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Neil M. Kaufman
Hauppauge, NY Securities Law Attorney with 39 years of experience
Free ConsultationSecurities, Business and Cannabis Law
New York University School of Law
Neil M. Kaufman is the managing member of Kaufman McGowan PLLC, Long Island’s Corporate & Securities Law Firm™ and Corporate & Securities Counsel to the Cannabis Industry™. He is a leading corporate cannabis lawyer in New York and the USA and a fixture of the New York and Long Island corporate and securities legal community.
Mr. Kaufman represents emerging growth, middle market and public companies and investment firms in their corporate, securities, financing, borrowing, merger & acquisition and other legal matters. Mr. Kaufman advises clients with respect to SEC regulation, public offerings, private placements and mergers & acquisitions, as well as...
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Sean J McGowan
Hauppauge, NY Securities Law Attorney
Securities, Business and Cannabis Law
Sean J. McGowan is a partner in Kaufman McGowan PLLC, Long Island’s Corporate & Securities Law Firm™ and Corporate & Securities Counsel to the Cannabis Industry™. He is a leading corporate cannabis lawyer in New York and the USA and represents emerging growth, middle market and public companies and investment firms in their corporate, securities, financing, borrowing, merger & acquisition and other legal matters.
Mr. McGowan is:
- President of the Columbian Lawyers' Association of Suffolk County.
- Secretary of the Confederation of Columbian Lawyers of New York State.
- Member of the New York State Bar Association and its Cannabis Law Section.
-...
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Jeffrey Michael Haber
Melville, NY Securities Law Lawyer with 35 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.
The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
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Daniel D'Costa
Hicksville, NY Securities Law Attorney with 8 years of experience
Free ConsultationSecurities and Personal Injury
Brooklyn Law School
Daniel D’Costa, Esq. is the managing partner at D’Costa Law, P.C. His practice focuses on FINRA securities arbitration, fraud, personal injury, workers’ compensation, and insurance provider denials of no-fault benefits for both injured parties and health care providers. As an experienced litigator, Daniel has represented all types of clients around the nation and abroad in court and various forms of alternative dispute resolution forums. Daniel is passionate about the law, his clients and providing personal attention to each of his clients in order to make the legal process as stress free as possible while achieving the best possible outcome.
Daniel represents...
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Irwin Weltz
Mineola, NY Securities Law Attorney with 31 years of experience
Free ConsultationSecurities, Employment and Stockbroker Fraud
New York Law School
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John R. Menz
White Plains, NY Securities Law Attorney with 38 years of experience
Securities and Business
Columbia Law School
John R. Menz has represented corporate and individual clients in sophisticated legal matters concerning contract disputes, securities regulation, real property, product liability and employment law. He has litigated and arbitrated cases in a variety of forums, including federal courts, state courts, the American Arbitration Association, and the New York Stock Exchange. Mr. Menz offers corporate and individual clients a fluent understanding of the terms, conditions and strategies involved in complex financial transactions gained from his long legal experience and skills obtained as a former tax accountant at Price Waterhouse.
Mr. Menz has successfully defended claims against financial institutions in courts and...
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Michael S. Komar
White Plains, NY Securities Law Attorney with 41 years of experience
Securities, Business and Insurance Defense
Cornell University
Michael S. Komar has almost twenty-five years of experience handling complex insurance coverage and commercial litigation matters. Mr. Komar's insurance coverage litigation experience has included handling dozens actions involving pollution, asbestos, silica, lead paint, toxic tort, construction defect, general liability and California Prop. 64 and 65 claims, in addition to representing insurance clients in prepackaged bankruptcy, reinsurance, broker liability and first-party property disputes. Many of the coverage actions defended by Mr. Komar involved claims not only for declaratory judgment and breach of contract, but also bad faith and unfair claim handling practices.
Mr. Komar has developed an intimate working knowledge of...
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Robert Brian Volynsky
Mineola, NY Securities Law Lawyer
Securities and Stockbroker Fraud
Hofstra University
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Timothy J. Dennin
NORTHPORT, NY Securities Law Lawyer with 40 years of experience
Securities and Stockbroker Fraud
St. John's University School of Law
New York attorney Timothy J. Dennin is a focused advocate for investors, not a general practice litigator. His extraordinary record of recovering lost money, and his national and international clientele attest to his commitment to seeing justice done.
