Cary Stockbroker & Investment Fraud Lawyers

James Penry
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James Penry
Raleigh, NC Stockbroker & Investment Fraud Lawyer with 45 years of experience
(919) 833-9449 1330 Saint Mary's Street
Suite 260
Raleigh, NC 27605
Free ConsultationStockbroker Fraud, Business, Construction and Securities
Wake Forest University School of Law
I am a trial lawyer, and concentrate on commercial trials and arbitrations, with a special concentration in construction and securities matters. After law school, I clerked for a U.S. District Judge, and have been engaged in trial practice since 1983. I practiced in large regional and national firms until 2000, at which time my partner and I formed our litigation firm. I have tried, arbitrated and mediated hundreds of cases. I am licensed to practice law in North Carolina, South Carolina, Florida, and California.
Andrew Whiteman
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Andrew Whiteman
Raleigh, NC Stockbroker & Investment Fraud Attorney with 44 years of experience
(919) 571-8300 5400 Glenwood Avenue, Suite 225
Raleigh, NC 27612
Free ConsultationStockbroker Fraud, Business, Insurance Claims and Securities
Ohio State University - Columbus
Mr. Whiteman has represented clients in civil lawsuits and arbitrations for over three decades. The main focus of his practice is the representation of individuals in disputes with securities brokers and disability insurance companies.

Mr. Whiteman is admitted to practice before the federal and state courts in North Carolina, the Fourth Circuit Court of Appeals, and the United States Supreme Court. Mr. Whiteman holds a peer review rating of “AV” from Martindale-Hubbell, the highest available ranking in the areas of attorney competence and ethics.

Mr. Whiteman carefully evaluates potential cases based on their legal and factual merit, and welcomes all potential...
Daniel Watts
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Daniel Watts
Raleigh, NC Stockbroker & Investment Fraud Attorney with 9 years of experience
(919) 571-8300 5400 Glenwood Avenue
Suite 225
Raleigh, NC 27612
Stockbroker Fraud, Business, Insurance Claims and Securities
Elon University School of Law
Mr. Watts is a native of Raleigh, North Carolina and attended Elon University, where he played varsity basketball and received numerous academic honors. After graduating from Elon in 2011, Mr. Watts worked as a pro bono intern at the Office of the Federal Public Defender in Raleigh, North Carolina.

