Red Mountain Securities Lawyers

Phil Cook is a first-chair business trial lawyer with experience in jury and bench trials, as well as domestic and international arbitrations before AAA, FINRA and ICC panels. He has argued appeals in the Ninth Circuit and the California Court of Appeal.

Although Phil focuses on policyholder insurance recovery, corporate governance and partnership disputes, and securities and financial products claims, he has represented clients in individual and class action cases involving contract disputes, Business and Professions Code section 17200 claims and other business torts, antitrust and trade regulation, patent and trademark infringement, trade secrets, product liability and toxic torts, governmental...

Mark is a capital markets attorney known among his colleagues for his expertise in corporate and securities law. He counsels clients in raising capital online (tokens, coins, STOs, digital assets and other "securities"). He offers unique insight and perspective to his clients because of his experience in private practice representing both public and private companies in business transactions and courtroom securities litigation for more than twenty-five years and serving in senior positions as an attorney with the U.S. Securities and Exchange Commission and as a Special Assistant United States Attorney for eight years. While Mark's clients include other attorneys, his passion...

David T. Bartels is an experienced business attorney, representing businesses, and their officers and directors, in government enforcement actions, class actions and complex commercial litigation, as well as transactional and regulatory issues.

His experience includes securities and government enforcement litigation, complex commercial litigation, and intellectual property litigation. Mr. Bartels advises corporate directors and defended individuals, companies, underwriters, financial institutions and accounting firms in shareholder class action and derivative lawsuits, merger and acquisition disputes and in proceedings before the Department of Justice, the Securities and Exchange Commission (“SEC”), the Financial Industry Regulatory Authority (“FINRA”) and the Federal Trade Commission (“FTC”). Mr. Bartels...

Mr. Morris is a former SEC Enforcement Attorney. He specializes in complex securities litigation with special emphasis in representing issuers, officers and directors, investment funds, analysts, and brokers in connection with Securities and Exchange Commission and Financial Industry Regulatory Authority investigations, litigation, and arbitration.

Having previously practiced at an American Law 100 firm as well as in-house counsel for a multi-national corporation, Mr. Hakala brings both legal expertise and business sense to the business transactions that clients seek to accomplish and the complex legal problems that they seek to litigate and resolve. Mr. Hakala has not only litigated various complex business and employment matters on behalf of Fortune 100 clients, he also provides general business, technology, and media law representation to various companies, including start-up businesses and those in the renewable energies sector.  Mr. Hakala is an experienced business litigator who has also...

Since 1990, Bob Gonser has practiced in the securities area, including representation of public investors before the Financial Industry Regulatory Authority (formerly NASD), New York Stock Exchange and Pacific Exchange. He has successfully handled hundreds of cases involving losses sustained in brokerage accounts as a result of wrongdoing, mismanagement and fraud by brokers and brokerage firms. Over the years, Mr. Gonser's efforts have resulted in a multitude of awards and settlements for his clients including over $1.2 million in damages and interest for four employees of Cisco Systems in arbitration before the Pacific Exchange (Read the decision.) At Hunsucker Goodstein, he...

Ms. Truong's practice focuses on all aspects of civil litigation and general business litigation.

Ms. Truong joined Perry, Johnson, Anderson, Miller & Moskowitz in October 2018. Prior to joining the firm, she worked as a litigation attorney at two Am Law 100 firms in New York, New York, where she practiced in the areas of complex and multidistrict commercial litigation, contract disputes, data/records management, E-Discovery, cross-border litigation (including the U.K, France, Israel), securities litigation, corporate internal investigations, governmental investigations (including Securities Exchange Commission investigations and antitrust investigations from the Department of Justice and Federal Trade Commission), bankruptcy litigation (as a member...

A trusted legal advisor and trial attorney for over four decades, Eric Landau represents public and private companies, directors, officers, shareholders and business leaders in a variety of industries, including financial, technology, energy, entertainment, health care, pharmaceutical, fashion, media, alcohol beverage, gaming and hospitality. Taking on the toughest of issues, Mr. Landau has been at the forefront of pivotal decisions in state law-based merger challenges and the anti-fraud provisions of the federal securities laws. Appearing before state and federal trial and appellate courts throughout the country, he has defended directors, officers, and issuers against securities class and derivative actions. With his...

Anthony Geraci is the managing partner of the Geraci Law Firm. He is a leading expert in mortgage lending and securities law and has authored numerous articles on real estate finance and securities subjects. Mr. Geraci is a leader in creating national mortgage pools and mortgage funds as well as sophisticated net branching arrangements among several mortgage companies.

LEGAL CAREER
Mr. Klein was admitted to the State Bar of California in January 1972 and practiced law in California continuously thereafter until his retirement from the international law firm, K&L Gates, effective March 1, 2014.
AREAS OF PRACTICE
Mr. Klein practiced in the areas of securities, mergers and acquisitions and other corporate transactions. He was lead counsel on scores of public offerings, representing both issuers and underwriters, for companies in such diverse industries as biotechnology, medical and research products, Internet and software companies and manufacturing and service companies. Mr. Klein represented underwriters ranging from regional investment banks to bulge bracket...

