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Practice Areas
- Securities Law
- Arbitration & Mediation
- Business Arbitration, Consumer Arbitration, Family Arbitration
- Stockbroker & Investment Fraud
Fees
- Free Consultation
Jurisdictions Admitted to Practice
- New York
- New York State Office of Court Administration
- ID Number: 5874458
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Languages
- English: Spoken, Written
Professional Experience
- Associate
- LaxNeville
- Current
Education
- St. John's University School of Law
- J.D. (2020)
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- St. John's University
- B.A. (2017) | Government & Politics
- Honors: Summa Cum Laude
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Professional Associations
- New York State Bar # 5874458
- Member
- Current
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Websites & Blogs
- Website
- Rick Mayer's Website Profile
- Website
- LaxNeville Website
- Blog
- New York Securities Lawyer Blog
- Client Represented by Lax & Neville Wins $1.8MM Award Against Morgan Stanley for Unsuitability and Failure to Supervise Investment in WisdomTree (WETF)
August 30, 2023 - Ex-Merrill Financial Advisor Suspended and Fined for Violating FINRA Rule 2010 When He Took Photographs of Client’s Non-Public Information Before Leaving Firm
April 27, 2023 - Four More Former Credit Suisse Advisers Represented by Lax & Neville LLP Win FINRA Arbitration Award Against Credit Suisse Securities (USA) LLC in the Deferred Compensation Arbitrations
April 24, 2023
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