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Kevin T. O'Brien
Williamsville, NY Securities Law Lawyer with 23 years of experience
(716) 597-4184
300 International Drive, Suite 100
Williamsville, NY 14221
Free ConsultationSecurities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Brooklyn Law School
Attorney focusing on FINRA Securities Arbitration, Consumer Protection and Professional Liability in Buffalo and Rochester, New York.
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Mark Zafrin
New York, NY Securities Law Attorney
Securities, Business, Health Care and Real Estate
New York University School of Law and St. John's University School of Law
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
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Thomas Wyckoff
New York, NY Securities Law Attorney with 32 years of experience
Free ConsultationSecurities and Business
Albany Law School
• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
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Keith M. Fleischman
White Plains, NY Securities Law Lawyer with 39 years of experience
Securities, Arbitration & Mediation, Business and Consumer
California Western School of Law
Keith M. Fleischman is a founding partner of Fleischman Bonner & Rocco, as well as its predecessor firm, Fleischman Law Firm, PLLC. Keith is a nationally recognized trial lawyer who has successfully investigated, litigated, and tried to verdict some of the largest and most complex civil and criminal cases in the country. Keith began his career as a prosecutor, first with the Bronx District Attorney’s Office and later with the Department of Justice. His practice presently focuses on representing public and private companies, financial institutions, and institutional investors in connection with the prosecution and defense of complex...
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Roman Begelfer
New York, NY Securities Law Attorney
Free ConsultationSecurities, Business, Immigration and Trademarks
Boston University and Israeli College of Managment, School of Law
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Anthony C. Varbero
New York, NY Securities Law Attorney
111 John St
#1100
New York, NY 10038
Securities and Stockbroker Fraud
Brooklyn Law School
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Mark R. Basile
Jericho, NY Securities Law Lawyer with 35 years of experience
Securities
Touro College Jacob D. Fuchsberg Law Center
Mark R. Basile started his career at Shea & Gould in New York City and throughout the course of his career has, and continues to represent small publicly traded companies in securities and corporate finance litigation in both state and federal courts around the country.
Mr. Basile won a landmark decision (2021) for small public companies in the New York Court of Appeals that agreed that certain corporate funding instruments are subject to NY's criminal usury laws.
Mr. Basile is also a Professor of Law & Entrepreneurship at The Jacob D. Fuchsberg Law Center in New York teaching a course that he...
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David C. Casagrande
New York, NY Securities Law Lawyer
111 John St
#1100
New York, NY 10038
Free ConsultationSecurities and Stockbroker Fraud
Benjamin N. Cardozo School of Law
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August M. Iorio
New York, NY Securities Law Attorney with 12 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Seattle University School of Law
August Iorio is Partner at Iorio Altamirano LLP, a securities arbitration law firm in New York, New York.
Iorio Altamirano LLP is a highly-skilled, client-focused law firm with the experience, judgment, and vision to achieve favorable outcomes for its clients. Iorio Altamirano LLP's primary practice area is securities arbitration, where it represents investors nationwide who have suffered investment losses due to wrongful conduct by financial advisors and brokerage firms.
Iorio Altamirano LLP has nearly 20 years of combined experience as securities arbitration lawyers and has helped individual investors, groups of individuals, business entities, family offices, credit unions, and institutional investors recover...
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Nuo Jia Li
New York, NY Securities Law Lawyer with 9 years of experience
Free ConsultationSecurities, Business, Health Care and IP
University of Detroit Mercy School of Law and University of Windsor
Lois has experience in handling legal matters in the USA, Canada, China and European Union. She is licensed in New York and Michigan along with Ontario, Canada. This vast breadth of experience and knowledge covers most domestic and international work required in modern business contracts.
Speaking native English and Mandarin Chinese has proven useful in resolving the business cultural and conflicting legal systems between The United States and China when designing business agreements.
