Santa Cruz Stockbroker & Investment Fraud Lawyers

Eric Thomas Hartnett
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Eric Thomas Hartnett
Sunnyvale, CA Stockbroker & Investment Fraud Lawyer with 16 years of experience
(408) 290-8228 563 S. Murphy Ave.
Sunnyvale, CA 94086
Stockbroker Fraud, Business, Collections and Real Estate
Santa Clara University School of Law
Eric Hartnett possesses an impressive real estate and business law background. He is a former partner at a preeminent real estate firm in Silicon Valley and has garnered a considerable wealth of experience by working his entire career at small and medium-sized firms. He has represented a wide array of clients ranging from Fortune 500 companies and government entities to individuals and small businesses. Eric's skills and expertise have been recognized through his repeated receipt of Super Lawyers's Northern California Rising Star award.

While the majority of his cases have been venued in the Bay Area (e.g. Santa...
Lynn Gorelick
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Lynn Gorelick
Pleasanton, CA Stockbroker & Investment Fraud Attorney with 38 years of experience
(925) 847-3006 4900 Hopyard Road, West Lobby
Suite 100
Pleasanton, CA 94588
Stockbroker Fraud, Criminal Defense, DUI & DWI and Juvenile
University of CA, Hastings College of Law
Lynn Gorelick has been an attorney for over 34 years. Attorney Lynn Gorelick is the Immediate Past President of the California DUI Lawyers Association. This is the only and most well respected legal organization for California Lawyers specializing in DUI defense. Ms. Gorelick has been a member of this organization since its inception and has served on the Board of Directors for over 15 years. She is committed to the protection your rights.

Ms. Gorelick is a Faculty and Sustaining member of the National College of DUI Defense. She has been a featured speaker at the...
Brett Alcala
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Brett Alcala
San Mateo, CA Stockbroker & Investment Fraud Lawyer with 34 years of experience
(650) 374-0304 177 Bovet Rd
6th Floor
San Mateo, CA 94402
Free ConsultationStockbroker Fraud, Arbitration & Mediation, Business and Securities
Santa Clara University School of Law
Brett Alcala has resolved hundreds of securities disputes through litigation, mediation and arbitration. He routinely represents clients before the Financial Industry Regulatory Authority (FINRA) and the American Arbitration Association (AAA). Brett Alcala's office is located in the San Francisco Bay Area; however, he has worked with clients across the United States.
Eben Lee Kurtzman
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Eben Lee Kurtzman
San Jose, CA Stockbroker & Investment Fraud Attorney with 32 years of experience
(408) 295-2105 1131 Park Ave
San Jose, CA 95126
Free ConsultationStockbroker Fraud, Animal, Arbitration & Mediation and Business
Based out of Santa Clara County, The Law Office of Eben L. Kurtzman has been providing reliable legal advice and representation in criminal law defense and personal injury prosecution cases for over two decades. Eben has handled over one thousand cases and has had more than fifty jury trials. His practice is centered on the idea that the client is the most important part of any case, and that a straight-forward, honest approach is the best way to succeed. He will give you a realistic, honest assessment of your case. He encourages all of his clients to ask questions and...
Ryan Zachary Keller
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Ryan Zachary Keller
San Carlos, CA Stockbroker & Investment Fraud Attorney with 14 years of experience
(650) 637-9100 999 Skyway Road
Suite 310
San Carlos, CA 94070
Stockbroker Fraud, Business, Insurance Defense and Medical Malpractice
Univ of San Diego School of Law
Our firm specializes in litigation including insurance defense/coverage, medical malpractice, and investment suitability law. The firm is managed by seasoned trial, coverage, arbitration, and appellate attorneys.

I was a financial advisor at UBS and Charles Schwab before I attended law school at the University of San Diego. I am a Partner at Hayes Scott Bonino Ellingson Simonson Guslani & Clause, LLP. I moved up to Northern California to join the firm in 2011 leaving a similar firm in Orange County after I had twins.
