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Andrew Reich
New York, NY Securities Law Attorney
Securities, Bankruptcy and Employment
University of Michigan Law School
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Mary Curry
New York, NY Securities Law Attorney
Free ConsultationSecurities, Arbitration & Mediation and Business
St. John's University School of Law
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Nuo Jia Li
New York, NY Securities Law Lawyer with 9 years of experience
Free ConsultationSecurities, Business, Health Care and IP
University of Detroit Mercy School of Law and University of Windsor
Lois has experience in handling legal matters in the USA, Canada, China and European Union. She is licensed in New York and Michigan along with Ontario, Canada. This vast breadth of experience and knowledge covers most domestic and international work required in modern business contracts.
Speaking native English and Mandarin Chinese has proven useful in resolving the business cultural and conflicting legal systems between The United States and China when designing business agreements.
Lois specializes in StartUps, Contracts, Merger and Acquisition, Securities, Cryptocurrency, SaaS, Tax Planning, IP Laws. Lois can provide direct answers to what documents are needed to start...
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Jeffrey Paul Saxon
New York, NY Securities Law Attorney with 16 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Insurance Claims and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
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Samantha Plesser
New York, NY Securities Law Lawyer with 14 years of experience
Securities, Arbitration & Mediation, Employment and International
Cornell University
Samantha Plesser most recently received a Master of Science in Public Policy and Management from The New School of Public Engagement and is an attorney in New York City with more than five years’ experience monetizing labor and employment risks within government and corporate affairs teams of consumer goods, retail and professional services sectors. She also holds two Bachelor of Arts from Brown University and a Jurist Doctorate from Cornell Law School. Her diverse skills include researching and writing about regulatory policy, analyzing ROI, and increasing engagement across human rights, justice and supply chain issues. Realizing that to make a...
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Jeffery Dailey
New York City, NY Securities Law Attorney with 24 years of experience
Securities and Business
Syracuse University College of Law
Mr. Dailey represents businesses and business owners in disputes that arise out of mergers and acquisitions, disagreements between owners, damaged customer or client relationships, improper actions taken by competitors, or investigations by regulators such as the SEC or PCAOB.
Over the years he has become known for his ability to explain complex transactions and relationships in plain language that average people and judges understand.
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Anthony George Mango
New York, NY Securities Law Lawyer with 30 years of experience
Free ConsultationSecurities, Business, Employment and Entertainment & Sports
St. John's University School of Law and St. John's University School of Law
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Kamal Jafarnia
New York, NY Securities Law Lawyer with 31 years of experience
(713) 927-8082
335 Madison Avenue
5th Floor, Suite B
New York, NY 10017
Securities, Business and Real Estate
Georgetown University Law Center and Temple University Beasley School of Law
Until Spring 2021 Kamal Jafarnia currently served as General Counsel and Chief Compliance Officer at Artivest Holdings, Inc., which position he has held since October 2018, and as Chief Compliance Officer to its Investment Management business at the Altegris Advisers. Prior to Artivest, Mr. Jafarnia served as Managing Director for Legal and Business Development at Provasi Capital Partners LP. Prior to that, from October 2014 to December 2017, he served as Senior Vice President of W.P. Carey Inc. (NYSE: WPC), as well as Senior Vice President and Chief Compliance Officer of Carey Credit Advisors, Inc. and as Chief Compliance...
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Julie Debra Globus
New City, NY Securities Law Lawyer with 25 years of experience
Securities, Business and Education
Rutgers
Julie Globus graduated with honors from Skidmore College with an interdepartmental BA in Government and Philosophy in 1991. She then attended the One-Year Program with a grant from The Hebrew University of Mt. Scopus in Israel. During that year Julie worked for a history professor on translations of Aramaic texts from Elephantine Island. Following that year, in 1992, Julie was invited to complete her Masters with a scholarship from Hebrew University where she also worked as a research editor for the Maurice Falk Institute of Economic Research in Israel. In 1995 Julie earned her MA with distinction in Political Theory,...