Lois specializes in StartUps, Contracts, Merger and Acquisition, Securities, Cryptocurrency, SaaS, Tax Planning, IP Laws. Lois can provide direct answers to what documents are needed to start...
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John Altorelli
New York, NY Securities Law Lawyer with 29 years of experience
555 Madison Avenue
Floor 5
New York, NY 10022
Securities, Antitrust, Business and IP
Cornell Law School
John Altorelli is a highly accomplished mergers and acquisitions attorney with over 30 years of experience.
Over the course of his career, Altorelli has worked on numerous high-profile transactions, representing both buyers and sellers.
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Ross Evan Pitcoff
New York City, NY Securities Law Lawyer with 12 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Business
Fordham University School of Law
Mr. Ross Pitcoff, Founder of Pitcoff Law Group, has 10+ years of corporate transactional and business litigation experience. A graduate of Fordham University School of Law in 2010. Ross Pitcoff represents business owners and, on occasion, individuals, in all types of complex commercial disputes.
Ross Pitcoff also provides general counsel and corporate-transactional services to businesses in the financial services, and medical professional industries. This includes company formation and strategy, review of contractual and vendor agreements, acquisitions and overseeing asset purchases and sales.
Contact Ross Pitcoff:
ross@pitcofflawgroup.com
(646) 386-0990
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Jeffrey Linehan
New York, NY Securities Law Attorney with 13 years of experience
Securities, Criminal Defense, DUI & DWI and White Collar Crime
New York Law School
I'm a former prosecutor, current defense attorney, and a proud New Yorker of 18 years. My areas of focus are criminal defense and professional medical discipline. I'm familiar with securities regulations and investigated public corruption for state government. As your defense lawyer, I would bring a decade of trial and investigation experience and an eye for the weaknesses in even the most complex of cases. I live in Brooklyn with my partner and two bulldogs.
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Brent Adam Burns
New York, NY Securities Law Attorney with 30 years of experience
New York City Bar Association
43 West 43rd Street, Ste. 229
New York, NY 10036-7424
Free ConsultationSecurities, Arbitration & Mediation, Employment and Stockbroker Fraud
New York Law School
The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.
I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
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Jeffrey Paul Saxon
New York, NY Securities Law Attorney with 16 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Insurance Claims and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
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Ruth Jin
New York, NY Securities Law Lawyer
Securities, Business and International
Georgetown University Law Center
Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....
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Michael S. Komar
White Plains, NY Securities Law Attorney with 41 years of experience
Securities, Business and Insurance Defense
Cornell University
Michael S. Komar has almost twenty-five years of experience handling complex insurance coverage and commercial litigation matters. Mr. Komar's insurance coverage litigation experience has included handling dozens actions involving pollution, asbestos, silica, lead paint, toxic tort, construction defect, general liability and California Prop. 64 and 65 claims, in addition to representing insurance clients in prepackaged bankruptcy, reinsurance, broker liability and first-party property disputes. Many of the coverage actions defended by Mr. Komar involved claims not only for declaratory judgment and breach of contract, but also bad faith and unfair claim handling practices.
Mr. Komar has developed an intimate working knowledge of...
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Samantha Plesser
New York, NY Securities Law Lawyer with 14 years of experience
Securities, Arbitration & Mediation, Employment and International
Cornell University
Samantha Plesser most recently received a Master of Science in Public Policy and Management from The New School of Public Engagement and is an attorney in New York City with more than five years’ experience monetizing labor and employment risks within government and corporate affairs teams of consumer goods, retail and professional services sectors. She also holds two Bachelor of Arts from Brown University and a Jurist Doctorate from Cornell Law School. Her diverse skills include researching and writing about regulatory policy, analyzing ROI, and increasing engagement across human rights, justice and supply chain issues. Realizing that to make a...
