Valdese Securities Lawyers

Robert Ughetta
Claimed Lawyer ProfileSocial Media
Robert Ughetta
Charlotte, NC Securities Law Lawyer
(704) 348-5141 227 West Trade Street
Charlotte, NC 28202
Securities and Business
Albany Law School of Union University
Rob Ughetta practices out of Cadwalader's Charlotte, NC office. Rob has extensive experience in secured lending and represents lenders in structuring and negotiating finance facilities, including repo transactions and other financings of loans, securities and other assets. He represents trustees, investments banks, fund managers, as well as other financial institutions, companies and investors in many different matters.
Sonya Tien
Claimed Lawyer ProfileSocial Media
Sonya Tien
Raleigh, NC Securities Law Attorney with 12 years of experience
(919) 348-7727 5540 Centerview Drive
Suite 200
Raleigh, NC 27606
Free ConsultationSecurities, Arbitration & Mediation, Business and Personal Injury
Columbia Law School
Sonya Tien leads her law firm's litigation, corporate, personal injury, and intellectual property practices. She received her law degree from Columbia University and was recognized as a Harlan Fiske Stone Scholar. Sonya received her business degree from the University of North Carolina at Chapel Hill, Kenan Flagler Business School, where she earned 17 scholarships. Sonya was named a Rising Star by Super Lawyers since 2020, Top 40 Under 40 Civil Plaintiffs' Lawyers, and Top 100 Civil Trial Lawyers by The National Trial Lawyers. Her articles have been published by the Wall Street Lawyer and Practising Law Institute. She has presented on the...
James Penry
Claimed Lawyer ProfileSocial Media
James Penry
Raleigh, NC Securities Law Lawyer with 44 years of experience
(919) 833-9449 1330 Saint Mary's Street
Suite 260
Raleigh, NC 27605
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Wake Forest University School of Law
I am a trial lawyer, and concentrate on commercial trials and arbitrations, with a special concentration in construction and securities matters. After law school, I clerked for a U.S. District Judge, and have been engaged in trial practice since 1983. I practiced in large regional and national firms until 2000, at which time my partner and I formed our litigation firm. I have tried, arbitrated and mediated hundreds of cases. I am licensed to practice law in North Carolina, South Carolina, Florida, and California.
John Price
Claimed Lawyer Profile
John Price
Durham, NC Securities Law Attorney with 51 years of experience
(919) 313-4571 4819 Emperor Blvd.
Suite 400
Durham, NC 27703
Securities, Antitrust and IP
University of Kansas School of Law
John A. Price has over four decades of legal experience, including first chair trial experience on a variety of complex business and commercial litigation matters with special emphasis on the areas of antitrust and unfair/deceptive trade practices, business torts, securities fraud, intellectual property, minority shareholder, regulatory, products liability, environmental, and a wide spectrum of business disputes. He is ranked AV Preeminent with 5 out of 5 for legal ability and ethics by Martindale-Hubbell in a peer-reviewed rating. He is certified in civil litigation by the Texas Board of Legal Specialization, licensed to practice law in Kansas, Texas and...
Neil Riemann
Claimed Lawyer ProfileSocial Media
Neil Riemann
Raleigh, NC Securities Law Lawyer with 31 years of experience
(919) 833-9449 510 Glenwood Ave
Raleigh, NC 27603
Securities, Appeals, Construction and Stockbroker Fraud
University of Michigan - Ann Arbor
Neil Riemann tries, arbitrates, and takes appeals in business disputes. He has handled cases in federal and state courts as well as cases before arbitrators and governmental agencies. Most of his cases involve construction disputes, disputes between customers and their financial advisors, claims for insurance coverage, and claims of fraud or unfair practices.
Andrew Whiteman
Claimed Lawyer ProfileSocial Media
Andrew Whiteman
Raleigh, NC Securities Law Attorney with 43 years of experience
(919) 571-8300 5400 Glenwood Avenue, Suite 225
Raleigh, NC 27612
Free ConsultationSecurities, Business, Insurance Claims and Stockbroker Fraud
Ohio State University - Columbus
Mr. Whiteman has represented clients in civil lawsuits and arbitrations for over three decades. The main focus of his practice is the representation of individuals in disputes with securities brokers and disability insurance companies.

Mr. Whiteman is admitted to practice before the federal and state courts in North Carolina, the Fourth Circuit Court of Appeals, and the United States Supreme Court. Mr. Whiteman holds a peer review rating of “AV” from Martindale-Hubbell, the highest available ranking in the areas of attorney competence and ethics.

Mr. Whiteman carefully evaluates potential cases based on their legal and factual merit, and welcomes all potential...
Daniel Watts
Claimed Lawyer ProfileSocial Media
Daniel Watts
Raleigh, NC Securities Law Attorney with 8 years of experience
(919) 571-8300 5400 Glenwood Avenue
Suite 225
Raleigh, NC 27612
Securities, Business, Insurance Claims and Stockbroker Fraud
Elon University School of Law
Mr. Watts is a native of Raleigh, North Carolina and attended Elon University, where he played varsity basketball and received numerous academic honors. After graduating from Elon in 2011, Mr. Watts worked as a pro bono intern at the Office of the Federal Public Defender in Raleigh, North Carolina.

In August 2012, Mr. Watts returned to Elon University School of Law to begin his legal studies as a Presidential Scholar. While in law school, Mr. Watts served as the Symposium Editor of the Elon Law Review, competed on behalf of the Elon Law Moot Court Board, mentored students as a Dean’s...
Amy Folk
Claimed Lawyer Profile
Amy Folk
Cary, NC Securities Law Attorney
(919) 825-1250 5000 Centregreen Way Suite 500
Cary, NC 27513
Securities and Business
Amy is one of the founding members and managing partners of BA Folk. She is a litigator with experience in a variety of practice areas including securities law, complex commercial litigation, and products liability defense.

Amy advises companies and individuals in the areas of corporate and securities law, including regulatory compliance for investment advisers, broker/dealers and securities, corporate formation, capital raising, broker-dealer and investment adviser formation and registration, securities litigation, white collar criminal defense, FINRA arbitrations, and SEC investigations, litigation, and appeals. Amy has registered investment advisers and broker dealers. She drafts private placement memoranda and subscription agreements. She provides...
Securities Attorneys in Nearby CitiesSecurities Attorneys in Nearby Counties

The Oyez Lawyer Directory contains lawyers who have claimed their profiles and are actively seeking clients. Find more Valdese Securities Lawyers in the Justia Legal Services and Lawyers Directory which includes profiles of more than one million lawyers licensed to practice in the United States, in addition to profiles of legal aid, pro bono and legal service organizations.

Lawyers - Claim and update full profiles for free!