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Clem G. Turner
New York, NY Securities Law Attorney with 26 years of experience
Free ConsultationSecurities, Business, Entertainment & Sports and IP
Georgetown University Law Center
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Kevin T. O'Brien
Williamsville, NY Securities Law Lawyer with 23 years of experience
(716) 597-4184
300 International Drive, Suite 100
Williamsville, NY 14221
Free ConsultationSecurities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Brooklyn Law School
Attorney focusing on FINRA Securities Arbitration, Consumer Protection and Professional Liability in Buffalo and Rochester, New York.
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John R. Menz
White Plains, NY Securities Law Attorney with 38 years of experience
Securities and Business
Columbia Law School
John R. Menz has represented corporate and individual clients in sophisticated legal matters concerning contract disputes, securities regulation, real property, product liability and employment law. He has litigated and arbitrated cases in a variety of forums, including federal courts, state courts, the American Arbitration Association, and the New York Stock Exchange. Mr. Menz offers corporate and individual clients a fluent understanding of the terms, conditions and strategies involved in complex financial transactions gained from his long legal experience and skills obtained as a former tax accountant at Price Waterhouse.
Mr. Menz has successfully defended claims against financial institutions in courts and...
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Michael S. Komar
White Plains, NY Securities Law Attorney with 41 years of experience
Securities, Business and Insurance Defense
Cornell University
Michael S. Komar has almost twenty-five years of experience handling complex insurance coverage and commercial litigation matters. Mr. Komar's insurance coverage litigation experience has included handling dozens actions involving pollution, asbestos, silica, lead paint, toxic tort, construction defect, general liability and California Prop. 64 and 65 claims, in addition to representing insurance clients in prepackaged bankruptcy, reinsurance, broker liability and first-party property disputes. Many of the coverage actions defended by Mr. Komar involved claims not only for declaratory judgment and breach of contract, but also bad faith and unfair claim handling practices.
Mr. Komar has developed an intimate working knowledge of...
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Sandra P. Lahens
New York, NY Securities Law Attorney with 19 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Fordham University School of Law
Sandra P. Lahens is a partner at Lax & Neville LLP. Sandra’s practice involves representing businesses and individuals in commercial litigation and arbitration regarding securities and investment disputes, employment matters and regulatory investigations. She has successfully arbitrated and mediated cases before the Financial Industry Regulatory Authority (“FINRA”), the American Arbitration Association (“AAA”), JAMS, and litigated cases in federal and state courts, including in appeals before the New York Court of Appeals for the Second Circuit and the New York State Appellate Division.
Sandra represents investors nationwide in customer sales practice disputes against their registered representatives, broker dealers and registered investment advisors...
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Jonathan S. Berck
Beacon, NY Securities Law Attorney with 37 years of experience
Securities, Business and Cannabis Law
Harvard Law School and Columbia Law School
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Jordan J. Levine
New York, NY Securities Law Lawyer with 7 years of experience
Securities, Business, IP and Real Estate
Seton Hall University School of Law
Jordan centers his practice on complex corporate and business transactions, both domestic and international. He serves clients ranging from start-ups and emerging growth companies to multi-national entities in mergers and acquisitions, corporate formations, corporate financing, private equity, securities issuances and corporate governance.
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Roman Begelfer
New York, NY Securities Law Attorney
Free ConsultationSecurities, Business, Immigration and Trademarks
Boston University and Israeli College of Managment, School of Law
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Jessica Murzyn
New York, NY Securities Law Attorney with 24 years of experience
Securities, Arbitration & Mediation, Business and Consumer
University of Pennsylvania
Jessica A. Murzyn has been a senior counsel at Rich, Intelisano & Katz, LLP since April 2013. Ms. Murzyn represents individual and institutional investors in securities arbitrations and litigation against financial firms.