Guy Ellery Louie
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Guy Ellery Louie
Hayward, CA Stockbroker & Investment Fraud Lawyer with 29 years of experience
(925) 234-1440 225 West Winton Avenue- Suite 200
Hayward, CA 94533
Stockbroker Fraud, Animal, Appeals and Arbitration & Mediation
Thomas Jefferson School of Law
Ivan O.B. Morse
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Ivan O.B. Morse
Dublin, CA Stockbroker & Investment Fraud Attorney
(925) 828-5307 11700 Dublin Boulevard
Suite 240
Dublin, CA 94568
Stockbroker Fraud, Animal, Appeals and Criminal Defense
San Francisco Law School
Ivan Morse has been successfully helping people accused of crimes since 1981. The main reason for his success is the fact he was an Oakland Police Officer for seven years. He understands how police think and how they operate including, but not limited to, reasons they make stops, tactics used when interviewing people, reasons they make arrests and strategies they use to write police reports.
Attorney Morse is passionate to ensure everyone's constitutional rights are not violated. He likes to help people who find themselves accused of a crime and subjected to the criminal justice system. Because of his passion and...
Anthony James Keiley III
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Anthony James Keiley III
San Jose, CA Stockbroker & Investment Fraud Attorney with 38 years of experience
(408) 283-9900 111 North Market Street, Third Floor
San Jose, CA 95113
Stockbroker Fraud, Arbitration & Mediation, Business and Real Estate
Santa Clara University School of Law
Juris Dumpis
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Juris Dumpis
San Mateo, CA Stockbroker & Investment Fraud Lawyer with 38 years of experience
(650) 350-1744 66 Bovet Rd
San Mateo, CA 94402
Stockbroker Fraud, Animal, Appeals and Business
University of San Francisco School of Law
Regis John Amann
Union City, CA Stockbroker & Investment Fraud Attorney with 46 years of experience
(510) 471-7786 2600 Central Ave
STE N
Union City, CA 94587
Stockbroker Fraud, Bankruptcy, Divorce and Estate Planning
University of California Hastings College of the Law and University of California Hastings College of the Law
John Halley
Redwood City, CA Stockbroker & Investment Fraud Attorney
620 Jefferson Avenue
Redwood City, CA 94063
Stockbroker Fraud, Animal, Appeals and Bankruptcy
Philip Stephen Barnett
San Mateo, CA Stockbroker & Investment Fraud Lawyer with 52 years of experience
(650) 341-3867 177 Bovet Rd
# 600
San Mateo, CA 94402
Stockbroker Fraud, Animal, Criminal Defense and DUI & DWI
Brooklyn Law School
Amir AtashiRang
Palo Alto, CA Stockbroker & Investment Fraud Attorney with 17 years of experience
2600 El Camino Real
Palo Alto, CA 94306
Stockbroker Fraud, Consumer, Elder and Securities
University of California Hastings College of the Law
David L. Roth
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David L. Roth
Oakland, CA Stockbroker & Investment Fraud Attorney with 42 years of experience
(510) 482-6600 1425 Leimert Blvd, Suite 405
Oakland, CA 94602
Stockbroker Fraud, Business, Construction and Real Estate
University of California Hastings College of the Law
Real Estate Law Offices of David L. Roth. Highest rating AV by Martindale-Hubbell Law Directory. Co-author, Chap. 10, California Easements And Boundaries: Law And Litigation (CEB). Author, Chap. 1, "Easements," Neighbor Disputes: Law & Litigation (CEB) Practice areas include: Commercial Landlord/Tenant; Boundary and Easement Disputes; Title, Partition, Quiet Title, Adverse Possession, Prescriptive Easements; Construction Defect and Mechanics Lien lawsuits; Premises Liability and Injuries; Purchase/Sale Transactions and Litigation; Deeds of Trust; Real Estate Fraud.
Alan William Sparer
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Alan William Sparer
San Francisco, CA Stockbroker & Investment Fraud Attorney with 39 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Free ConsultationStockbroker Fraud, Elder, Real Estate and Securities
Stanford University and Massachusetts Institute of Technology
For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.

