Aubrey Securities Lawyers

Alan Abergel
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Alan Abergel
Fort Worth, TX Securities Law Lawyer with 18 years of experience
(817) 304-9540 600 West 6th Street
Floor 4
Fort Worth, TX 76102
Securities, Business, Real Estate and Trademarks
Univ of Maryland School of Law
Alan Abergel is an attorney licensed by both the State Bar of California and the State Bar of Texas. My firm’s concentration is in the representation of entrepreneurs and their businesses. My firm provides transactional, regulatory, and administrative litigation services. My firm often acts as outside general counsel for its clients’ businesses. My firm serves many business industries including, lending, financial services, equipment leasing and finance, real estate, technology startups, professional services, music/entertainment, new media, fitness/wellness, manufacturing, restaurants, and apparel. As a Texas and California, business law firm, my firm...
Steve Kardell Jr.
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Steve Kardell Jr.
Dallas, TX Securities Law Attorney with 48 years of experience
(214) 616-4654 4514 Cole Ave
# 600
Dallas, TX 75205
Free ConsultationSecurities and Employment
University of Houston Law Center
For more than 40 years, Mr. Kardell has dedicated his practice to complex employment law issues with a focus on whistleblower law and corporate internal investigations. He has represented executives and employees in the first cases brought in the state and federal courts in Texas dealing with non-retaliation rights under a corporate code of ethics. He has also represented a number of Wall Street whistleblowers who have disclosed improprieties that led to the financial markets implosion, including Richard Bowen, the Citibank whistleblower whose testimony before Congress is generally credited as the stimulus for the current Department of Justice prosecutions of...
John Price
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John Price
Dallas, TX Securities Law Attorney with 51 years of experience
(214) 722-5190 325 N. Saint Paul Street
Suite 2300
Dallas, TX 75201
Securities, Antitrust and IP
University of Kansas School of Law
John A. Price has over four decades of legal experience, including first chair trial experience on a variety of complex business and commercial litigation matters with special emphasis on the areas of antitrust and unfair/deceptive trade practices, business torts, securities fraud, intellectual property, minority shareholder, regulatory, products liability, environmental, and a wide spectrum of business disputes. He is ranked AV Preeminent with 5 out of 5 for legal ability and ethics by Martindale-Hubbell in a peer-reviewed rating. He is certified in civil litigation by the Texas Board of Legal Specialization, licensed to practice law in Kansas, Texas and...
Darryl 'D' Shaper
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Darryl "D" Shaper
Dallas, TX Securities Law Attorney with 30 years of experience
(713) 906-0444 5473 Blair Rd
Suite 100
Dallas, TX 75231
Securities, Business, Real Estate and Tax
The University of Texas School of Law
Nimble Gravity - Co-founder and Partner in a super successful data science and digital transformation consulting firm. Over 100 employees and growing. Ai4.Legal - Building a law practice that uses technology to save you time and money. Free up spend from legal to instead grow your business.
Samuel R. Smith
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Samuel R. Smith
Dallas, TX Securities Law Attorney with 19 years of experience
(214) 814-1137 8350 N. Central Expressway
Suite 925
Dallas, TX 75080
Free ConsultationSecurities, Business and IP
Brigham Young University
Sam Smith has represented startups and small businesses with all aspects of corporate transactions and trademark issues including registration, prosecution, enforcement and licensing. He has also represented large financial institutions and investment banks in all aspects of corporate transactions including advising on entity selection and formation, capital structure, securities regulations and commercial contract drafting. He advises closely held businesses in business entity selection and formation, business financing and operations, purchasing/selling a business, and drafting and negotiating commercial contracts. He also advises individuals and entrepreneurs with the design and implementation of estate planning and succession planning strategies
Hossain Arnold Shokouhi
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Hossain Arnold Shokouhi
Dallas, TX Securities Law Lawyer with 18 years of experience
(214) 741-2662 3710 Rawlins Street
Suite 1600
Dallas, TX 75219
Securities, Bankruptcy, Business and Employment
Michigan State University
Arnold Shokouhi is an equity owner and the Managing Partner for McCathern. Arnold currently practices in the area of commercial, director and officer liability, and employment litigation. Arnold also heads McCathern's Banking and Mortgage section, and has extensive experience in the mortgage banking industry. His section handles everything from drafting mortgage documents to dealing with state and federal compliance matters for financial institutions and service providers. Additionally, his experience handling transactional matters has given him the ability to effectively filter through the intricacies of complex commercial litigation matters. Arnold has played a critical role in the litigation of multi-million dollar...
Stephen L. Sapp
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Stephen L. Sapp
Dallas, TX Securities Law Attorney with 34 years of experience
(214) 981-9927 300 Crescent Court, Suite 400
Dallas, TX 75201
Free ConsultationSecurities, Business and IP
University of Kansas School of Law
Steve Sapp has extensive experience in the representation of clients in both public and private offerings of debt and equity securities, corporate and securities reporting and compliance matters, Board of Directors representation, and mergers and acquisitions. Additionally, he represents many of his public and private corporate clients, both nationally and internationally, in the prosecution and protection of substantial technology and intellectual property portfolios, related administrative proceedings before the United States Patent and Trademark Office, and disputes concerning trademark rights, domain names, and copyrights on the Internet. Due to the breadth of his experience and aptitude for client service, he also...
Jim Goff
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Jim Goff
Dallas, TX Securities Law Lawyer with 7 years of experience
(972) 928-0085 12720 Hillcrest Rd
Suite 1045
Dallas, TX 75230
Securities, Business and Personal Injury
Texas Tech University School of Law
Before opening Goff Law, PLLC, Mr. Goff practiced with a prominent personal injury defense litigation firm in Dallas. In his time fighting on behalf of the biggest insurance companies in Texas, Mr. Goff learned what insurance adjusters value most: giving you as little as you deserve until they are forced to. Mr. Goff has the unique perspective of knowing how the insurance companies value your doctors, your injuries, their risk, and your future. Let us handle your past and work with you on your future.
Justin Bryan
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Justin Bryan
Dallas, TX Securities Law Lawyer with 14 years of experience
(214) 741-2662 3710 Rawlins Street
Suite 1600
Dallas, TX 75219
Securities and Business
Texas Tech University School of Law
Attorney Justin N. Bryan joined the McCathern Dallas office in 2016 and his legal practice focuses on Business and Securities Litigation, but he has experience in many areas of law. Mr. Bryan represents defendants in complex multi-million dollar litigation and has also recovered millions of dollars for plaintiffs.