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Justin Solomon Nematzadeh
NEW YORK, NY Securities Law Lawyer with 15 years of experience
(929) 560-6264
101 Avenue of the Americas
Suite 909
NEW YORK, NY 10013
Securities, Business, Consumer and Real Estate
Fordham University School of Law
Justin Nematzadeh is the Founder and Managing Member of Nematzadeh PLLC. Through practicing at prestigious law firms, he has amassed a record of results through first-chair experience, especially in trials, on behalf of businesses of all sizes, entrepreneurs, the government, public and private institutional investors, and individuals. He has played roles in actions that resulted in recoveries amounting to over $3.53 billion for litigants.
In 2018, Justin was honored as a Rising Star under 40 years of age by Law360® in Class Actions, a prestigious award given to a select few “top litigators and dealmakers practicing at a level usually seen...
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Robert J. Moses
New York, NY Securities Law Lawyer with 31 years of experience
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
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Jonathan T. Savella
New York, NY Securities Law Attorney with 12 years of experience
Securities, Appeals, Criminal Defense and White Collar Crime
Brooklyn Law School
Jonathan Savella is a Manhattan-based defense attorney with over 10 years of litigation experience in federal and state courts. He represents corporations and individuals in complex civil and criminal matters at the trial and appellate level.
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Marc Durant
New York, NY Securities Law Lawyer with 32 years of experience
Securities, Stockbroker Fraud and White Collar Crime
Harvard Law School and Harvard Law School
Former Assistant United States Attorney, Deputy Chief, Criminal Division. I specialize in criminal, securities, and civil financial litigation, regularly appearing in federal courts in New York, Philadelphia and nationwide. Full bio available at www.Daileyllp.com.
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Jeffery Dailey
New York City, NY Securities Law Attorney with 24 years of experience
Securities and Business
Syracuse University College of Law
Mr. Dailey represents businesses and business owners in disputes that arise out of mergers and acquisitions, disagreements between owners, damaged customer or client relationships, improper actions taken by competitors, or investigations by regulators such as the SEC or PCAOB.
Over the years he has become known for his ability to explain complex transactions and relationships in plain language that average people and judges understand.
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Amy D'Agostino
New York, New York Securities Law Lawyer with 20 years of experience
Securities, Business and IP
Pace University School of Law
Claimed Lawyer ProfileResponsive Law
Shahriar Kashanian
Manhasset, NY Securities Law Lawyer with 39 years of experience
Securities, Arbitration & Mediation, Insurance Claims and Personal Injury
Maurice A. Deane School of Law at Hofstra University
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Andrew Reich
New York, NY Securities Law Attorney
Securities, Bankruptcy and Employment
University of Michigan Law School
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Mario Naim
New York, NY Securities Law Lawyer with 20 years of experience
My legal practice is focused on serving growth companies throughout the venture capital life cycle - from start-ups to public companies – with respect to the key areas of business law: corporate, securities, business combinations and commercial transactions. I also assist managers and investment advisers in forming private investment funds, including hedge, venture capital, real estate, natural resources and private equity funds, provide advice with respect to securities regulation and capital raising.
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Diane Mall Sammarco
New York, NY Securities Law Lawyer with 25 years of experience
Securities, Business, Construction and Employment
Brooklyn Law School and Binghamton University
Diane Mall Sammarco is Of Counsel to Rich, Intelisano & Katz, LLP. Ms. Sammarco represents investors in securities arbitration and litigation against financial firms, as well as employees in industry disputes and self-regulatory investigations. Ms. Sammarco joined the firm’s predecessor, Rich & Intelisano, LLP, in 2008.
In June 2010, Ms. Sammarco was part of the team at Rich & Intelisano, LLP that won the Bayou v. Goldman Sachs Execution & Clearing case: a $20.6 million FINRA arbitration award against Goldman Sachs related to the Bayou hedge fund fraud. The 18-day hearing generated a 100% recovery of the compensatory damages requested. It...
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Frank Xu
New York, NY Securities Law Attorney with 16 years of experience
Free ConsultationSecurities, Business, IP and Tax
The George Washington University Law School, Columbia Law School and Peking University Law School
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Mr. Richard Albert Luthmann Jr.