Timothy J. Dennin began his career as an assistant district attorney in Nassau County, New York, and subsequently as a lawyer in the Washington, D.C., office of the Securities and Exchange Commission. Mr. Dennin received a J.D., with honors, from St. John’s University School of Law in 1983 and a Bachelor of Arts from the College of the Holy Cross in 1978.
He is...
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Mark R. Basile
Jericho, NY Securities Law Lawyer with 35 years of experience
Securities
Touro College Jacob D. Fuchsberg Law Center
Mark R. Basile started his career at Shea & Gould in New York City and throughout the course of his career has, and continues to represent small publicly traded companies in securities and corporate finance litigation in both state and federal courts around the country.
Mr. Basile won a landmark decision (2021) for small public companies in the New York Court of Appeals that agreed that certain corporate funding instruments are subject to NY's criminal usury laws.
Mr. Basile is also a Professor of Law & Entrepreneurship at The Jacob D. Fuchsberg Law Center in New York teaching a course that he...
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Keith M. Fleischman
White Plains, NY Securities Law Lawyer with 39 years of experience
Securities, Arbitration & Mediation, Business and Consumer
California Western School of Law
Keith M. Fleischman is a founding partner of Fleischman Bonner & Rocco, as well as its predecessor firm, Fleischman Law Firm, PLLC. Keith is a nationally recognized trial lawyer who has successfully investigated, litigated, and tried to verdict some of the largest and most complex civil and criminal cases in the country. Keith began his career as a prosecutor, first with the Bronx District Attorney’s Office and later with the Department of Justice. His practice presently focuses on representing public and private companies, financial institutions, and institutional investors in connection with the prosecution and defense of complex...
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Thomas Wolinetz
Mineola, NY Securities Law Lawyer
Free ConsultationSecurities and Employment
Hofstra University
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Shahriar Kashanian
Manhasset, NY Securities Law Lawyer with 39 years of experience
Securities, Arbitration & Mediation, Insurance Claims and Personal Injury
Maurice A. Deane School of Law at Hofstra University
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Andrew O'Toole
Katonah, NY Securities Law Lawyer with 26 years of experience
22 Valley Road
Katonah, NY 10536
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Harvard University
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Vicki Gruber
Farmingdale, NY Securities Law Lawyer with 33 years of experience
Securities, Arbitration & Mediation and Business
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Michael Eric Berman
Bellmore, NY Securities Law Lawyer with 26 years of experience
2492 Merrick Road
Bellmore, NY 11710
Securities
University of Pennsylvania Law School
Michael E. Berman, P.C. has offices in Long Island and in Manhattan, and is managed by Michael Eric Berman, Esq. Mr. Berman received his JD degree from the Law School at the University of Pennsylvania in 1997 and his BS degree in Economics (magna cum laude) from the Wharton Business School in 1993
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Leonard Jeffrey Breslow
Jericho, NY Securities Law Lawyer with 32 years of experience
Securities and Business
New York University School of Law
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Ross B. Intelisano
New York, NY Securities Law Attorney with 29 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Brooklyn Law School
Ross B. Intelisano is a founding partner of Rich, Intelisano & Katz, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations.
Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...
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Rogelio J. Carrasquillo
NEW YORK, NY Securities Law Lawyer with 24 years of experience
(646) 948-1880
1177 Avenue of the Americas
5th Floor
NEW YORK, NY 10036
Securities, Business, Immigration and International
University of Pennsylvania Law School and Georgetown University
Roy has been providing strategic guidance and advice to clients in a variety of complex and sophisticated legal transactions for over 20 years. He advises domestic and foreign companies, multinationals, and entrepreneurs on their business activities and investment considerations in the United States and throughout Latin America, Asia, and Europe, including in cross-border transactions.
Roy assists clients in equity and debt offerings registered under U.S. securities laws, the issuance of equity and debt in global transactions not subject to the registration requirements of U.S. securities laws and with corporate governance and securities regulation matters.
Roy also advises clients on M&A transactions, joint...
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Sonya Tien
New York, NY Securities Law Attorney with 12 years of experience
Free ConsultationSecurities, Business and IP
Columbia Law School
Sonya Tien leads her law firm's corporate and intellectual property practices.
She received her law degree from Columbia University and was recognized as a Harlan Fiske Stone Scholar. Sonya received her business degree from the University of North Carolina at Chapel Hill, Kenan Flagler Business School, where she earned 17 scholarships.
Sonya was named a Rising Star by Super Lawyers since 2020 and was featured in Super Lawyers Magazine. Her articles have been published by the Wall Street Lawyer and Practising Law Institute. She has presented on the topics of SEC Enforcement and Compliance and Executive Compensation. She also is the...