Mr. Bryan is a graduate of the Texas Tech University School of Law in Lubbock where he was awarded the American Jurisprudence Award for Advanced Legal Research and Property and was a member of Phi Delta Phi, an international legal honor society. He received his Bachelor of Science from Texas A&M University and...
Dan C. Guthrie, Jr.
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Dan C. Guthrie, Jr.
Dallas, TX Securities Law Lawyer with 50 years of experience
(214) 953-1000 4131 North Central Expressway
Suite 900
Dallas, TX 75204
Free ConsultationSecurities, Antitrust, Health Care and White Collar Crime
As a former federal prosecutor, Dan has an insider's knowledge of the tactics used by and resources available to federal prosecutors. He has used this knowledge and his over 33 years of trial experience to independently and successfully defend board chairmen, CEOs, CFOs, doctors, lawyers, CPAs, entrepreneurs, preachers, companies, and individuals embroiled in complex white collar criminal cases. He has been involved in numerous high-profile bank fraud, securities fraud, health care fraud, antitrust, IRS tax and corporate fraud cases. He successfully obtained acquittals in an indictment brought by Whitewater Independent Counsel Ken Starr and took President Bill Clinton's testimony in...
Richard Aaron Lewins
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Richard Aaron Lewins
Dallas, TX Securities Law Lawyer with 29 years of experience
(972) 934-1313 7920 Belt Line Road
Suite 650
Dallas, TX 75254
Securities and Stockbroker Fraud
SMU Dedman School of Law
Rudolf William Beuttenmuller
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Rudolf William Beuttenmuller
Dallas, TX Securities Law Attorney with 43 years of experience
(972) 991-2121 5335 Spring Valley Rd
Dallas, TX 75254
Securities, Bankruptcy, Business and Construction
Duke University School of Law
RUDY BEUTTENMULLER, born St. Louis, Missouri, December 20, 1953; admitted to bar, 1980, Texas. Also admitted to U.S. District Court, Northern District of Texas; U.S. Bankruptcy Court, Northern District of Texas; U.S. District Court, Eastern District of Texas; U.S. Bankruptcy Court, Eastern District of Texas; U.S. District Court, Western District of Texas; U.S. Tax Court. Education: Princeton University (B.A., cum laude, 1976); Duke University (J.D., with distinction, 1980). Staff Member, 1978-1979 and Articles Editor, 1979-1980, Duke Law Journal. Author: Comment, "The Goal of The New Premerger Notification Requirements: Preliminary Relief Against Anticompetitive Mergers," Duke Law Journal 249, 1979....
Kelly Mitchell Crawford
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Kelly Mitchell Crawford
Dallas, TX Securities Law Attorney with 37 years of experience
(214) 706-4213 500 North Akard Street
Suite 2700
Dallas, TX 75201
Free ConsultationSecurities, Business and Stockbroker Fraud
Southern Methodist University
Mr. Crawford has more than 30 years of experience in handling complex commercial litigation, including securities fraud, receiverships, oil and gas, employment, insurance and general business disputes.

