Anaheim Securities Lawyers

Taylor E Darcy
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Taylor E Darcy
San Diego, CA Securities Law Attorney with 3 years of experience
(855) 758-5878 7220 Trade St
Ste 101
San Diego, CA 92121
Securities and Business
California Western School of Law
John P. Kennedy
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John P. Kennedy
San Diego, CA Securities Law Lawyer with 7 years of experience
(619) 272-7050 655 West Broadway
Suite 870
San Diego, CA 92101
Securities and Business
University of Southern California Gould School of Law and California Western School of Law
John P. “Jack” Kennedy is an associate at the Disclosure Law Group, APC. His practice primarily focuses on mergers, acquisitions, reorganizations, and securities regulations. He is licensed to practice law in California and Washington D.C. Mr. Kennedy has represented both private and publicly held companies in a wide range of transactions. Some of his notable transactions include: negotiating the stock purchase of a subsidiary of an internet technology company from a publicly- traded corporation through a 338(h)(10) election; redeeming the repurchase of shares from an officer of a multi-million dollar technology company; negotiating equity swaps between various corporate entities;...
Joshua Franklin
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Joshua Franklin
San Diego, CA Securities Law Lawyer with 21 years of experience
(619) 365-9210 501 West Broadway
Suite 1025
San Diego, CA 92101
Securities, Criminal Defense, Insurance Claims and White Collar Crime
University of Colorado - Boulder
I am a trial attorney focused on serving clients in the areas of insurance coverage, securities litigation, and white collar criminal defense. I have represented mutual funds, corporations, Native American tribes, law firms, accounting firms, small businesses, and individuals as both plaintiffs and defendants in a variety of high-stakes disputes. Through my experience in private practice and as a former prosecutor, I have tried nearly fifty jury trials to verdict. In the area of insurance coverage, I have represented policyholders and other insureds in coverage disputes and civil actions alleging bad faith...
William Richard Restis
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William Richard Restis
San Diego, CA Securities Law Attorney with 15 years of experience
(619) 270-8383 402 West Broadway
Suite 1520
San Diego, CA 92101
Securities, Business, Consumer and Stockbroker Fraud
Univ of San Diego School of Law
For over a decade, I have been litigating complex, multi-district, and multi-party lawsuits. I recovered over two hundred million dollars in value for clients and literally changed the law to help protect them.

Because I am routinely involved in “bet the company” litigation, I face (teams of) the best attorneys in America. This forces me to compete at the highest levels and hone my craft. My competence in the most complex litigation makes victory in ordinary disputes easier. Your opponents play checkers while we play chess.

After considerable professional success, in 2016 I decided to take a sabbatical from the practice...
Karen E. Deschaine
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Karen E. Deschaine
San Diego, CA Securities Law Attorney with 14 years of experience
(858) 550-6088 4401 Eastgate Mall
San Diego, CA 92121-1909
Securities, Antitrust and Business
University of California - Los Angeles
Paul W. Thomas
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Paul W. Thomas
Carlsbad, CA Securities Law Attorney with 34 years of experience
(800) 797-9888 701 Palomar Airport Drive
Suite 300
Carlsbad, CA 92011
Securities and Stockbroker Fraud
University of Florida College of Law
Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...
Ryan Nerney
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Ryan Nerney
San Diego, CA Securities Law Attorney
(619) 357-7600 501 West Broadway, Suite 800
San Diego, CA 92101
Securities and Military
Arizona Summit Law School
Ryan C. Nerney, Esq. is a Senior Associate in the San Diego office of Tully Rinckey PLLC, where he focuses his practice primarily on national security law, with experience in federal employment and military matters. Ryan represents clients who have security clearance issues against agencies such as CIA, NSA, DIA, DOD, NRO, and DOE. He has represented numerous clients in security clearance revocation proceedings and has a proven record of saving clients’ jobs, as well as anticipating and resolving potential future issues with their security clearances.

