The Plains Lawyers

I am an experienced trial attorney with a fundamental commitment to results. My practice focuses on emerging issues in technology, computers, and the internet.

I develop strong relationships with clients and believe that frequent and honest communication between lawyer and client is the key to those relationships. I'm an experienced trial and appellate lawyer who has litigated cases in most Ohio counties and in various federal courts across the country and in arbitration, primarily at the Financial Industry Regulatory Authority (FINRA). I've argued appellate matters in Ohio appellate courts, and in the Fourth and Sixth Circuit U.S. Courts of Appeal. I primarily represent corporate clients in business disputes, both prior to and after the institution of litigation and during my career, I've assisted clients...

I am an attorney and shareholder at Carlton Fields, a national law firm that provides innovative and strategic solutions to clients in the financial services industry. I have experience advising clients on complex issues involving the creation, marketing and operation of retirement products, platforms and service providers. My main areas of focus include the Employee Retirement Income Securities Act (ERISA), ERISA's fiduciary provisions, the Internal Revenue code, regulation of IRAs and other employee benefit plans. My clients for the last decade have been platform providers, trust banks, RIAs, Broker Dealers, Third Party Administrators, and insurance companies. I hold...