Representative Matters

Mr. Crawford has successfully represented clients in a wide range of complex commercial litigation, including cases involving:
• Securities Fraud
• Oil and Gas Fraud
• Software licensing issues
• Employment disputes, including proprietary information, agreements and covenants not to compete
• Stock option agreements
• Copyright issues
• Insurance coverage disputes
• Shareholder disputes
• Partnership...
Hamilton Philip Lindley
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Hamilton Philip Lindley
Dallas, TX Securities Law Lawyer with 20 years of experience
(214) 744-3000 3232 McKinney Ave
Suite 700
Dallas, TX 75204
Securities, Business, Consumer and Criminal Defense
Baylor Law School
Hamilton Lindley's nationwide practice focuses on solving complex problems for individuals and companies involved in litigation. From initial investigation to appeal, he has extensive experience in all phases of litigation. Along with other counsel, Mr. Lindley's cases have produced over $800 million for clients. Mr. Lindley is admitted to all Texas federal and state courts as well as the Southern District of Indiana. He is also admitted to the United States Supreme Court, and the Second, Fifth, Ninth and Federal Circuit Courts of Appeal. Mr. Lindley graduated from Baylor Law School and is a member of the Texas State Bar....
S. Michael Allen
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S. Michael Allen
Dallas, TX Securities Law Lawyer with 44 years of experience
(214) 674-1868 6060 North Central Expy Ste 500
Dallas, TX 75206
Securities, Antitrust, Criminal Defense and Environmental
St. Mary's University School of Law
Mario Hoang Nguyen
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Mario Hoang Nguyen
Dallas, TX Securities Law Lawyer with 6 years of experience
(214) 740-8515 2200 Ross Avenue
Suite 2800
Dallas, TX 75201
Securities, Business, Criminal Defense and White Collar Crime
Mario Nguyen is a White Collar Criminal Defense and Investigations Attorney in Locke Lord’s Dallas office, led by a former U.S. Attorney for the Northern District of Texas. Mario is a dedicated trial attorney, skilled investigator, and legal scholar. He has spent over 200 hours in federal criminal trials, conducted investigations with millions of dollars at stake, published prominent criminal law articles, and teaches white collar criminal law as an adjunct law professor.