Prior to joining Tully Rinckey PLLC, Ryan spent more than five years representing clients in...
Brian David Murphy
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Brian David Murphy
San Diego, CA Securities Law Lawyer with 17 years of experience
(760) 809-3502 PO Box 600002
San Diego, CA 92160
Securities, Antitrust, Arbitration & Mediation and Business
University of San Diego School of Law
Robert Craig Zafis
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Robert Craig Zafis
San Diego, CA Securities Law Attorney with 38 years of experience
(858) 384-7380 9201 Spectrum Center Blvd., Suite 210
San Diego, CA 92123
Securities
Western State Univ
As Principal FINRA Attorney of Zafis Law, R. Craig Zafis, APC, provides experienced and effective legal counsel for matters of Securities Fraud / Regulatory Defense, SEC / FINRA investigations and securities arbitration matters. We Defend firms, advisers as well as private investors under a wide variety of circumstances.
Phillip E. Koehnke Esq.
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Phillip E. Koehnke Esq.
Encinitas, CA Securities Law Attorney with 29 years of experience
(858) 229-8116 PO Box 235472
Encinitas, CA 92024
Free ConsultationSecurities and Business
I have over 20 years of experience practicing law. My practice has focused on business law and corporate finance. I operate a sole practitioner law practice providing legal services to small to midsize private companies and NASD (FINRA) broker dealers. In addition, I represent several public companies assisting them with their financing, SEC reporting and general corporate matters.
Jeffrey Steven Kob
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Jeffrey Steven Kob
Coronado, CA Securities Law Attorney with 39 years of experience
(844) 443-5229 Historic Bank of Coronado Building
1172 Orange Avenue, Second Floor
Coronado, CA 92118
Securities, Arbitration & Mediation and Stockbroker Fraud
Washington Univ School of Law
Gretchen Cowen
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Gretchen Cowen
Carlsbad, CA Securities Law Lawyer with 28 years of experience
(760) 931-0903 2173 Salk Ave, Suite 250
Carlsbad, CA 92008
Securities and Business
California Western School of Law
Business Law Attorney Gretchen Cowen has 20 years experience including Mergers & Acquisitions, Securities & Corporate Finance and Venture Capital
John Hafner
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John Hafner
San Diego, CA Securities Law Lawyer with 15 years of experience
(858) 240-5422 402 West Broadway
Suite 400
San Diego, CA 92101
Securities, Business, Elder and Nursing Home
St. John's University School of Law and University of Kentucky College of Law
Brian James Robbins
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Brian James Robbins
San Diego, CA Securities Law Attorney with 24 years of experience
(619) 525-3990 5040 Shoreham Place
San Diego, CA 92122
Securities, Antitrust and Employment
Vanderbilt Univ School of Law
Brian J. Robbins is a co-founder and the managing partner of Robbins LLP. He has committed his entire career to representing shareholders, employees, consumers, and small businesses in complex litigation. Mr. Robbins has prosecuted hundreds of cases across the country, often in leadership roles, and has achieved sizable monetary recoveries and corporate governance improvements on behalf of his clients.