Staten Island, NY Securities Law Attorney with 19 years of experience
Securities, Business, Elder and Estate Planning
University of Miami School of Law and New York Law School
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Jordan J. Levine
New York, NY Securities Law Lawyer with 7 years of experience
Securities, Business, IP and Real Estate
Seton Hall University School of Law
Jordan centers his practice on complex corporate and business transactions, both domestic and international. He serves clients ranging from start-ups and emerging growth companies to multi-national entities in mergers and acquisitions, corporate formations, corporate financing, private equity, securities issuances and corporate governance.
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Anna Rubin
New York, NY Securities Law Attorney with 17 years of experience
Securities, Criminal Defense, DUI & DWI and Domestic Violence
Benjamin N. Cardozo School of Law
Anna Rubin focuses her practice on Criminal Defense matters in New York State and Federal Courts. Ms. Rubin is a former prosecutor who served in numerous bureaus and divisions of the Kings County District Attorney's Office, including the prestigious Rackets Division, where she concentrated on White Collar cases. Ms. Rubin provides aggressive, effective representation for her clients.
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Elena Volkova
New York, NY Securities Law Lawyer with 21 years of experience
Securities, Business, Estate Planning and International
Fordham University
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Joshua Buhler
New York, NY Securities Law Lawyer
Securities, Business, Entertainment & Sports and IP
Cornell University
I offer the following:
- Strategic and legal advice to small/mid-cap businesses and their founders
- Corporate and LLC formation
- Partnership, shareholder and LLC operating agreements
- Employment contracts
- Non-compete, non-solicit and confidentiality agreements
- Trademark and copyright registration
- Advice relating to seed and venture capital financings, as well as founders' exits (e.g. M&A)
I have advised dozens of companies in such diverse sectors as entertainment, technology and digital media, food products and fashion.
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Paul Cuccurullo
New York, New York Securities Law Lawyer
Securities
Brooklyn Law School
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Justin Goldblatt
New York, NY Securities Law Attorney with 18 years of experience
Securities, Bankruptcy and Energy
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Miro Lati
New York, NY Securities Law Attorney with 14 years of experience
Securities and Business
Maurice A. Deane School of Law at Hofstra University
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Clem G. Turner
New York, NY Securities Law Attorney with 26 years of experience
Free ConsultationSecurities, Business, Entertainment & Sports and IP
Georgetown University Law Center
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Thomas McGirr Sanford
New York, NY Securities Law Attorney with 30 years of experience
Securities, Business and Insurance Defense
New York Law School
Corporate transactional and Directors and Officers Liability attorney.
I work with a variety of mainly privately held businesses from inception through corporate life to sale or other disposition. I help businesses and their principals in formation issues, shareholder and LLC operating agreements, employment agreements, private placements and mergers and acquisitions including stock and asset purchase agreements, letters of intent, term sheets and '33 Act and '34 Act compliance. I also act as outside general counsel reviewing and negotiating license agreements, service agreements, outsourcing agreements and other contractual matters.
I also represent insurance carriers as monitoring counsel in connection with complex securities class...
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Sean J McGowan
Hauppauge, NY Securities Law Attorney
Securities, Business and Cannabis Law
Sean J. McGowan is a partner in Kaufman McGowan PLLC, Long Island’s Corporate & Securities Law Firm™ and Corporate & Securities Counsel to the Cannabis Industry™. He is a leading corporate cannabis lawyer in New York and the USA and represents emerging growth, middle market and public companies and investment firms in their corporate, securities, financing, borrowing, merger & acquisition and other legal matters.
Mr. McGowan is:
- President of the Columbian Lawyers' Association of Suffolk County.
- Secretary of the Confederation of Columbian Lawyers of New York State.
- Member of the New York State Bar Association and its Cannabis Law Section.
-...