SLG regularly helps resolve sensitive and confidential family disputes involving claims of elder abuse or financial misconduct. In the process, Mr. Sparer has successfully...
Ingrid M. Evans
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Ingrid M. Evans
San Francisco, CA Stockbroker & Investment Fraud Attorney with 25 years of experience
(888) 503-8267 3053 Fillmore Street #236
San Francisco, CA 94123
Stockbroker Fraud, Consumer, Elder and Personal Injury
University of the Pacific, McGeorge School of Law
Ingrid M. Evans is the founding partner of the Evans Law Firm. Ms. Evans is a Board Certified Civil Trial Advocate, and was named as a Finalist for Consumer Attorney of the Year, Consumer Attorneys of California, 2009. Ingrid Evans is a veteran in the courtroom and was previously undefeated in jury trials as a former Deputy City Attorney for San Francisco. Ingrid Evans is an experienced litigator in state and federal courts and is licensed to practice law in California, the District of Columbia, and New York. Ms. Evans has been named as a 2010 Northern California Super Lawyers...
Val D. Hornstein Esq.
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Val D. Hornstein Esq.
San Francisco, CA Stockbroker & Investment Fraud Lawyer with 37 years of experience
(415) 454-1490 235 Pine Street
Suite 1300
San Francisco, CA 94104
Free ConsultationStockbroker Fraud, Business, Consumer and Securities
The George Washington University Law School
Hornstein Law Offices, Prof. Corp. is a 20-year old California-based law firm concentrating in business, securities, intellectual property and related transactions and litigation. We have served clients across the country and in abroad. Our client base ranges from individuals. start-up companies to multi-national corporations in all fields of business. Mr. Hornstein has been in practice for 30-years. Prior to HLO, he was with large international law firms and in-house corporate counsel. Please call to discuss any questions in these areas.
Daniel L Feder
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Daniel L Feder
San Francisco, CA Stockbroker & Investment Fraud Attorney with 33 years of experience
(415) 391-9476 332 Pine St., Suite 700
San Francisco, CA 94104
Free ConsultationStockbroker Fraud, Arbitration & Mediation, Employment and Personal Injury
University of California - Los Angeles
Law Firm Specializing in Employment Discrimination and Harassment and Personal Injury Cases. The Law Offices of Daniel Feder consistently provide consumers and employees with top-quality attorney representation. Mr. Feder represents employees in discrimination, harassment and whistleblower lawsuits against their former employers. He also practices in the area of personal injury and medical malpractice. He provides representation on a contingency basis. He offers free initial one hour consultations to the public. The Law Offices of Daniel Feder is dedicated to providing employees in California with access to top-quality representation in disputes with their former employers. Mr. Feder has spent more...
Marnie Cherie Lambert Esq
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Marnie Cherie Lambert Esq
San Francisco, CA Stockbroker & Investment Fraud Lawyer with 28 years of experience
(888) 203-7833 One Embarcadero Center
Suite 500
San Francisco, CA 94111
Free ConsultationStockbroker Fraud, Consumer, Securities and White Collar Crime
Pepperdine University
Marnie C. Lambert, the founding member of Lambert Law Firm, LLC, is licensed to practice law in all state courts and federal district courts in Ohio and California. She has spent most of her legal career representing consumers in complex civil litigation, commercial litigation, securities litigation and class actions. She has also represented clients seeking recovery for personal injuries, wrongful death and various business torts. Ms. Lambert received her juris doctorate from Pepperdine University School of Law in 1992. She spent the first five years after law school working in Los Angeles, California for a large international law firm....
Gordon Craig Young
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Gordon Craig Young
Danville, CA Stockbroker & Investment Fraud Attorney with 29 years of experience
(925) 314-9999 318-C Diablo Road
Danville, CA 94526
Free ConsultationStockbroker Fraud, Arbitration & Mediation, Probate and Securities
U of San Francisco School of Law
Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...