Mr. Robbins’ achievements are proof positive that shareholder derivative actions are an important tool for keeping corporate management and fraud in check. His dedication to shareholder rights has helped propel Robbins LLP into a nationally recognized leader in shareholder rights litigation. As...
Tad Michael Mailander
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Tad Michael Mailander
San Diego, CA Securities Law Lawyer with 30 years of experience
(619) 239-9034 945 4th Avenue
Suite 311
San Diego, CA 92101
Securities and Business
Thomas Jefferson School of Law
Thomas Edward Malley Jr
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Thomas Edward Malley Jr
Camarillo, CA Securities Law Attorney with 51 years of experience
(805) 482-2199 1200 Paseo Camarillo
Camarillo, CA 93010
Securities, Agricultural, Business and Stockbroker Fraud
University of California Hastings College of the Law
Charles Henry Field Jr
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Charles Henry Field Jr
San Diego, CA Securities Law Attorney with 24 years of experience
(619) 577-4253 501 West Broadway
Suite 515
San Diego, CA 92101
Securities, Business and Stockbroker Fraud
McGeorge School of Law Univ of the Pacific
William Aul
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William Aul
San Diego, CA Securities Law Lawyer with 40 years of experience
(619) 497-2555 1660 Hotel Circle North,
Suite 207
San Diego, CA 92108
Securities and Business
California Western School of Law
John William Davis
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John William Davis
San Diego, CA Securities Law Lawyer with 23 years of experience
(619) 400-4870 501 W. Broadway, Suite 800
San Diego, CA 92101
Securities, Appeals, Business and Consumer
Justin Farar
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Justin Farar
San Diego, CA Securities Law Attorney
(619) 798-5581 402 West Broadway, Suite #400
San Diego, CA 92101
Securities
Afsaneh Eghbaldari
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Afsaneh Eghbaldari
San Diego, CA Securities Law Attorney with 14 years of experience
(619) 525-4233 1350 Front Street, Suite 2034
San Diego, CA 92101
Securities
Thomas Jefferson School of Law
Robert Schauble
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Robert Schauble
San Diego, CA Securities Law Lawyer with 18 years of experience
(866) 960-0208 1901 First Avenue
Second Floor
San Diego, CA 92101
Securities, Bankruptcy, DUI & DWI and Immigration
Thomas Jefferson School of Law
Natalie Thomas
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Natalie Thomas
Los Angeles, CA Securities Law Attorney
(213) 973-3485 611 Wilshire Blvd
Suite 808
Los Angeles, CA 90017
Securities, Business, IP and Trademarks
Vermont Law School
Alan William Sparer
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Alan William Sparer
San Francisco, CA Securities Law Attorney with 39 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Free ConsultationSecurities, Business, Elder and Stockbroker Fraud
Stanford University and Massachusetts Institute of Technology
For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.

SLG regularly helps resolve sensitive and confidential family disputes involving claims of elder abuse or financial misconduct. In the process, Mr. Sparer has successfully...
Gordon Craig Young
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Gordon Craig Young
Danville, CA Securities Law Attorney with 29 years of experience
(925) 314-9999 318-C Diablo Road
Danville, CA 94526
Free ConsultationSecurities, Arbitration & Mediation, Probate and Stockbroker Fraud
U of San Francisco School of Law
Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...
Michael L. Gallo
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Michael L. Gallo
San Francisco, CA Securities Law Lawyer with 19 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Securities, Business and Employment
University of California, Berkeley School of Law
Michael Gallo is a dedicated and skilled Business, Employment, and Securities Law Attorney with Sparer Law Group. Since 2002, he has represented clients in a broad array of areas involving securities, employment, employee raiding, trade secret, public utility ratemaking, and professional responsibility. His experience includes plaintiff and defendant class action matters as well. Mr. Gallo is committed to providing comprehensive representation for his clients' legal needs.

