. Merenbach's academic credential and professional experience are of the highest caliber. Mr. Merenbach is committed to the pursuit of excellence, communicate effectively, and demonstrate personal and professional ethics, as well as the utmost concern for my clients.
Claimed Lawyer Profile
David Thomas Bartels
Irvine, CA Securities Law Lawyer with 23 years of experience
Securities and Business
University of the Pacific, McGeorge School of Law
David T. Bartels is an experienced business attorney, representing businesses, and their officers and directors, in government enforcement actions, class actions and complex commercial litigation, as well as transactional and regulatory issues.
His experience includes securities and government enforcement litigation, complex commercial litigation, and intellectual property litigation. Mr. Bartels advises corporate directors and defended individuals, companies, underwriters, financial institutions and accounting firms in shareholder class action and derivative lawsuits, merger and acquisition disputes and in proceedings before the Department of Justice, the Securities and Exchange Commission (“SEC”), the Financial Industry Regulatory Authority (“FINRA”) and the Federal Trade Commission (“FTC”). Mr. Bartels...