Charlotte County Stockbroker & Investment Fraud Lawyers

I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora. I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!

Joshua A. Katz practices in the areas of Securities Arbitration and Litigation, Complex Commercial Litigation, Securities Regulation and Enforcement, Receivership Litigation, and Broker-Dealer Compliance and Defense.

Since 2004, Mr. Katz has focused his practice in the area of broker-dealer arbitration before FINRA, or the Financial Industry Regulatory Authority, formerly known as the NASD or National Association of Securities Dealers. Mr. Katz has extensive experience representing public investors, brokers, and broker-dealers in arbitrations.

Prior to joining Sallah Astarita & Cox, Mr. Katz was an associate for the law firm of Klein & Sallah, LLC. He has advised and represented brokerage firms in proceedings...

Experienced attorney in Federal courts, Florida state courts and FINRA arbitration with focus in securities law, securities class actions, broker-dealer disputes and business law.

David Hill obtained his undergraduate and law degrees from the University of North Carolina at Chapel Hill and is admitted to practice before the U.S. District Court, Middle District of Florida, and all state courts of Florida. Mr. Hill has practiced exclusively in criminal defense in the state of Florida, primarily in the Central Florida community, since graduating from law school and represents clients in a far-ranging array of matters, including felony, misdemeanor and traffic allegations, in both State and Federal courts. He has twenty years of experience as a criminal defense lawyer having been admitted to practice in 1991,...

Experience: • More than 30 years experience • Former Prosceutor for Orange and Osceola County • Handled Capitol Cases involving the Death Penalty • Handled Thousands of Criminal Cases • Handled Thousands of DUI and Traffic Cases Licensed To Practice: • United States Supreme Court • United States District Court Middle District Florida • All Florida State Courts

For over 24 years, I have dedicated my legal skills to advising and zealously representing clients in a variety of areas, including Securities Arbitration, Business Litigation, Employment and Partnership Disputes, Breach of Contract, Fraud and Negligence Claims, Commercial Real Estate Leases, Professional Malpractice, and Intellectual Property Actions.

In addition to handling litigation matters, I also represent businesses and individuals in commercial and secured transactions as well as in drafting and negotiating general contracts (such as non-disclosure agreements, employment covenants, distribution contracts, licenses, etc.).

I have extensive experience representing all types of clients, from single individuals to Fortune 500 companies. ...

David D. Gongora is an Attorney at the Law Offices of Blaxberg, Grayson & Kukoff, P.A. and concentrates his practice in the Financial Services industry in the areas of Real Estate law and Commercial Litigation. Since 2002, David earned his Bachelor’s degree in Finance and Real Estate to hone his analytical skills during his tenure as a strategic management consultant for manufacturing operations. Meanwhile, he also focused his experience and education for businesses across South Florida as a commercial real estate broker negotiating industrial Real Estate leasing and sales transactions. In 2004, David was elected as councilman for...

Ryan Stumphauzer represents clients in government regulatory enforcement matters, white collar criminal litigation, internal investigations, whistleblower suits, compliance counseling, and civil litigation. Prior to founding Stumphauzer & Sloman, Mr. Stumphauzer served for six years as a federal prosecutor in the Southern District of Florida, where he directed over one hundred cases involving allegations of health care fraud, mail and wire fraud, securities fraud, bank fraud, money laundering, identity theft, and violations of HIPAA and the health care anti-kickback statutes. While at the U.S. Attorney’s Office, Mr. Stumphauzer served as the Deputy Chief of the Health Care Fraud Unit,...

From 1984 until 1997, David Weintraub represented the majority of this country’s largest securities firms. He knows the securities industry and how it operates. In 1997 David Weintraub switched sides, putting his extensive knowledge and experience to work for institutional and individual investors who have suffered investment losses. The firm’s practice focuses on Securities Arbitration and Litigation. We are especially sensitive to our clients’ desire to maintain their privacy – to not alert the general public to their investment losses. One of the most attractive features of the arbitration process is its confidential nature. Your...

No person and no business are immune from cyber crime, whether by phishing, fake websites, malware, account compromise/takeover, fraudulent wire transfers, ransomware, identity theft, and vendor breaches.

Rosen Protection Law PLLC is a boutique cyber security law firm located in Boca Raton, Florida. We proactively assist our clients with cyber fraud prevention, managing cyber security risk and being prepared for cyber attacks. When clients suffer a disruptive attack or breach, we are engaged to assist our clients with incident response and recovery.

Kevin D. Rosen is the Firm’s Managing Attorney and member of The Florida Bar. Kevin has more than 20 years...

Lawton R. Graves is a litigation associate with experience handling matters involving securities disputes, regulatory investigations, compliance with state and federal securities laws, broker-dealers, financial services firms, business disputes, complex commercial litigation, personal injury, foreclosures, bankruptcy and collection matters. Mr. Graves graduated magna cum laude from the Florida State University College of Law in the top 10% of his class, was an active member of the FSU Law review, and received the Book Award as the best student in Secured Transactions (UCC: Article 9). Prior to attending law school, Mr. Graves earned his Bachelor’s degree in Finance from Florida...

Daniel Lustig was born in San Jose, Costa Rica and moved to West Palm Beach, Florida in December of 1997. After serving as Special Prosecutor of the State Attorney’s Office and working as an associate for some of the most prestigious personal injury and complex commercial litigation law firms in South Florida, Daniel opened his law firm with partner, Michael Pike. Daniel has litigated and secured significant results for his personal injury clients injured in auto accidents and incidents involving slip or trip and falls. Daniel has also litigated complex business disputes and denials of insurance coverage in the United...

Mr. Soto is a skilled trial attorney who assists executives and companies facing securities fraud and cryptocurrency or commodities fraud investigations by the SEC, FINRA, CFTC, or criminal authorities. Mr. Soto is a former federal prosecutors and SEC trial attorney. Learn more at https://ffslawfirm.com/