Daniel Bakondi
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Daniel Bakondi
San Francisco, CA Stockbroker & Investment Fraud Lawyer with 15 years of experience
(415) 450-0424 870 Market Street, Suite 1157
San Francisco, CA 94102
Free ConsultationStockbroker Fraud, Business, Energy and Real Estate
Golden Gate Univ School of Law
Securities fraud attorney, finra arbitration services, investment fraud, stock broker fraud, and other securities attorney services. Contact me to discuss your case.
Micheal Anthony Thompson
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Micheal Anthony Thompson
Vallejo, CA Stockbroker & Investment Fraud Attorney with 36 years of experience
(707) 643-2122 410 Tuolumne St
Vallejo, CA 94590
Stockbroker Fraud, Business, Estate Planning and Real Estate
UCLA School of Law
Personal Injury Attorney - owner of the Law Office of Micheal A. Thompson. Admitted to the CA State Bar in 1985. Graduate of UCLA Law School.
Robert Lease Gonser
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Robert Lease Gonser
Lafayette, CA Stockbroker & Investment Fraud Attorney with 31 years of experience
(925) 284-0840 3717 Mt Diablo Blvd
Lafayette, CA 94549
Stockbroker Fraud and Securities
Santa Clara Univ School of Law
Since 1990, Bob Gonser has practiced in the securities area, including representation of public investors before the Financial Industry Regulatory Authority (formerly NASD), New York Stock Exchange and Pacific Exchange. He has successfully handled hundreds of cases involving losses sustained in brokerage accounts as a result of wrongdoing, mismanagement and fraud by brokers and brokerage firms. Over the years, Mr. Gonser's efforts have resulted in a multitude of awards and settlements for his clients including over $1.2 million in damages and interest for four employees of Cisco Systems in arbitration before the Pacific Exchange (Read the decision.) At Hunsucker Goodstein, he...
Steven Jeffrey Mehlman
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Steven Jeffrey Mehlman
Walnut Creek, CA Stockbroker & Investment Fraud Lawyer with 41 years of experience
(925) 935-3575 3050 Citrus Circle,, Suite 203
Walnut Creek, CA 94598
Free ConsultationStockbroker Fraud, Animal, Business and Consumer
University of Michigan
Mehlman Law Group is an East Bay (Walnut Creek, CA) real estate, business, and civil litigation law firm. We practice in all San Francisco Bay Area state and federal courts. I believe all clients should have access to high-quality legal services. Many of my clients see me as their "in-house" counsel or trusted personal legal advisor. For legal advice or representation, contact me at (925) 935-3575 or steven@mehlmanlawgroup.com for a free consultation. I have thirty years of experience representing small businesses and individuals. I consult with, provide guidance to, and refer clients to other professionals, including real estate and mortgage brokers, accountants,...
Jeffrey Bruce Neustadt
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Jeffrey Bruce Neustadt
San Francisco, CA Stockbroker & Investment Fraud Lawyer with 51 years of experience
(415) 434-4440 PO Box 170249
San Francisco, CA 94117
Free ConsultationStockbroker Fraud, Criminal Defense, Divorce and White Collar Crime
Boston College Law School and Boston College Law School
I have been practicing law in San Francisco California and all of the Bay Area counties for over 30 years. My practice consists of various things but primarily the trial practice including Civil, Criminal in all its aspects, and Family law. Over the course of my career, I have had a great deal of experience in each of these areas and others. I have never lost my enthusiasm nor my interest in the protection of my clients.
Leon Henderson Rountree III
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Leon Henderson Rountree III
Oakland, CA Stockbroker & Investment Fraud Attorney with 19 years of experience
(510) 343-6299 317 Washington Street
Suite 214
Oakland, CA 94607
Stockbroker Fraud, Consumer, Landlord Tenant and Real Estate
Golden Gate Univ School of Law
Michael M. Astanehe
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Michael M. Astanehe
San Francisco, CA Stockbroker & Investment Fraud Attorney with 4 years of experience