Mr. Gallo received his B.A. from Swarthmore College and M.A. from University of California at Berkeley. In 2001, he obtained his J.D. from the University of California at Berkeley, Boalt Hall School of Law. Mr....
Brian David McAllister
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Brian David McAllister
Santa Clara, CA Securities Law Attorney with 27 years of experience
(408) 334-9074 5201 Great America Pkwy
Suite 320
Santa Clara, CA 95054
Securities, Business and Communications
University of California Hastings College of the Law
Adept at crafting and executing on strategy, building teams, and partnering across functions to advance the business. I have rich experience in law, management and corporate development across diverse settings in terms of scale and geography. This has included advising startups, public companies and investors as outside counsel; serving as a legal and corporate development executive at an industry-leading public company with extensive global operations; and founding a real estate technology start-up. Strengths include: structuring and negotiating complex transactions; mergers & acquisitions; joint ventures; startups; venture capital financings; strategy; corporate governance; securities offerings; SEC reporting requirements; and global operations for complex...
Bernard Vogel III
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Bernard Vogel III
San Jose, CA Securities Law Attorney with 38 years of experience
(408) 573-5700 One North Market St.
Suite 200
San Jose, CA 95113
Securities, Business and Tax
Santa Clara University School of Law and University of California - Los Angeles
Bernie Vogel is a shareholder and the CEO and President of Silicon Valley Law Group. His practice emphasizes complex corporate transactions, investment financings, mergers and acquisitions, as well as the formation and maintenance of partnerships and limited liability companies. He provides ongoing business counseling to a variety of entities, ranging from venture capital firms and start up high tech and biotech companies. Advices on directors & officers liability, corporate governance, stock option plans, licensing, and contracts, as well as advice on complex tax issues with respect to transaction structuring, entity formation, reorganizations, and business succession planning. Before practicing law, Bernie...
Marnie Cherie Lambert Esq
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Marnie Cherie Lambert Esq
San Francisco, CA Securities Law Lawyer with 28 years of experience
(888) 203-7833 One Embarcadero Center
Suite 500
San Francisco, CA 94111
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Pepperdine University
Marnie C. Lambert, the founding member of Lambert Law Firm, LLC, is licensed to practice law in all state courts and federal district courts in Ohio and California. She has spent most of her legal career representing consumers in complex civil litigation, commercial litigation, securities litigation and class actions. She has also represented clients seeking recovery for personal injuries, wrongful death and various business torts. Ms. Lambert received her juris doctorate from Pepperdine University School of Law in 1992. She spent the first five years after law school working in Los Angeles, California for a large international law firm....
Brett Alcala
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Brett Alcala
San Mateo, CA Securities Law Lawyer with 35 years of experience
(650) 374-0304 177 Bovet Rd
6th Floor
San Mateo, CA 94402
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Santa Clara University School of Law
Brett Alcala has resolved hundreds of securities disputes through litigation, mediation and arbitration. He routinely represents clients before the Financial Industry Regulatory Authority (FINRA) and the American Arbitration Association (AAA). Brett Alcala's office is located in the San Francisco Bay Area; however, he has worked with clients across the United States.
Martin Ross Sances
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Martin Ross Sances
Lafayette, CA Securities Law Lawyer with 27 years of experience
(925) 284-2810 3736 Mt. Diablo Blvd.
Suite 300
Lafayette, CA 94549
Securities, Business, Construction and Insurance Claims
Univ of Wisconsin Law School
Areas of Expertise

Business advice and counseling
Contract drafting and review
Corporate structure and transactions
Licensing and regulation
Employment and labor negotiation
Insurance coverage and claims handling
Education

B.A., Colgate University, 1991
Phi Beta Kappa, Magna Cum Laude
J.D., University of Wisconsin Law School, 1994

Martin is an experienced business attorney who facilitates transactions while minimizing the risks and pitfalls facing his clients. Martin takes a “can-do” approach to legal problems that focuses on crafting deals through an integrative and value creating process rather than conflict.
Jin H. Kim
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Jin H. Kim
San Francisco, CA Securities Law Lawyer with 21 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Securities, Business and Real Estate
University of California, Berkeley School of Law
Jin H. Kim is a skilled and knowledgeable Attorney at Sparer Law Group. Her practice areas include a variety of Business, Securities, and Real Estate Law matters. Ms. Kim has more than a dozen years of experience advocating for clients with legal needs. She is committed to providing the highest quality legal representation.

Ms. Kim received a B.A. and M.A. from the University of California, Berkeley. In 1999, she obtained her J.D. from the University of California, Berkeley School of Law. Ms. Kim is a member of the State Bar of California.
Ansel Jay Halliburton
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Ansel Jay Halliburton
San Francisco, CA Securities Law Lawyer with 9 years of experience
(415) 955-1155 150 Post Street
Suite 520
San Francisco, CA 94108
Free ConsultationSecurities, Business, Communications and IP
University of California, Davis, School of Law
Gerry Harvey Goldsholle
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Gerry Harvey Goldsholle
Sausalito, CA Securities Law Attorney with 57 years of experience
(415) 339-6510 2330 Marinship Way, Suite 260
P.O. Box 835
Sausalito, CA 94965
Securities, Asbestos, Business and Insurance Claims
Columbia Univ School of Law
Gerry Goldsholle is a nationally known expert in insurance and insurance law who uses his decades of knowledge and industry "insider" experience to help his firm's clients stop being taken advantage of by insurance companies and others seeking to wrongfully delay or deny claims or pay pennies on the dollar.