Mario represents individuals, public bodies, and private companies by advocating for them in criminal proceedings and collateral civil matters, helping them navigate government investigations, and conducting internal investigations...
Mark R. Basile
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Mark R. Basile
Dallas, TX Securities Law Lawyer with 35 years of experience
(972) 456-9940 3333 Lee Pkwy
Suite 600
Dallas, TX 75219
Securities
Touro College Jacob D. Fuchsberg Law Center
Mark R. Basile started his career at Shea & Gould in New York City and throughout the course of his career has, and continues to represent small publicly traded companies in securities and corporate finance litigation in both state and federal courts around the country. Mr. Basile won a landmark decision (2021) for small public companies in the New York Court of Appeals that agreed that certain corporate funding instruments are subject to NY's criminal usury laws. Mr. Basile is also a Professor of Law & Entrepreneurship at The Jacob D. Fuchsberg Law Center in New York teaching a course that he...
Christopher Jeffrey Snyder
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Christopher Jeffrey Snyder
Addison, TX Securities Law Attorney with 8 years of experience
(972) 364-9700 5080 Spectrum Dr
Suite 850E
Addison, TX 75001
Securities, Antitrust, Business and Consumer
Oklahoma City University School of Law
Rick Lambert
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Rick Lambert
Dallas, TX Securities Law Lawyer with 33 years of experience
(972) 788-3300 Two Lincoln Centre
5420 LBJ Freeway, Suite 1900
Dallas, TX 75240
Securities, Bankruptcy, Business and Construction
Trial lawyer practicing in business and commercial litigation with a comprehensive background representing clients in a diverse range of practice areas and industries, including banking and finance, contracts, business torts, real estate, IP, bankruptcy, M&A, securities, construction, employment, tax-exempt organizations, antitrust and corporate governance.
Everette Hull
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Everette Hull
Rockwall , TX Securities Law Lawyer with 45 years of experience
(972) 467-2728 965 W. Ralph Hall Parkway
Suite 105
Rockwall , TX 75032
Securities and Municipal
University of Tulsa College of Law
Structured Capital LLC (SC LLC) is a private investment banking firm dedicated exclusively to the private placement market. The Company has completed over 450 senior, subordinated and private equity financing, totaling more than $14 billion. SC LLC offers its clients experience, technology, resources and expertise in accessing the private placement capital markets.

SC LLC is a highly experienced independent investment bank, who principal owner and managing director was licensed with the following regulatory agencies for over 30 years:
Brenda Kay Brown
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Brenda Kay Brown
Dallas, TX Securities Law Attorney with 28 years of experience
(214) 750-4646 4925 Greenville Ave
Ste 200
Dallas, TX 75206
Securities, Bankruptcy, Business and Elder
Duke University School of Law
Jason A. Richardson
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Jason A. Richardson
Dallas, TX Securities Law Attorney
2911 Turtle Creek Blvd
Suite 300
Dallas, TX 75219
Securities and Stockbroker Fraud
John Franklin Guild
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John Franklin Guild
Dallas, TX Securities Law Attorney with 21 years of experience
(214) 698-3182 2100 McKinney Ave
Suite 1100
Dallas, TX 75201
Securities, Appeals, Business and Insurance Claims
Dwight Heard
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Dwight Heard
Fort Worth, TX Securities Law Attorney with 31 years of experience
(817) 992-5525 6310 Southwest Blvd.
Suite 202
Fort Worth, TX 7613376116
Securities, Business, Estate Planning and Real Estate
Barrett Howell
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Barrett Howell
Dallas, TX Securities Law Attorney
(214) 745-5213 5400 Renaissance Tower
1201 Elm Street
Dallas, TX 75270
Securities and Business
Southern Methodist University
Derek W. Saunders
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Derek W. Saunders
Addison, TX Securities Law Attorney with 36 years of experience
15305 Dallas Parkway
12th Floor
Addison, TX 75001
Securities, Business, Communications and IP
SMU Dedman School of Law
Stephen Gilhooly
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Stephen Gilhooly
Plano, TX Securities Law Attorney with 34 years of experience
601 Shiloh Road
Plano, TX 75074
Securities, Business, Employment and IP
Jay Rodney Stucki
Highland Village, TX Securities Law Attorney with 26 years of experience
(214) 317-5284 416 Canberra Ct
Highland Village, TX 75077
Securities, Agricultural, Arbitration & Mediation and Business
Oklahoma City University School of Law
Bryan T. Forman
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Bryan T. Forman
Austin, TX Securities Law Attorney with 37 years of experience
(866) 597-2221 248 Addie Roy Rd
#B-302
Austin, TX 78746
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
SMU Dedman School of Law
Bryan T. Forman is a licensed Texas attorney with offices in Austin, Texas and Tyler, Texas. He has been engaged in the private practice of law since 1987, and has spent the majority of his career in the brokerage industry, serving as Chief Executive Officer and General Counsel for brokerage firms which he founded. Concurrently, he gained experience in the private equity field, founding a private equity hedge fund whose strategy was private equity investments into public companies. His legal practice is focused on representing public investors and market participants in the securities industry. Mr. Forman received his Juris Doctor...
David W. Miller
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David W. Miller
Dallas, TX Securities Law Lawyer with 14 years of experience
(469) 489-5938 900 Jackson St
#440-A
Dallas, TX 75202
Securities, Elder, Estate Planning and Stockbroker Fraud
University of Houston Law Center
David Miller received his Bachelor of Arts degree in Economics and Political Science from Vanderbilt University. He received his Juris Doctor degree from the University of Houston Law Center, where he was a Lex Award recipient. As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Mr. Miller maintains an active securities arbitration and litigation practice. Mr. Miller has successfully represented individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers

Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...
Thomas Ajamie
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Thomas Ajamie
Houston, TX Securities Law Attorney with 38 years of experience
(713) 860-1600 711 Louisiana Street
Suite 2150
Houston, TX 77002
Securities, Antitrust and Business
University of Notre Dame
Tom Ajamie is an internationally-recognized trial lawyer who has successfully represented clients in complex commercial litigation and arbitration. The authoritative Chambers USA has described Tom as “relentless, energetic and intelligent” and a “hard-working and successful trial lawyer who never quits.” He has handled a number of high-profile cases, including groundbreaking securities and financial cases, cross-border litigation, business contract disputes and employment issues. Tom has won two of the largest awards ever handed down by an arbitration panel for investors, including a $429.5 million award. He has also won a record $112 million civil RICO jury verdict.

Tom is regularly invited to...
Ryan G. Reiffert
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Ryan G. Reiffert
San Antonio, TX Securities Law Attorney with 12 years of experience
(210) 817-4388 8118 Datapoint
The Ariel House
San Antonio, TX 78229
Free ConsultationSecurities, Business, Estate Planning and Probate
New York University School of Law
B.A., University of Texas Austin (Plan II Honors)

J.D., New York University School of Law

Business Essentials Certificate ("Mini-MBA"), University of North Carolina Kenan-Flagler Business School
John S. Edwards Jr.
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John S. Edwards Jr.
Houston, TX Securities Law Lawyer with 20 years of experience
(713) 860-1600 711 Louisiana Street
Suite 2150
Houston, TX 77002
Securities, Appeals, Business and Personal Injury
University of Virginia School of Law
John S. “Jack” Edwards, Jr. handles a wide variety of civil matters in state and federal courts throughout the country. He has represented clients in antitrust, contracts, copyright, ERISA, fraud, insurance coverage, product liability, securities, trade secrets, toxic tort, and wrongful death cases. Many of his cases involve highly technical industries, such as vehicle manufacturing or radio-communication systems. Others involve representing victims of financial fraud, whether in single-plaintiff actions or in class actions under ERISA or securities law. He has tried cases in Texas and Pennsylvania.
Samuel B. Edwards
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Samuel B. Edwards
Dallas, TX Securities Law Lawyer with 22 years of experience
(214) 613-5306 900 Jackson St
#440-A
Dallas, TX 75202
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Georgetown University Law Center and University of Houston Law Center
Sam Edwards is a partner at SSEK and has developed a wide-ranging practice representing individuals and institutions from the United States and almost every continent in the world in investment and financial disputes. Over the last decade, that representation has included hundreds of clients who range from retirees that have lost their life savings, to community banks and credit unions who have been defrauded by Wall Street in investment schemes or bad products, to states and municipalities defrauded by investment banks. The cases Mr. Edwards has worked on include claims for unsuitable investment recommendations, churning, misrepresentations and outright fraud. The investments...
Brett A Cenkus
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Brett A Cenkus
Austin, TX Securities Law Attorney with 25 years of experience
(512) 645-1099 7500 Rialto Blvd
Bldg 1, Suite 250
Austin, TX 78735
Free ConsultationSecurities and Business
Harvard Law School
Cenkus Law helps quickly growing and medium-sized businesses with all of their legal needs in Austin, Houston and throughout Texas. Services include forming partnerships, corporations and LLCs, founders’ agreements, partner and founder disputes, raising capital, mergers and acquisitions, contract review and general outside counsel services.
Kelvin Kesse
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Kelvin Kesse
Houston, TX Securities Law Lawyer with 8 years of experience
(425) 802-9052 845 Texas Avenue
Suite 200
Houston, TX 77002
Free ConsultationSecurities and Business
Harvard Law School