In August 2012, Mr. Watts returned to Elon University School of Law to begin his legal studies as a Presidential Scholar. While in law school, Mr. Watts served as the Symposium Editor of the Elon Law Review, competed on behalf of the Elon Law Moot Court Board, mentored students as a Dean’s...
Neil Riemann
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Neil Riemann
Raleigh, NC Stockbroker & Investment Fraud Lawyer with 32 years of experience
(919) 833-9449 510 Glenwood Ave
Raleigh, NC 27603
Stockbroker Fraud, Appeals, Construction and Securities
University of Michigan - Ann Arbor
Neil Riemann tries, arbitrates, and takes appeals in business disputes. He has handled cases in federal and state courts as well as cases before arbitrators and governmental agencies. Most of his cases involve construction disputes, disputes between customers and their financial advisors, claims for insurance coverage, and claims of fraud or unfair practices.
Michael L. Weisel
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Michael L. Weisel
Raleigh, NC Stockbroker & Investment Fraud Attorney with 44 years of experience
(919) 679-1776 1101 Haynes Street
Suite 205
Raleigh, NC 27604-1455
Stockbroker Fraud, Administrative and Business
Michael Weisel concentrates his legal practice on corporate finance, mergers, acquisitions and divestitures, commercial real estate, venture capital, business and corporate law, government relations, administrative and regulatory law, campaign finance and election law, and securities arbitration Representing corporations, financial institutions, insurance companies, associations and individuals before the N.C. General Assembly, U.S. Congress, agencies and regulators, he brings a unique blend of legal, legislative, business and political skills to successfully navigate his clients through governmental squalls. Mr. Weisel also employs his distinctive experience and expertise in business representation, believing clients need clear, concise and practical counsel from their lawyer...
Christopher A. Beechler
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Christopher A. Beechler
Winston-Salem, NC Stockbroker & Investment Fraud Lawyer with 23 years of experience
(336) 723-1110 380 Knollwood Street, Ste 305
Winston-Salem, NC 27103
Free ConsultationStockbroker Fraud, Criminal Defense and DUI & DWI
Wake Forest University School of Law
Chris Beechler is a board-certified specialist in state and federal criminal law in North Carolina. A lawyer can only earn this certification after demonstrating exceptional knowledge within the field coupled with sufficient experience in a range of legal actions, including trials and appellate experience. This distinction is held by only a handful of attorneys in the Winston-Salem area. Chris Beechler has been practicing criminal law in North Carolina for over 20 years. He represents clients throughout North Carolina's state courts, all three federal district courts, and the Court of Appeals for the Fourth Circuit. Chris represents clients charged with any criminal...
W. Scott Harkey
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W. Scott Harkey
Winston Salem, NC Stockbroker & Investment Fraud Attorney with 12 years of experience
(336) 733-7767 380 Knollwood St.
Suite 305
Winston Salem, NC 27103
Free ConsultationStockbroker Fraud, Criminal Defense, DUI & DWI and White Collar Crime
Campbell Law School
Harkey Litigation in North Carolina is managed by W. Scott Harkey, who previously served as a special prosecutor for the Financial Crimes Unit from March 2013 until May 2021. Prior to that, he worked at a law firm in Raleigh, North Carolina, where he defended civil cases. Scott has an impressive track record of successfully trying jury cases in both state and federal courts in North Carolina, and has secured favorable verdicts in multi-million-dollar disputes. He even obtained his first multi-million-dollar judgment at the young age of 28. Since 2013, Scott has tried more complex white-collar cases in North Carolina than...
Fred Bruton Monroe
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Fred Bruton Monroe
Charlotte, NC Stockbroker & Investment Fraud Attorney with 28 years of experience
(704) 372-9870 525 North Tryon Street
Charlotte, NC 28202
Stockbroker Fraud
Mercer University Walter F. George School of Law
Fred focuses his civil litigation practice on representing individuals and companies involved in complex business disputes. Fred’s trial experience, when coupled with his educational background in the areas of finance and accounting, provide him with a distinctive ability to counsel clients on business litigation issues. Fred is uniquely qualified to assist individuals and businesses involved in complex disputes in areas such as: securities fraud, derivative actions, dissolutions, waste of assets, minority shareholder rights, controlling shareholder obligations, dissenting shareholder rights, officers’ and directors’ liability, executive compensation, restrictive covenants, trade secrets, employee stock ownership plans, business valuation issues, financial products, and estates...
Chet Rabon
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Chet Rabon
Charlotte, NC Stockbroker & Investment Fraud Lawyer with 35 years of experience
(704) 247-3247 225 E. Worthington Ave.
Suite 100
Charlotte, NC 28203
Free ConsultationStockbroker Fraud
Vanderbilt University Law School
Chet Rabon is the Founder of the Rabon Law Firm, PLLC, in Charlotte, North Carolina. Chet is a graduate of Furman University and Vanderbilt University School of Law and has been in private practice for 24 years. The Rabon Law Firm concentrates its practice in matters arising under the False Claims Act and other whistleblower laws such as the IRS and SEC Whistleblower Programs. Rabon is an active member of the American Association for Justice (AAJ), the North Carolina Advocates for Justice (NCAJ), the Southern Trial Lawyers Association (STLA), and Taxpayers Against Fraud (TAF). Rabon was also recently invited to...
Marshall Walker
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Marshall Walker
Charlotte, NC Stockbroker & Investment Fraud Attorney with 12 years of experience
(704) 247-3247 225 East Worthington Avenue
Suite 100
Charlotte, NC 28203
Free ConsultationStockbroker Fraud
University of South Carolina - Columbia
Elizabeth J. Caviness
Charlotte, NC Stockbroker & Investment Fraud Attorney with 35 years of experience
(704) 332-0881 225 East Kingston Ave
nue
Charlotte, NC 28203
Stockbroker Fraud, Elder, Estate Planning and Family
Joshua Reed
Kill Devil Hills, NC Stockbroker & Investment Fraud Lawyer
(252) 715-0267 2603 N. Croatan Hwy
Kill Devil Hills, NC 27948
Stockbroker Fraud, Animal, Appeals and Business
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