Prior to joining Rich, Intelisano & Katz, LLP, Ms. Murzyn was an associate at Friedman Kaplan Seiler & Adelman LLP from October 2008 to March 2013. At Friedman Kaplan, she represented a variety of individual and corporate clients in securities, real estate and general commercial litigation and arbitrations. For example, she represented a high net worth client in a FINRA arbitration against the client’s investment...
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Joshua Buhler
New York, NY Securities Law Lawyer
Securities, Business, Entertainment & Sports and IP
Cornell University
I offer the following:
- Strategic and legal advice to small/mid-cap businesses and their founders
- Corporate and LLC formation
- Partnership, shareholder and LLC operating agreements
- Employment contracts
- Non-compete, non-solicit and confidentiality agreements
- Trademark and copyright registration
- Advice relating to seed and venture capital financings, as well as founders' exits (e.g. M&A)
I have advised dozens of companies in such diverse sectors as entertainment, technology and digital media, food products and fashion.
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Mr. Richard Albert Luthmann Jr.
Staten Island, NY Securities Law Attorney with 19 years of experience
Securities, Business, Elder and Estate Planning
University of Miami School of Law and New York Law School
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Mark Zafrin
New York, NY Securities Law Attorney
Securities, Business, Health Care and Real Estate
New York University School of Law and St. John's University School of Law
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
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Ruth Jin
New York, NY Securities Law Lawyer
Securities, Business and International
Georgetown University Law Center
Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....
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Neil Stanley Belloff
Mahopac, NY Securities Law Attorney with 39 years of experience
Securities and Business
Quinnipiac University School of Law and Georgetown University Law Center
Corporate, Securities and Business Law
Board Advisory Services
Compliance/Governance/Best Practices
Regulatory Representation
Internal Investigations
Over 20 years experience in business, legal and management positions, most recently as Executive Vice President and US Corporate and Securities Counsel of a Fortune 50 company, with significant management, supervisory and oversight responsibilities in the areas of risk assessment, strategic planning, corporate governance, legal and regulatory compliance, mergers and acquisitions, privacy issues, and all aspects of corporate, securities, intellectual property and employment law, as well as primary liaison with Management Board and key members of senior management.
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Matthew Browndorf
New York, NY Securities Law Attorney with 20 years of experience
Securities, Business and White Collar Crime
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Thomas McGirr Sanford
New York, NY Securities Law Attorney with 30 years of experience
Securities, Business and Insurance Defense
New York Law School
Corporate transactional and Directors and Officers Liability attorney.
I work with a variety of mainly privately held businesses from inception through corporate life to sale or other disposition. I help businesses and their principals in formation issues, shareholder and LLC operating agreements, employment agreements, private placements and mergers and acquisitions including stock and asset purchase agreements, letters of intent, term sheets and '33 Act and '34 Act compliance. I also act as outside general counsel reviewing and negotiating license agreements, service agreements, outsourcing agreements and other contractual matters.
I also represent insurance carriers as monitoring counsel in connection with complex securities class...
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John M. Giordano
New York, NY Securities Law Attorney with 40 years of experience
Securities, Business, Construction and Employment
Maurice A. Deane School of Law at Hofstra University
John M. Giordano is Of Counsel to Rich Intelisano & Katz. He brings over 30 years of experience, skill and knowledge to a broad array of legal matters. His practice areas include Business, Construction, Employment, International, Real Estate, and Securities Law. Mr. Giordano is committed to providing proactive, creative, and client-focused advocacy.
Mr. Giordano obtained his B.A. at Ithaca College. He earned his J.D. from Hofstra University School of Law. Mr. Giordano's jurisdictions include the State of New York and the United States District Courts in the Southern, Northern and Eastern Districts of New York.