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Mary Madeline Roberts
New York, NY Securities Law Lawyer with 8 years of experience
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients.
For a FREE INITIAL CONSULTATION:
Email: inquiry@marymadelineroberts.legal
Phone: (212) 616-7555
http://www.marymadelineroberts.legal
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Robert L. Herskovits
New York, NY Securities Law Lawyer
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Benjamin N. Cardozo School of Law
Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.
An active participant in the bar, Robert has...
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Adam Gana
New York, NY Securities Law Lawyer with 18 years of experience
Free ConsultationSecurities, Appeals, Business and Insurance Claims
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.
Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
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Bradley L. Henry
New York, NY Securities Law Attorney with 17 years of experience
Free ConsultationSecurities, Business, Criminal Defense and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
Brad Henry represents entities and individuals in criminal and regulatory litigation and investigations, international arbitrations, and internal investigations. Brad is a board-certified criminal trial specialist and has represented and defended clients in trials and investigations involving U.S. Attorneys’ Offices in over fifteen different districts around the country.
Brad represents clients in investigations and litigation involving the Department of Justice (National Security Division, Computer Crime and Intellectual Property Section, Environment and Natural Resources Division), Securities and Exchange Commission, Commodity Futures Trading Commission, Office of Foreign Assets Control, as well as other federal, state and local agencies. He also conducts internal investigations...
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Christopher J. Gray
New York, NY Securities Law Lawyer with 27 years of experience
Securities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Georgetown University
Christopher J. Gray has spent most of his career representing individuals and small businesses- almost exclusively as plaintiffs- in complex litigation, arbitrations, class actions, and trials and appeals in state and federal court.
Mr. Gray was admitted to the New York bar in 1997, is a member of the bars of the U.S. District Courts for the Eastern, Southern and Western Districts of New York, the U.S. District Courts for the Eastern and Northern Districts of Texas, the U.S. District Court for the District of North Dakota, the U.S. District Court for the Northern District of Ohio, the U.S. Court of...
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Tony Harwood
New York, NY Securities Law Lawyer with 36 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Fordham University School of Law
I am a Trial Lawyer with over 25 years of experience in Business lawsuits, Arbitration and White-Collar Criminal investigations. I provide high quality advocacy and advice to companies, partnerships, their owners, managers, directors and employees in business disputes. My practice encompasses matters involving Securities, Stockbroker Fraud, Class Action lawsuits, Real Estate, Technology and Intellectual Property, privately held Businesses, Employment law,Professional Liability and Legal eEthics.
I have an AV Preeminent rating from Martindale-Hubbell, which is the highest rating the organization gives, and am a longstanding leader in legal ethics, demonstrating that my peers rank me at the highest level of professional excellence.
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Louis A Russo
New York, NY Securities Law Lawyer with 16 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Bankruptcy and Business
Maurice A. Deane School of Law at Hofstra University
I help domestic and international businesses and their directors and officers resolve complex commercial litigation disputes through practical and economical pre-suit negotiations and, if necessary, litigation (federal and state), arbitration, and mediation.
For all of my clients, I strive to understand their businesses as well as they do and work efficiently to achieve their desired outcomes hopefully without need for litigation. All of my clients have come to expect that I will provide frank but value-added legal advice that empowers them to consider salient risks and act decisively.
I have successfully represented clients in a wide range of disputes involving corporate...
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Jenice Malecki
New York, NY Securities Law Attorney with 32 years of experience
Free ConsultationSecurities, Business, Employment and Stockbroker Fraud
New York Law School
Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
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Mark J. Astarita
New York, NY Securities Law Attorney with 42 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
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Cesar Mejia Duenas
New York, NY Securities Law Attorney with 14 years of experience
Securities, Arbitration & Mediation, Business and Immigration
University of Miami School of Law, University of Miami School of Law, Brooklyn Law School and Universidad Tecnológica de Honduras
Cesar is an International Attorney specialized in business law, litigation, and cross-border investments. He assists start-ups and seasoned investors to structure their business efficiently, reducing risk and setting them up for success. His experience in dispute resolution and litigation allows him to provide comprehensive and top-notch advise zealously protecting the interest of his clients.
He holds a J.D. and International Arbitration LL.M. from the University of Miami School of law, an LL.M. for Foreign-Trained Lawyers from Brooklyn Law School, and a Licenciatura en Derecho “Cum Laude” from the Universidad Tecnológica de Honduras. He is admitted to practice law in the states...