(415) 226-7170 71 Stevenson Street
Suite 400
San Francisco, CA 94105
Stockbroker Fraud, Employment, Real Estate and Securities
University of California Hastings College of the Law
Cory B. Chartrand
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Cory B. Chartrand
Turlock, CA Stockbroker & Investment Fraud Lawyer with 27 years of experience
(209) 667-2300 300 N. Palm Street
Turlock, CA 95381
Stockbroker Fraud, Insurance Claims, Personal Injury and Products Liability
University of the Pacific, McGeorge School of Law
Richard Hyppa
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Richard Hyppa
Tracy, CA Stockbroker & Investment Fraud Attorney with 38 years of experience
(209) 815-4054 Tracy Law Center
120 E. 12th St.
Tracy, CA 95376
Stockbroker Fraud, Collections, Personal Injury and Real Estate
Santa Clara University School of Law
I have a general civil practice, emphasizing real estate, personal injuries and collections. I presently have cases in San Joaquin, Alameda, Santa Clara and Stanislaus counties. As a sole practitioner I am the attorney who handles all aspects of all of my cases. I have 39 years experience, and I try to settle cases when possible, otherwise I try to get the best results without unnecessary problems and costs.
Jason A. Richardson
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Jason A. Richardson
San Francisco, CA Stockbroker & Investment Fraud Attorney
One Embarcadero Center
Suite 500
San Francisco, CA 94111
Stockbroker Fraud and Securities
Steven Peter Small
Alameda, CA Stockbroker & Investment Fraud Lawyer with 54 years of experience
(510) 865-2038 2509 Santa Clara Ave
Alameda, CA 94501
Stockbroker Fraud, Bankruptcy, Consumer and Securities
Loyola Law School, Los Angeles and Loyola Law School, Los Angeles
Derek Richard Ewin
Walnut Creek, CA Stockbroker & Investment Fraud Attorney with 27 years of experience
(925) 262-8406 201 N Civic Dr
225
Walnut Creek, CA 94596
Stockbroker Fraud, Animal, Business and Criminal Defense
University of California, Davis, School of Law
Thomas Francis McKenna
Walnut Creek, CA Stockbroker & Investment Fraud Lawyer with 35 years of experience
(925) 933-7500 201 N Civic Dr
225
Walnut Creek, CA 94596
Stockbroker Fraud, Criminal Defense and DUI & DWI
John F. Kennedy
Joseph Abrams
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Joseph Abrams
Anaheim, CA Stockbroker & Investment Fraud Attorney with 23 years of experience
(714) 883-9822 2400 E. Katella Avenue
Suite 825
Anaheim, CA 92806
Free ConsultationStockbroker Fraud, Criminal Defense and White Collar Crime
Southwestern University School of Law
From his federal and state criminal defense and sentence mitigation law firm in Anaheim, California, attorney Joseph Abrams provides unmatched legal representation and results to clients in Orange County and all of Southern California who are under investigation for, charged with, or awaiting sentencing on any type of federal or state criminal offense. With extensive knowledge and experience in all areas of federal criminal practice, including expert knowledge of the federal sentencing guidelines and federal sentencing advocacy, Mr. Abrams achieves notable success in obtaining favorable results for his clients' serious and pressing legal challenges. Prior to starting his own law...
Kenneth Wonsup Chung
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Kenneth Wonsup Chung
Irvine, CA Stockbroker & Investment Fraud Attorney with 27 years of experience
(949) 261-7700 38 Corporate Park
Irvine, CA 92606
Free ConsultationStockbroker Fraud, Business and Real Estate
U of San Francisco School of Law
Kenneth W. Chung is experienced in both business litigation and business transactions. Mr. Chung’s business law experience includes real estate, contract, corporate, and employment issues. In addition to his skills as a transactional attorney, Mr. Chung’s aggressive yet thoughtful approach to arbitrations and trials, has distinguished himself as a successful litigator and advocate, in both the courtroom and the office. Mr. Chung counsels and represents a variety of businesses ranging from prestigious multi-national conglomerates to emerging private companies. He is proficient in negotiating and drafting a variety of business agreements including real estate contracts, distribution agreements, employment contracts, business alliance...