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Anna Rubin
New York, NY Securities Law Attorney with 17 years of experience
Securities, Criminal Defense, DUI & DWI and Domestic Violence
Benjamin N. Cardozo School of Law
Anna Rubin focuses her practice on Criminal Defense matters in New York State and Federal Courts. Ms. Rubin is a former prosecutor who served in numerous bureaus and divisions of the Kings County District Attorney's Office, including the prestigious Rackets Division, where she concentrated on White Collar cases. Ms. Rubin provides aggressive, effective representation for her clients.
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Frank Xu
New York, NY Securities Law Attorney with 17 years of experience
Free ConsultationSecurities, Business, IP and Tax
The George Washington University Law School, Columbia Law School and Peking University Law School
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Elena Volkova
New York, NY Securities Law Lawyer with 21 years of experience
Securities, Business, Estate Planning and International
Fordham University
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Thomas Wyckoff
New York, NY Securities Law Attorney with 32 years of experience
Free ConsultationSecurities and Business
Albany Law School
• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
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Paul Cuccurullo
New York, New York Securities Law Lawyer
Securities
Brooklyn Law School
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Michael Aures-Cavalieri
New York, NY Securities Law Lawyer with 9 years of experience
Securities
New York University School of Law and SUNY Buffalo Law School
Michael Aures-Cavalieri is a securities and derivatives attorney practicing in New York, NY. Michael graduated cum laude from the University at Buffalo Law School in 2014.
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David C. Casagrande
New York, NY Securities Law Lawyer
111 John St
#1100
New York, NY 10038
Free ConsultationSecurities and Stockbroker Fraud
Benjamin N. Cardozo School of Law
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Joseph Potashnik
New York, NY Securities Law Lawyer with 18 years of experience
Securities, Criminal Defense, Health Care and Stockbroker Fraud
My name is Joe Potashnik. I am the principal attorney at Joseph Potashnik & Associates
We have offices in Manhattan and represent clients in four areas.
1. NYC residents that are under criminal investigation or have been arrested on State criminal charges.
2. We represent New York City residents that are under investigation or have been arrested on Federal Charges.
3. We represent professionals in the Medical and Healthcare field that might lose, or have lost, their professional license.
4. And we represent residents of New York City, or their family members, in all government investigations.
We can assist any NYC resident and offer our legal...
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Mauro Wolfe
New York, NY Securities Law Lawyer with 28 years of experience
Securities, Criminal Defense and International
Mauro M. Wolfe practices in the area of litigation, with a focus on white-collar criminal defense; securities enforcement, including Foreign Corrupt Practices Act investigations; complex civil and administrative litigation; internal corporate investigations; and data security and privacy matters. Mr. Wolfe has represented U.S. and foreign corporations, corporate executives, government officials and others in a broad range of white-collar criminal cases involving securities and commodities, bank and procurement fraud, customs and export violations and bribery.
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Anthony C. Varbero
New York, NY Securities Law Attorney
111 John St
#1100
New York, NY 10038
Securities and Stockbroker Fraud
Brooklyn Law School
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Leonard Jeffrey Breslow
New York, NY Securities Law Lawyer with 31 years of experience
Securities and Business
New York University School of Law
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Leslie Eugene Fourton
New York, NY Securities Law Lawyer
Securities, Appeals, Arbitration & Mediation and Employment
Vermont Law School
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Shahriar Kashanian
Manhasset, NY Securities Law Lawyer with 39 years of experience
Securities, Arbitration & Mediation, Insurance Claims and Personal Injury
Maurice A. Deane School of Law at Hofstra University
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Michael Eric Berman
New York, NY Securities Law Lawyer with 26 years of experience
450 7th Avenue
Suite 949
New York, NY 10123
Securities
University of Pennsylvania Law School
Michael E. Berman, P.C. has offices in Long Island and in Manhattan, and is managed by Michael Eric Berman, Esq. Mr. Berman received his JD degree from the Law School at the University of Pennsylvania in 1997 and his BS degree in Economics (magna cum laude) from the Wharton Business School in 1993