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David Edward Robbins
New York, NY Securities Law Lawyer with 49 years of experience
Free ConsultationSecurities and Arbitration & Mediation
Villanova University School of Law
Mr. Robbins is a partner in the New York City law firm of Kaufmann Gildin & Robbins LLP and specializes in commercial arbitration and mediation. He represents investors, brokers and firms in disputes and brokers and firms before regulatory agencies. He is also an expert witness in malpractice cases arising out of securities arbitrations. He and his firm have been responsible for the return of tens of millions of dollars to investors and have represented many brokers accused of wrongdoing in arbitrations and regulatory matters. Mr. Robbins served as Special Deputy Attorney General...
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Barry R. Lax
New York, NY Securities Law Lawyer with 30 years of experience
Free ConsultationSecurities, Business and Employment
Yeshiva University, Benjamin N. Cardozo School of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
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Thomas Ajamie
New York, NY Securities Law Attorney with 38 years of experience
Securities, Antitrust and Business
University of Notre Dame
Tom Ajamie is an internationally-recognized trial lawyer who has successfully represented clients in complex commercial litigation and arbitration. The authoritative Chambers USA has described Tom as “relentless, energetic and intelligent” and a “hard-working and successful trial lawyer who never quits.” He has handled a number of high-profile cases, including groundbreaking securities and financial cases, cross-border litigation, business contract disputes and employment issues. Tom has won two of the largest awards ever handed down by an arbitration panel for investors, including a $429.5 million award. He has also won a record $112 million civil RICO jury verdict.
Tom is regularly invited to...
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Adam J. Weinstein
New York, NY Securities Law Attorney with 13 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
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Brandon S. Schwartz
New York, NY Securities Law Lawyer with 6 years of experience
Free ConsultationSecurities, Business and Entertainment & Sports
New York Law School
Brandon is the Managing Attorney at the Law Firm of Brandon S. Schwartz, P.C. Prior to founding the firm, Brandon worked in the Corporate practice of the New York office of DLA Piper, a global law firm, through a post-graduate fellowship program provided by the Two-Year JD Honors Program at New York Law School. During this experience, Brandon was involved in a broad range of corporate matters including corporate governance, due diligence, initial public offerings, and M&A transactions. Additionally, Brandon worked as an attorney and consultant for small and mid-size law firms, working on corporate and real estate matters, as...
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T. Edward Williams
New York, NY Securities Law Lawyer with 14 years of experience
Free ConsultationSecurities, Bankruptcy, Business and International
The University of Denver Sturm College of Law
Mr. Williams' experience includes both trial and transactional work. Mr. Williams has appeared in Federal and State courts, representing individuals and businesses in various matters, including claims involving Employment Discrimination, Bankruptcy Adversarial Proceedings, Breach of Contract, Real Estate Disputes, Real Estate Partition, Real Estate Litigation, Shareholder Disputes, and Employee Stock Ownership Plans (ESOP).
On the transactional side of his practice, Mr. Williams focuses on Private Placement Memorandum (PPM), Choice of Entities issues, Partnership Dissolution, Post-and-pre-nuptial Agreements, and Trusts and Estate Planning.
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Neil Fridman
New York, NY Securities Law Lawyer with 15 years of experience
Free ConsultationSecurities, Business, Communications and Real Estate
St. John's University School of Law
I enjoy advising companies and identifying solutions to complex business and legal problems. My intimate knowledge of corporate/real estate law, investment banking, and private equity has positioned me to serve as outside general counsel to dozens of startups, middle-market, and enterprise clients over the last decade. I've also provided guidance to several tech companies in their sale to large cap businesses, and have closed some of the largest commercial real estate transactions.
Prior to law practice, I worked in finance for several years as both an investment banker and consultant with a focus on M&A. I enjoy working with founders and...
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Marvin L. Frank
New York, NY Securities Law Attorney with 33 years of experience
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
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Brian J. Neville
New York, NY Securities Law Lawyer with 30 years of experience
Free ConsultationSecurities, Business and Employment
New York University School of Law
Brian J. Neville, a founding partner of Lax & Neville LLP, has significant experience in broker/dealer, securities, regulatory defense, employment and commercial litigation in arbitration forums and state and federal courts. He has arbitrated cases in at least 18 states and has been lead counsel on well over 500 matters.
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Ekaterina Mouratova
New York, NY Securities Law Lawyer
Free ConsultationSecurities, Business, IP and Immigration
Elisabeth Haub School of Law - Pace University
I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions.
I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.