Karren M. Kenney
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Karren M. Kenney
Costa Mesa, CA Stockbroker & Investment Fraud Lawyer with 26 years of experience
(855) 505-5588 2900 Bristol Street
Suite C204
Costa Mesa, CA 92626
Free ConsultationStockbroker Fraud, Appeals, Criminal Defense and White Collar Crime
Thomas Jefferson School of Law
Whether you are under investigation or charged with a crime, my team and I are committed to defending your personal freedom.

Having been practicing law since 1994, I enjoy zealously advocating for my clients and being their voice in the courtroom.

I have tried over 70 criminal trials to verdict in state and federal courts and believe everyone deserves their day in court.

Nobody should ever plead guilty to a crime they did not commit.

Prior to starting my own criminal defense firm in 2012, I was a Senior Deputy Public Defender in Orange...
David Meyer Esq
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David Meyer Esq
Los Angeles, CA Stockbroker & Investment Fraud Attorney with 26 years of experience
(800) 738-1960 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Free ConsultationStockbroker Fraud, Business, Consumer and Securities
Capital University Law School and Capital University
Attorney David P. Meyer is the principal founder of Meyer Wilson. He has gained national recognition as an investment fraud lawyer, representing more than 800 investors in investment misconduct claims. He has won verdicts, settlements and judgments of hundreds of millions of dollars on their behalf. Because he is recognized as an authority in this field, he is often asked to speak for bar associations and at educational seminars. He is an active member of the Public Investors’ Arbitration Bar Association and various other legal professional associations. In 2013, Attorney David Meyer was included in the list of Best...
Richard  Frankowski
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Richard Frankowski
San Francisco, CA Stockbroker & Investment Fraud Lawyer with 20 years of experience
(415) 969-9338 201 Mission St
Suite 1
San Francisco, CA 94105
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
University of Alabama School of Law and University of Alabama School of Law
Richard S. Frankowski is the owner of The Frankowski Firm, LLC based in Birmingham, Alabama and Incline Village, Nevada. Mr. Frankowski has represented hundreds of investors around the country in FINRA arbitrations and in court. His practice focuses on stock broker fraud, consumer class actions, and direct and derivative shareholder litigation. He is an AV Preeminent-rated attorney by Martindale Hubbell and is a member of the Alabama and Florida Bars, as well as a member of the American Bar Association, the American Association for Justice, and National Trial Lawyers. Mr. Frankowski co-authored The Practitioner's Guide to...
Jeffrey Louis Gaffney
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Jeffrey Louis Gaffney
Carlsbad, CA Stockbroker & Investment Fraud Lawyer with 28 years of experience
(760) 809-9401 1902 Wright Place Suite 200
Carlsbad, CA 92008
Free ConsultationStockbroker Fraud, Elder and Estate Planning
Univ of San Diego School of Law
Jeffrey Gaffney is a 27 year attorney and retired Navy Captain. Originally from New York, he moved to San Diego in 1985 and has remained here since, military duties permitting.

An attorney since 1993, Jeff is a graduate of the University of San Diego School of Law. He began as a law clerk in 1991, helping aggrieved investors recover from unscrupulous stockbrokers. A former registered representative ("used stock salesman") and principal (licensed manager of registered representatives), he began his own law firm in the midst of a scandal involving Prudential Securities' sales of limited partnerships. Since then,...
Ryan James Tegnelia
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Ryan James Tegnelia
San Diego, CA Stockbroker & Investment Fraud Lawyer with 15 years of experience
(619) 577-0868 2820 Camino Del Rio South
San Diego, CA
Free ConsultationStockbroker Fraud, Appeals, Arbitration & Mediation and Consumer
Thomas Jefferson School of Law
A former prosecutor, Mr. Tegnelia has handled a wide variety of criminal cases throughout southern and central California. Upon his return, he was recruited by the largest consumer and criminal law firm in southern California. Mr. Tegnelia has defended hundreds of felony and misdemeanor cases in Los Angeles, Riverside, San Bernardino, Orange, and San Diego counties, as well as Federal court. Mr. Tegnelia brings diverse experience having handled a wide variety of cases including drug posession and sales, violent crimes including assault with a deadly weapon, assault causing great bodily injury, assault with a firearm, attempted murder,murder and sexual assault....
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