Bryan Hill
An Advocate for Investment Advisers
Bryan Hill is based in Omaha, Nebraska and focused on serving as a trusted legal counsel to investment advisers through his law firm, Bryan Hill Law (BHL).
His legal work at BHL concentrates primarily on the following areas: (i) structuring and formalizing an investment adviser’s business relationships (e.g., client agreement, promoter/solicitor arrangement agreement, joint venture agreement, sub-advisory agreement, independent contractor investment adviser representative (IAR) agreement, bank network agreement, wrap sponsor agreement, tech platform agreement); (ii) conducting internal investigations of customer complaints; (iii) representing investment advisers during regulatory investigations by the U.S. Securities and Exchange Commission (SEC) or the Nebraska Securities Bureau; (iv) counseling investment advisers on the purchase or sale of an investment advisory practice; and (v) providing guidance on the transition of an IAR from one firm to another.
Whether you are launching a new firm, bringing on a new IAR, or preparing to exit the business, Mr. Hill can assist you in navigating the highly regulated investment adviser landscape with relevant legal experience and industry fluency.
Disclosure: Bryan Hill is admitted to the practice of law in Iowa and Nebraska. The determination of the need for legal services and the choice of a lawyer are extremely important decisions and should not be based solely upon self-proclaimed expertise. A description or indication of limitation of practice does not mean that any agency or board has certified such lawyer as a specialist or expert in an indicated field of law practice, nor does it mean that such lawyer is necessarily any more expert or competent than any other lawyer. All potential clients are urged to make their own independent investigations and evaluation of any lawyer being considered.
- Securities Law
- Credit Cards Accepted
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Rates, Retainers and Additional Information
Legal services are provided on hourly and/or fixed fee basis depending upon the engagement.
- Iowa
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- Nebraska
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- University of Nebraska - Lincoln
- J.D.
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