An honors graduate of the College of William and Mary and the Columbia University School of Law, Gerry later completed the Senior Executive Program at Stanford University's Graduate School of Business and the coursework for a Masters of Liberal Arts at Stanford. He also served in the Army...
Inna Efimchik
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Inna Efimchik
Redwood City, CA Securities Law Lawyer with 16 years of experience
(650) 298-6014 541 Jefferson Ave
Suite 100
Redwood City, CA 94063
Securities, Business and Health Care
Inna Efimchik has a corporate and securities practice, focusing on emerging growth companies and venture capital firms. Her practice includes general corporate counseling and securities advising, venture capital financings, debt transactions, corporate partnerships, and mergers and acquisitions. During her practice she has represented companies in a wide range of industries, including software, internet, mobile, life sciences, biotechnology, medical device, communications and clean technology. Prior to joining Emergence Law Group, Inna Efimchik practiced corporate and securities law in the emerging companies groups at Cooley LLP and, previously, at Heller Ehrman Venture Law Group. In 2005, Inna Efimchik earned a J.D. from University...
Dallas Verhagen
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Dallas Verhagen
Santa Barbara, CA Securities Law Attorney with 4 years of experience
(805) 966-4225 820 State St
4th Floor
Santa Barbara, CA 93101
Securities, Business, Cannabis Law and Communications
Pepperdine University
Dallas Verhagen is an attorney at Fauver, Large, Archbald & Spray, LLP with a practice focused on transactional business matters. Dallas represents startups and small and large businesses in various industries, including tech, retail, manufacturing, transportation, professional services, marketing and media management, cosmetics, cannabis, food and beverage, and consulting. Dallas advises entrepreneurs, startups, and small and large businesses in all areas of business law, including the formation of business entities, negotiating and drafting employment agreements, implementing employee equity incentive agreements and plans, fundraising transactions, risk management, mergers and acquisitions, and more. Dallas also serves as outside general counsel for many...
Terrance James Evans
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Terrance James Evans
San Francisco, CA Securities Law Attorney with 18 years of experience
(415) 957-3130 One Market Plaza, Spear Tower
Suite 2200
San Francisco, CA 94105
Securities, Antitrust, Arbitration & Mediation and Business
Loyola University School of Law
Terrance J. Evans is a partner in the Trial Practice Group of Duane Morris in San Francisco. He concentrates his practice in representing the financial services industry, which includes international, national and community banks; loan service companies; and insurance companies.

With respect to the insurance industry, Mr. Evans concentrates his practice in complex commercial litigation and policy interpretation and analysis. He has represented commercial primary, excess and umbrella insurers in a wide range of multimillion-dollar cases, including declaratory relief, bad faith, rescission, subrogation, indemnity, additional insurance, interpleader and reformation actions.

In relation to the banking industry, Mr. Evans has represented international,...
Greg L Beattie
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Greg L Beattie
Berkeley, CA Securities Law Attorney with 41 years of experience
(510) 550-8605 2030 Addison Street
Suite 650
Berkeley, CA 94704
Securities, Business and IP
Harvard Law School
Greg Beattie practices corporate and technology law, and represents a broad spectrum of hardware, software and internet based companies, food and beverage companies including several wineries, cleantech/greentech companies and a variety of other distribution, retail, service, and manufacturing concerns, often serving as their general counsel. Greg graduated from Harvard Law School in 1980 (J.D., cum laude) and from Stanford University (highest honors) in 1976. His started his career at Cooley Godward, and has served as General Counsel of UB Networks, a pioneering Silicon Valley tech company, chair of the Venture and Technology Practice Group at Reed Smith,...
Jenny L. Paquette
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Jenny L. Paquette
San Francisco, CA Securities Law Attorney with 3 years of experience
1 Sansome St
Suite 1850
San Francisco, CA 94104
Securities
Temple University
Karen (Xiaorong) Chen Esq.
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Karen (Xiaorong) Chen Esq.
San Jose, CA Securities Law Lawyer
(408) 441-7500 1754 Technology Drive Suite 135
San Jose, CA 95110
Securities, Business and Real Estate
Santa Clara University School of Law
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