I am the founding partner of Kesse PLLC, a corporate law firm. Prior to founding Kesse PLLC, I worked at the biggest law firms in the country. My practice focuses on securities, capital markets, SEC reporting, emerging companies and startups, and general corporate law. I regularly advise clients on public and private securities offerings and financings, including U.S.-Canadian cross-border offerings and other foreign private issuer offerings. I assist clients with IPOs, Regulation A+ offerings, direct listings, follow-on/secondary offerings, private placements, crowdfunding, private company financings, pre-IPO counseling, SPAC formations, IPOs and business combinations (deSPACs), tender offers, emerging company and startup financings,...
Hamilton Lindley
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Hamilton Lindley
Waco, TX Securities Law Lawyer with 20 years of experience
(254) 753-6437 4125 West Waco Drive
Waco, TX 76710
Free ConsultationSecurities, Consumer and Personal Injury
Baylor Law School
In his ten years of litigation experience, Hamilton Lindley has developed a reputation for tenacity in the courtroom. He has been recognized as a Best Lawyer in Dallas by D Magazine, a Texas Super Lawyer and The National Trial Lawyers recently recognized him as a “Top 40 Under 40” lawyer. He was also President of the Dallas Chapter of the Federal Bar Association, where he assembled a great network of lawyers and judges. The subject matters of his cases have included fraud, malpractice, contracts, misrepresentations, the Foreign Corrupt Practices Act, securities regulation, mergers and acquisitions and corporate governance. He has...
Brent Clark Perry
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Brent Clark Perry
Houston, TX Securities Law Attorney with 35 years of experience
(713) 401-9790 2 Houston Center 909 Fannin, Suite 2630
Houston, TX 77010
Securities, Business, Energy and Real Estate
University of Chicago
Over an exemplary 25 year career, Brent C. Perry has distinguished himself as a skilled litigator. His wealth of experience has helped clients in a wide range of business and legal matters solve complex issues. Mr. Perry attended the University of Chicago Law School and graduated in 1989, after which he served as a law clerk for the U.S. District Judge Ricardo Hinojosa in Texas. Mr. Perry then joined Baker Botts, LLP in 1990 and Bracewell & Giuliania, LLP in 1993. This gave Mr. Perry valuable hands-on experience that propelled him further in his career. He...
Linda Broocks
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Linda Broocks
Houston, TX Securities Law Lawyer with 46 years of experience
(713) 844-3002 711 Louisiana Street, Suite 1800
Houston, TX 77002
Securities, Employment, Personal Injury and Real Estate
The University of Texas School of Law
Linda Broocks is partner in the Houston office of Kean Miller. She joined the firm in 2017 and maintains an active practice in trials and appeals of complex commercial, securities, personal injury, employment and real estate cases.

Linda is Board Certified in Civil Trial Law and Civil Appellate Law by the Texas Board of Legal Specialization and is also a certified mediator, with experience mediating a variety of civil suits, and an arbitrator for the Financial Industry Regulatory Authority.

Linda has been recognized by Thomson Reuters among the Texas Super Lawyers in civil litigation defense in every year of voting. She was...
Charles Mudd
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Charles Mudd
Houston, TX Securities Law Attorney with 26 years of experience
(713) 588-0168 1100 NASA Parkway
Suite 420L
Houston, TX 77058
Securities, Arbitration & Mediation, Business and IP
Quinnipiac University School of Law
Charles Lee Mudd Jr. is the founder and principal of Mudd Law, located in Chicago, Illinois, Park City, Utah, and Houston, Texas. He focuses his practice on a wide range of business legal issues, including transactional and litigation matters involving intellectual property, Internet law, and emerging technology. Mr. Mudd and his firm serve a diverse group of clients, including local, national, and international individuals and businesses. Mr. Mudd received a B.A. in philosophy and a Master of Arts in political science from Purdue University and then went on to earn his Juris Doctor from the Quinnipiac University School of Law....
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