Robyn Manos is a licensed attorney in the State of California with 20 years of corporate law experience.

After graduating from the University of California, Los Angeles magna cum laude with a degree in History, Robyn Manos was selected for full tuition scholarships and an academic fellowship from the University of Southern California. Robyn Manos obtained a Masters of Business Administration from the University of Southern California Graduate School of Business Administration in 1992. Concurrently, Robyn Manos obtained a Juris Doctor from the University of Southern California Law Center, and was awarded an Academic Merit Scholar Award and American...

As Principal FINRA Attorney of Zafis Law, R. Craig Zafis, APC, provides experienced and effective legal counsel for matters of Securities Fraud / Regulatory Defense, SEC / FINRA investigations and securities arbitration matters. We Defend firms, advisers as well as private investors under a wide variety of circumstances.

Mr. Gradman is one of the country’s leading experts in mortgage-backed securities litigation and other legal issues stemming from the mortgage crisis. He provides services to clients in litigation, mortgage finance & structured products and business law.

While practicing as a commercial litigator at Arnold & Porter (formerly Howard Rice) in San Francisco, Mr. Gradman was involved in some of the earliest litigation arising from the subprime mortgage crisis, including the representation of PMI Mortgage Insurance Co. in a suit against WMC Mortgage Corp. and its parent, GE Money Bank, over misrepresentations relating to a $1 billion pool of subprime mortgages....

I am a trial attorney focused on serving clients in the areas of insurance coverage, securities litigation, and white collar criminal defense. I have represented mutual funds, corporations, Native American tribes, law firms, accounting firms, small businesses, and individuals as both plaintiffs and defendants in a variety of high-stakes disputes. Through my experience in private practice and as a former prosecutor, I have tried nearly fifty jury trials to verdict. In the area of insurance coverage, I have represented policyholders and other insureds in coverage disputes and civil actions alleging bad faith...

Roxanna Talaie represents corporations, boards of directors and individuals in a variety of practice areas. Her focus includes securities litigation, personal injury and workers’ compensation matters. She began her legal career with one of the country’s most prominent securities litigation firms, which handled a broad array of cases involving United States Securities and Exchange Commission matters; litigation practices, including class actions, discovery, state and federal proceedings; meticulous client preparation; case evaluation; and portfolio monitoring. Later, she defended insurance carriers, third party administrators and employers in workers’ compensation matters at one of the oldest workers’ compensation firms in California. Currently, she...

Mr. August has been practicing corporate and transactional law for over 30 years. He began his legal career in Washington, D.C., at the firm of Lane & Edson, where he was part of the team representing Wesray Capital on leveraged buyout transactions, and subsequently associated with the Washington, D.C. office of Dow, Lohnes & Albertson, where he serviced its telecommunications and other clients with corporate fundraising and strategic transactions. In 1990, he moved to California to serve in the Los Angeles office of Graham & James, handling securities, mergers & acquisitions and other transactions for its primarily international...

Business Law Attorney Gretchen Cowen has 20 years experience including Mergers & Acquisitions, Securities & Corporate Finance and Venture Capital

Greg Beattie practices corporate and technology law, and represents a broad spectrum of hardware, software and internet based companies, food and beverage companies including several wineries, cleantech/greentech companies and a variety of other distribution, retail, service, and manufacturing concerns, often serving as their general counsel. Greg graduated from Harvard Law School in 1980 (J.D., cum laude) and from Stanford University (highest honors) in 1976. His started his career at Cooley Godward, and has served as General Counsel of UB Networks, a pioneering Silicon Valley tech company, chair of the Venture and Technology Practice Group at Reed Smith,...

Terrance J. Evans is a partner in the Trial Practice Group of Duane Morris in San Francisco. He concentrates his practice in representing the financial services industry, which includes international, national and community banks; loan service companies; and insurance companies.

With respect to the insurance industry, Mr. Evans concentrates his practice in complex commercial litigation and policy interpretation and analysis. He has represented commercial primary, excess and umbrella insurers in a wide range of multimillion-dollar cases, including declaratory relief, bad faith, rescission, subrogation, indemnity, additional insurance, interpleader and reformation actions.

In relation to the banking industry, Mr. Evans has represented international,...

Svetlana Kamyshanskaya is an experienced international business attorney who contributes to the success of many privately-held businesses and startups by providing them with valuable, expert advice in a wide array of transactions, including international business transactions and corporate planning.

As an attorney who has practiced law in the USA as well as overseas, Svetlana is uniquely qualified to help foreign firms enter the US market as well as US companies looking for business opportunities abroad.

Her goal is to develop efficient and client-friendly solutions and implementations methods for successful business operations. She thus assists companies in taking advantage of business opportunities in...

I have over 20 years of experience practicing law. My practice has focused on business law and corporate finance. I operate a sole practitioner law practice providing legal services to small to midsize private companies and NASD (FINRA) broker dealers. In addition, I represent several public companies assisting them with their financing, SEC reporting and general corporate matters.

California Securities Fraud Attorney